REG - Goldstone Resources - Holding(s) in Company

Goldstone ResourcesAnnouncement

29/06/2020 12:15

RNS Number : 3973R
  
Goldstone Resources Ltd
  
29 June 2020
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


Goldstone Resources Limited




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify)iii:








3. Details of person subject to the notification obligationiv




Name


1.   RAB Capital Holdings Limited
2.   William Philip Seymour Richards
3.   RAB Special Situations (Master) Fund Limited
 




City and country of registered office (if applicable)


1.   London, UK
2.   Jersey
3.   Grand Cayman




4. Full name of shareholder(s) (if different from 3.)v




Name


Pershing Securities Limited




City and country of registered office (if applicable)


London, UK




5. Date on which the threshold was crossed or reachedvi:


07/04/2020




6. Date on which issuer notified (DD/MM/YYYY):


29/06/2020




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


4.56%






4.56%


250,050,253




Position of previous notification (if 
applicable)




























 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




Ordinary Shares
JE00BRJ8YF63


11,400,000






4.56%




















































SUBTOTAL 8. A


11,400,000


4.56%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights














































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights






























































































SUBTOTAL 8.B.2












 
 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


X




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




William Philip Seymour Richards


Less than 3.0%






Less than 3.0%




RAB Capital Holdings Limited


Less than 3.0%






Less than 3.0%




RAB Special Situations (Master) Fund Limited


Less than 3.0%






Less than 3.0%














































10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional informationxvi




 
Mr. Richards is an employee, executive director and major shareholder of RAB Capital Holdings Limited and a director and major shareholder of RAB Special Situations (Master) Fund Limited. 
 










 



Place of completion


London, UK




Date of completion


29/06/2020



 


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