REG-BARCLAYS PLC Form 8.3 - FUTURE PLC
13/01/2021 12:10
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Form 8.3 - FUTURE PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form FUTURE PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 12 Jan 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES GOCO GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 15p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 496,903 0.51% 395,796 0.40%
(2) Cash-settled derivatives:
248,764 0.25% 118,854 0.12%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 745,667 0.76% 514,650 0.53%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
15p ordinary Purchase 103 17.8201 GBP
15p ordinary Purchase 113 17.8401 GBP
15p ordinary Purchase 225 17.8000 GBP
15p ordinary Purchase 289 17.8400 GBP
15p ordinary Purchase 478 17.9000 GBP
15p ordinary Purchase 496 17.8997 GBP
15p ordinary Purchase 633 17.8998 GBP
15p ordinary Purchase 773 17.9126 GBP
15p ordinary Purchase 1,624 17.9600 GBP
15p ordinary Purchase 1,672 17.8647 GBP
15p ordinary Purchase 2,212 17.8578 GBP
15p ordinary Purchase 2,371 17.8817 GBP
15p ordinary Purchase 2,932 17.8847 GBP
15p ordinary Sale 17 17.8788 GBP
15p ordinary Sale 38 18.0532 GBP
15p ordinary Sale 78 17.9902 GBP
15p ordinary Sale 111 17.8371 GBP
15p ordinary Sale 116 17.7785 GBP
15p ordinary Sale 133 17.8700 GBP
15p ordinary Sale 197 17.7332 GBP
15p ordinary Sale 199 17.7972 GBP
15p ordinary Sale 218 17.8473 GBP
15p ordinary Sale 225 17.8000 GBP
15p ordinary Sale 245 17.7799 GBP
15p ordinary Sale 251 17.8269 GBP
15p ordinary Sale 280 17.9171 GBP
15p ordinary Sale 294 17.7908 GBP
15p ordinary Sale 355 17.8572 GBP
15p ordinary Sale 419 17.8367 GBP
15p ordinary Sale 569 17.8200 GBP
15p ordinary Sale 1,460 17.8223 GBP
15p ordinary Sale 5,073 17.9600 GBP
15p ordinary Sale 23,960 17.9094 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
15p ordinary SWAP Long 17 17.8788 GBP
15p ordinary SWAP Long 38 18.0534 GBP
15p ordinary SWAP Long 78 17.9902 GBP
15p ordinary SWAP Long 116 17.7786 GBP
15p ordinary SWAP Long 197 17.7331 GBP
15p ordinary SWAP Long 199 17.7972 GBP
15p ordinary SWAP Long 204 17.8610 GBP
15p ordinary SWAP Long 218 17.8473 GBP
15p ordinary SWAP Long 245 17.7799 GBP
15p ordinary SWAP Long 251 17.8269 GBP
15p ordinary SWAP Long 294 17.7908 GBP
15p ordinary CFD Long 877 17.9589 GBP
15p ordinary SWAP Long 3,244 17.8176 GBP
15p ordinary SWAP Long 4,532 17.9069 GBP
15p ordinary CFD Long 6,325 17.9585 GBP
15p ordinary SWAP Long 9,893 17.8923 GBP
15p ordinary CFD Short 63 17.9600 GBP
15p ordinary SWAP Short 233 17.9601 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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