REG - Morgan Stanley Cap Horizon Therapeutics - Rule 38.5_A- Horizon Therapeutics plc

Information ServicesAnnouncement

06/03/2023 10:30

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RNS Number : 9975R  Morgan Stanley Capital Services LLC  06 March 2023

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FORM 38.5(a) (EPT/RI)

 

IRISH TAKEOVER PANEL

 

DEALING DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH

TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2022

BY A CONNECTED EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS AND DEALING IN

A CLIENT-SERVING CAPACITY

 

1.             KEY INFORMATION

 

 (a)   Name of exempt principal trader:                                         Morgan Stanley Capital Services LLC
 (b)   Name of offeror/offeree in relation to whose relevant securities this    Horizon Therapeutics plc
 form relates:

 Use a separate form for each offeror/offeree
 (c)   Name of the party to the offer with which exempt principal trader is     Horizon Therapeutics plc
 connected: (Note 1)
 (d)   Date dealing undertaken:                                                 03 March 2023
 (e)   In addition to the company in 1(b) above, is the exempt principal          N/A
 trader also making disclosures in respect of any other party to the offer?

 If it is a cash offer or possible cash offer, state "N/A"

 

2.             DEALINGS BY THE EXEMPT PRINCIPAL TRADER (Note 2)

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

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(a)           Purchases and sales

 

 Class of                Purchases/   Total        Highest         Lowest

relevant
sales
number of
price per
price per

security
securities
unit paid/
unit paid/

(Note 3)
received
received
 0.0001 ordinary shares  Purchase     1,493         110.3706 USD    109.9450 USD
 0.0001 ordinary shares  Sale         7,345         110.4000 USD    110.0500 USD

 

(b)           Cash-settled derivative transactions

 

 Class of                Product       Nature of dealing              Number of    Price per

relevant
description
e.g. opening/closing
reference
unit (Note 5)

security               e.g. CFD
a long/short position,
securities

increasing/reducing a         (Note 4)

long/short position
 0.0001 ordinary shares   CFD           increasing a short position   2             110.0500 USD
 0.0001 ordinary shares   CFD           increasing a short position   900           110.2386 USD
 0.0001 ordinary shares   CFD           increasing a short position   100           110.2386 USD
 0.0001 ordinary shares   CFD           increasing a long position    16            110.4000 USD
 0.0001 ordinary shares   CFD           reducing a short position     6,984         110.4000 USD

 

(c)           Stock-settled derivative transactions (including
options)

 

(i)            Writing, selling, purchasing or varying

 

 Class of   Product            Writing,       Number       Exercise    Type        Expiry  Option

relevant
description
purchasing,
of
price per   e.g.
date
money

security
e.g. call option
selling,
securities
unit
American,
paid/

varying etc.
to which
European
received

option
etc.
per unit

relates

(Note 4)
 N/A        N/A                N/A            N/A          N/A         N/A         N/A     N/A

 

 

 

 

 

 

(ii)           Exercise

 

 Class of   Product            Exercising/   Number of    Exercise price

relevant
description
exercised
securities
per unit

security
e.g. call option
against                   (Note 5)
 N/A        N/A                N/A           N/A          N/A

 

(d)           Other dealings (including transactions in respect of
new securities)

 

 Class of relevant security  Nature of            Details  Price per unit

dealing
(if applicable)

e.g. subscription,
(Note 5)

conversion,

exercise
 N/A                         N/A                  N/A      N/A

 

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3.             OTHER INFORMATION

 

(a)           Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"
  None

 

(b)           Agreements, arrangements or understandings relating to
options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person
 disclosing and any other person relating to the voting rights of any relevant
 securities under any option referred to on this form or relating to the voting
 rights or future acquisition or disposal of any relevant securities to which
 any derivative referred to on this form is referenced. If none, this should be
 stated.
   None

 

 Date of disclosure:  06 March 2023
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 38 of the Rules must be made to a Reg`ulatory
Information Service.

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