REG - UBS AG (EPT) Glencore PLC - Form 8.5 (EPT/RI) - Glencore PLC
Today 12:15
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RNS Number : 7354R UBS AG (EPT) 04 February 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Glencore plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 03 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 10860854 5.17404 GBP 3.65480 GBP
Ordinary NPV Sell 6005628 5.17364 GBP 4.09539 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 268 5.066 GBP
Ordinary NPV CFD Long 1140 5.085 GBP
Ordinary NPV CFD Long 149752 5.1161 GBP
Ordinary NPV CFD Long 250000 5.152223 GBP
Ordinary NPV CFD Long 932645 5.151539 GBP
Ordinary NPV CFD Long 25226 5.151538 GBP
Ordinary NPV CFD Long 14392 111.15308018 ZAR
Ordinary NPV CFD Long 171590 111.0940866 ZAR
Ordinary NPV CFD Long 250000 5.152536 GBP
Ordinary NPV CFD Long 47117 111.2142 ZAR
Ordinary NPV CFD Long 1740 111.5767 ZAR
Ordinary NPV CFD Long 711 5.051 GBP
Ordinary NPV CFD Long 2013 5.063 GBP
Ordinary NPV CFD Long 102520 5.09764777 GBP
Ordinary NPV CFD Long 2832 111.166862 ZAR
Ordinary NPV CFD Long 255 5.061 GBP
Ordinary NPV CFD Long 773 5.064 GBP
Ordinary NPV CFD Long 3574 5.091 GBP
Ordinary NPV CFD Long 2006 5.09081363639083 GBP
Ordinary NPV CFD Long 200 5.05 GBP
Ordinary NPV CFD Long 227 5.07 GBP
Ordinary NPV CFD Long 3415 111.12795315 ZAR
Ordinary NPV CFD Long 2583 5.081669 GBP
Ordinary NPV CFD Long 633 5.074924 GBP
Ordinary NPV CFD Long 439 5.05343964 GBP
Ordinary NPV CFD Long 174018 5.17196537139836 GBP
Ordinary NPV CFD Long 1834 5.123 GBP
Ordinary NPV CFD Long 110201 111.34409697 ZAR
Ordinary NPV CFD Long 288476 5.088818 GBP
Ordinary NPV CFD Long 1054 5.055 GBP
Ordinary NPV CFD Long 2911 5.060213 GBP
Ordinary NPV CFD Long 230 5.059 GBP
Ordinary NPV CFD Long 12796 5.091044 GBP
Ordinary NPV CFD Long 279700 5.12283035397569 GBP
Ordinary NPV CFD Long 1120 5.111 GBP
Ordinary NPV CFD Long 54543 5.112756 GBP
Ordinary NPV CFD Long 100000 5.145759 GBP
Ordinary NPV CFD Long 1745 5.1109 GBP
Ordinary NPV CFD Long 5084 5.073 GBP
Ordinary NPV CFD Long 223 5.065 GBP
Ordinary NPV CFD Long 5151 5.054 GBP
Ordinary NPV CFD Short 2653188 5.10112202 GBP
Ordinary NPV CFD Short 167 5.13179982 GBP
Ordinary NPV CFD Short 641802 5.0779062 GBP
Ordinary NPV CFD Short 2619484 5.173 GBP
Ordinary NPV CFD Short 20345 5.08726545 GBP
Ordinary NPV CFD Short 118880 5.11006418 GBP
Ordinary NPV CFD Short 110201 111.34409697 ZAR
Ordinary NPV CFD Short 3415 111.12795315 ZAR
Ordinary NPV CFD Short 365515 5.17320692 GBP
Ordinary NPV CFD Short 524 5.07549962824427 GBP
Ordinary NPV CFD Short 100000 5.145312 GBP
Ordinary NPV CFD Short 14392 111.15308018 ZAR
Ordinary NPV CFD Short 250000 5.165314 GBP
Ordinary NPV CFD Short 217156 7.00934074 USD
Ordinary NPV CFD Short 2832 111.1669 ZAR
Ordinary NPV CFD Short 72651 5.17403449367524 GBP
Ordinary NPV CFD Short 8202 5.17299986 GBP
Ordinary NPV CFD Short 284515 5.1100642 GBP
Ordinary NPV CFD Short 228 5.055051 GBP
Ordinary NPV CFD Short 6314 5.134514 GBP
Ordinary NPV CFD Short 47117 111.2142 ZAR
Ordinary NPV CFD Short 171590 111.0940866 ZAR
Ordinary NPV CFD Short 1740 111.576749 ZAR
Ordinary NPV CFD Short 54121 5.108059 GBP
Ordinary NPV CFD Short 674 5.14931751 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 04 February 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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