Barclays PLC NortonLifeLock Inc. - Form 8.3 - NortonLifeLock Inc. Amendment
14/09/2022 07:00
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RNS Number : 3561Z Barclays PLC 13 September 2022
FORM 8.3 Amendment to Purchase and Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 September 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? AVAST PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,390,568 0.24% 1,541,431 0.27%
(2) Cash-settled derivatives:
1,666,873 0.29% 3,954,724 0.69%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 17,100 0.00% 48,410 0.01%
TOTAL: 3,074,541 0.54% 5,544,565 0.97%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 23.2300 USD
USD 0.01 common Purchase 6 23.3400 USD
USD 0.01 common Purchase 12 23.2850 USD
USD 0.01 common Purchase 16 23.2112 USD
USD 0.01 common Purchase 19 23.1852 USD
USD 0.01 common Purchase 22 23.2836 USD
USD 0.01 common Purchase 22 23.3350 USD
USD 0.01 common Purchase 23 22.9400 USD
USD 0.01 common Purchase 25 23.2132 USD
USD 0.01 common Purchase 29 23.2975 USD
USD 0.01 common Purchase 35 23.2620 USD
USD 0.01 common Purchase 38 23.2447 USD
USD 0.01 common Purchase 40 23.2175 USD
USD 0.01 common Purchase 42 23.2466 USD
USD 0.01 common Purchase 49 23.2800 USD
USD 0.01 common Purchase 76 23.2076 USD
USD 0.01 common Purchase 77 23.2918 USD
USD 0.01 common Purchase 91 23.3300 USD
USD 0.01 common Purchase 98 23.3342 USD
USD 0.01 common Purchase 100 23.2050 USD
USD 0.01 common Purchase 100 23.0800 USD
USD 0.01 common Purchase 103 23.2548 USD
USD 0.01 common Purchase 106 23.3110 USD
USD 0.01 common Purchase 114 23.0766 USD
USD 0.01 common Purchase 121 23.2700 USD
USD 0.01 common Purchase 135 23.2812 USD
USD 0.01 common Purchase 144 23.2522 USD
USD 0.01 common Purchase 149 23.2002 USD
USD 0.01 common Purchase 157 23.2565 USD
USD 0.01 common Purchase 182 23.3005 USD
USD 0.01 common Purchase 200 23.0675 USD
USD 0.01 common Purchase 200 23.2400 USD
USD 0.01 common Purchase 204 23.2128 USD
USD 0.01 common Purchase 204 22.9887 USD
USD 0.01 common Purchase 205 23.0678 USD
USD 0.01 common Purchase 300 23.0566 USD
USD 0.01 common Purchase 300 23.3850 USD
USD 0.01 common Purchase 365 23.1828 USD
USD 0.01 common Purchase 394 23.1873 USD
USD 0.01 common Purchase 403 23.4000 USD
USD 0.01 common Purchase 452 23.2842 USD
USD 0.01 common Purchase 598 23.2100 USD
USD 0.01 common Purchase 645 23.3868 USD
USD 0.01 common Purchase 690 23.3586 USD
USD 0.01 common Purchase 700 23.1900 USD
USD 0.01 common Purchase 730 23.0565 USD
USD 0.01 common Purchase 885 23.1861 USD
USD 0.01 common Purchase 1,023 23.3553 USD
USD 0.01 common Purchase 1,566 23.3532 USD
USD 0.01 common Purchase 1,695 23.0641 USD
USD 0.01 common Purchase 2,321 23.2083 USD
USD 0.01 common Purchase 2,916 23.0265 USD
USD 0.01 common Purchase 3,044 23.0637 USD
USD 0.01 common Purchase 3,701 23.1208 USD
USD 0.01 common Purchase 4,705 23.1911 USD
USD 0.01 common Purchase 7,137 23.2458 USD
USD 0.01 common Purchase 8,241 23.2093 USD
USD 0.01 common Purchase 13,100 23.4202 USD
USD 0.01 common Purchase 13,926 23.1568 USD
