REG-ECR Minerals plc TR-1: Standard form for notification of major holdings

ECR MineralsAnnouncement

12/10/2020 17:00

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TR-1: Standard form for notification of major holdings

 

TR-1: Standard form for notification of major holdings
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the                                                                                                                                                                                              
 FCA in Microsoft Word format if possible)(i)                                                                                                                                                                                                                              
                                                                                                                                                                                                                                                                           
 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                    ECR Minerals plc                                                                                             
 which voting rights are attached(ii):( )                                                                                                                                                                                                                                  
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an                                                                                                                                                                                                 
 “X” if appropriate)                                                                                                                                                                                                                                                       
 Non-UK issuer                                                                                                                                                                                                                                                             
 2. Reason for the notification (please mark the appropriate box or boxes with                                                                                                                                                                                             
 an “X”)                                                                                                                                                                                                                                                                   
 An acquisition or disposal of voting rights                                                                                                                                                                                                      X                        
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                       
 An event changing the breakdown of voting rights                                                                                                                                                                                                                          
 Other (please specify)(iii):                                                                                                                                                                                                                                              
 3. Details of person subject to the notification obligation(iv)                                                                                                                                                                                                           
 Name                                                                                                                                                         Paul and Michelle Johnson                                                                                    
 City and country of registered office (if applicable)                                                                                                                                                                                                                     
 4. Full name of shareholder(s) (if different from 3.)(v)                                                                                                                                                                                                                  
 Name                                                                                                                                                                                                                                                                      
 City and country of registered office (if applicable)                                                                                                                                                                                                                     
 5. Date on which the threshold was crossed or reached(vi):                                                                                                   05 October 2020                                                                                              
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                               07 October 2020                                                                                              
 7. Total positions of person(s) subject to the notification obligation                                                                                                                                                                                                    
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments      Total of both in % (8.A + 8.B)  Total number of voting rights of issuer(vii)      
                                                                                                                                   
(total of 8.B 1 + 8.B 2)                                                                                                               
 Resulting situation on the date on which threshold was crossed or reached  2.92%                                                                                                        2.92%                           640,953,913                                       
 Position of previous notification (if                                      3.94%                                                                                                        3.94%                                                                             
 
                                                                                                                                                                                                                                                                         
 applicable)                                                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                                           

 8. Notified details of the resulting situation on the date on which the                                                                                                                                                                                    
 threshold was crossed or reached(viii)                                                                                                                                                                                                                     
 A: Voting rights attached to shares                                                                                                                                                                                                                        
 Class/type of                                  Number of voting rights(ix)                                                                                 % of voting rights                                                                              
 
shares                                                                                                                                                                                                                                                    
 
                                                                                                                                                                                                                                                          
 ISIN code (if possible)                                                                                                                                                                                                                                    
                                                Direct                                          Indirect                                                    Direct                                           Indirect                                       
                                                
                                               
                                                           
                                                
                                              
                                                (Art 9 of Directive 2004/109/EC) (DTR5.1)       (Art 10 of Directive 2004/109/EC) (DTR5.2.1)                (Art 9 of Directive 2004/109/EC) (DTR5.1)        (Art 10 of Directive 2004/109/EC) (DTR5.2.1)   
 GB00BYYDKX57                                   18,735,616                                                                                                  2.92%                                                                                           
 
                                                                                                                                                                                                                                                          
 Ordinary Shares                                                                                                                                                                                                                                            
 
                                                                                                                                                                                                                                                          
                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                            
 SUBTOTAL 8. A                                                                                                                                                                                                                                              
                                                                                                                                                                                                                                                            
 
                                                                                                                                                                                                                                                          
                                                                                                                                                                                                                                                            
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC                                                                                                                                                                             
 (DTR5.3.1.1 (a))                                                                                                                                                                                                                                           
 Type of financial instrument                   Expiration              Exercise/                                                   Number of voting rights that may be acquired if the instrument is        % of voting rights                             
                                                
date(x)                
Conversion Period(xi)                                      
                                                                                                                       
                                                                                                                                    exercised/converted.                                                                                                    
                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                            
                                                                        SUBTOTAL 8. B 1                                                                                                                                                                     
                                                                                                                                                                                                                                                            
 
                                                                                                                                                                                                                                                          
                                                                                                                                                                                                                                                            
 B 2: Financial Instruments with similar economic effect according to Art.                                                                                                                                                                                  
 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))                                                                                                                                                                                                         
 Type of financial instrument  Expiration                               Exercise/                                 Physical or cash                                                  Number of voting rights  % of voting rights                             
                               
date(x)                                 
Conversion Period (xi)                   
                                                                                                                                         
                                                                                                                  settlement(xii)                                                                                                                           
                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                            
                                                                                                                  SUBTOTAL 8.B.2                                                                                                                            
                                                                                                                                                                                                                                                            
 
                                                                                                                                                                                                                                                          
                                                                                                                                                                                                                                                            
 
                                                                                                                                                                                                                                                          
                                                                                                                                                                                                                                                            
                                                                                                                                                                                                                                                            

 9. Information in relation to the person subject to the notification                                                                                                                                                                                          
 obligation (please mark the                                                                                                                                                                                                                                   
 
                                                                                                                                                                                                                                                             
 applicable box with an “X”)                                                                                                                                                                                                                                   
 Person subject to the notification obligation is not controlled by any natural                                                                                                                                           X                                    
 person or legal entity and does not control any other undertaking(s) holding                                                                                                                                                                                  
 directly or indirectly an interest in the (underlying) issuer(xiii)                                                                                                                                                                                           
 Full chain of controlled undertakings through which the voting rights and/or                                                                                                                                                                                  
 the                                                                                                                                                                                                                                                           
 
financial instruments are effectively held starting with the ultimate                                                                                                                                                                                        
 controlling natural person or legal entity(xiv )(please add additional rows as                                                                                                                                                                                
 necessary)                                                                                                                                                                                                                                                    
 Name(xv)                    % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold     
                                                                                                         than the notifiable threshold                                                                                                                         
                                                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                               
 10. In case of proxy voting, please identify:                                                                                                                                                                                                                 
 Name of the proxy holder                                                                                                                                                                                                                                      
 The number and % of voting rights held                                                                                                                                                                                                                        
 The date until which the voting rights will be held                                                                                                                                                                                                           
                                                                                                                                                                                                                                                               
 11. Additional information(xvi)                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                               
                                                                                                                                                                                                                                                               

 Place of completion  Farnborough, UK  
 Date of completion   07 October 2020  


 



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