USD 0.01 common Purchase 17,712 23.2501 USD
USD 0.01 common Purchase 23,568 23.3872 USD
USD 0.01 common Purchase 29,092 23.2225 USD
USD 0.01 common Purchase 41,737 23.3900 USD
USD 0.01 common Purchase 62,360 23.3874 USD
USD 0.01 common Purchase 66,250 23.1881 USD
USD 0.01 common Purchase 171,954 23.2678 USD
USD 0.01 common Purchase 560,241 23.3018 USD
USD 0.01 common Sale 3 23.1100 USD
USD 0.01 common Sale 5 23.1300 USD
USD 0.01 common Sale 60 23.2025 USD
USD 0.01 common Sale 100 23.4000 USD
USD 0.01 common Sale 100 23.2000 USD
USD 0.01 common Sale 100 23.1400 USD
USD 0.01 common Sale 101 23.3998 USD
USD 0.01 common Sale 105 23.3876 USD
USD 0.01 common Sale 106 23.1240 USD
USD 0.01 common Sale 110 23.0900 USD
USD 0.01 common Sale 111 23.2154 USD
USD 0.01 common Sale 144 23.2522 USD
USD 0.01 common Sale 178 23.1110 USD
USD 0.01 common Sale 192 23.1656 USD
USD 0.01 common Sale 200 23.1650 USD
USD 0.01 common Sale 200 23.0650 USD
USD 0.01 common Sale 200 23.1050 USD
USD 0.01 common Sale 200 23.1950 USD
USD 0.01 common Sale 203 23.1626 USD
USD 0.01 common Sale 206 23.1627 USD
USD 0.01 common Sale 209 23.1820 USD
USD 0.01 common Sale 245 23.2027 USD
USD 0.01 common Sale 330 23.1355 USD
USD 0.01 common Sale 620 23.1748 USD
USD 0.01 common Sale 797 23.1672 USD
USD 0.01 common Sale 798 23.2100 USD
USD 0.01 common Sale 800 23.1900 USD
USD 0.01 common Sale 887 23.2864 USD
USD 0.01 common Sale 1,453 23.1837 USD
USD 0.01 common Sale 2,400 23.4200 USD
USD 0.01 common Sale 2,909 23.3302 USD
USD 0.01 common Sale 3,044 23.0637 USD
USD 0.01 common Sale 3,044 23.0638 USD
USD 0.01 common Sale 3,075 23.3409 USD
USD 0.01 common Sale 3,177 23.2092 USD
USD 0.01 common Sale 3,621 23.3324 USD
USD 0.01 common Sale 3,925 23.3135 USD
USD 0.01 common Sale 5,943 23.1623 USD
USD 0.01 common Sale 6,025 23.2908 USD
USD 0.01 common Sale 9,844 23.3784 USD
USD 0.01 common Sale 13,005 23.2822 USD
USD 0.01 common Sale 13,884 23.2875 USD
USD 0.01 common Sale 14,568 23.2524 USD
USD 0.01 common Sale 15,671 23.3856 USD
USD 0.01 common Sale 16,275 23.1746 USD
USD 0.01 common Sale 22,752 23.3900 USD
USD 0.01 common Sale 22,899 23.2612 USD
USD 0.01 common Sale 28,727 23.1800 USD
USD 0.01 common Sale 30,693 23.2798 USD
USD 0.01 common Sale 31,636 23.2346 USD
USD 0.01 common Sale 34,799 23.2865 USD
USD 0.01 common Sale 41,565 23.2194 USD
USD 0.01 common Sale 74,419 23.1850 USD
USD 0.01 common Sale 61,009 23.3864 USD
USD 0.01 common Sale 247,723 23.3117 USD
USD 0.01 common Sale 297,852 23.3069 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
securities
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the person making the disclosure and
any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Sep 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Written -17,100 27.0000 American 16 Sep 2022
USD 0.01 common Put Options Purchased -31,310 23.0000 American 18 Nov 2022
USD 0.01 common Put Options Written 17,100 25.0000 American 16 Sep 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully
understood:
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