For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20230213:nRSM6472Pa&default-theme=true
RNS Number : 6472P Johnson Matthey PLC 13 February 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BZ4BQC70
Issuer Name
JOHNSON MATTHEY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
09-Feb-2023
6. Date on which Issuer notified
10-Feb-2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 3.341659 4.556926 7.898585 14490218
Position of previous notification (if applicable) 0.914787 2.153430 3.068217
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BZ4BQC70 6060381 3.303499
US4791425071 70006 0.038160
Sub Total 8.A 6130387 3.341659%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is % of voting rights
exercised/converted
Right to Recall NA NA 281005 0.153175
Physical Swap 13/02/2023 NA 81138 0.044228
Physical Swap 30/03/2023 NA 600000 0.327059
Sub Total 8.B1 962143 0.524462%
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Swaps 06/05/2025 N/A Cash 13320 0.007261
Swaps 31/07/2024 N/A Cash 48714 0.026554
Swaps 04/09/2023 N/A Cash 490000 0.267098
Swaps 21/02/2023 N/A Cash 212266 0.115706
Swaps 01/03/2023 N/A Cash 5653 0.003081
Swaps 03/07/2023 N/A Cash 93146 0.050774
Swaps 06/07/2023 N/A Cash 148218 0.080793
Swaps 07/07/2023 N/A Cash 73212 0.039908
Swaps 10/07/2023 N/A Cash 301601 0.164402
Swaps 13/07/2023 N/A Cash 85870 0.046808
Swaps 14/07/2023 N/A Cash 82335 0.044881
Swaps 17/07/2023 N/A Cash 530717 0.289293
Swaps 20/07/2023 N/A Cash 48928 0.026671
Swaps 21/07/2023 N/A Cash 34171 0.018627
Swaps 24/07/2023 N/A Cash 384150 0.209399
Swaps 27/07/2023 N/A Cash 45576 0.024843
Swaps 28/07/2023 N/A Cash 85741 0.046737
Swaps 31/07/2023 N/A Cash 203146 0.110734
Swaps 01/08/2023 N/A Cash 165804 0.090379
Swaps 04/08/2023 N/A Cash 28029 0.015279
Swaps 07/08/2023 N/A Cash 392889 0.214163
Swaps 08/08/2023 N/A Cash 103996 0.056688
Swaps 11/08/2023 N/A Cash 90690 0.049435
Swaps 14/08/2023 N/A Cash 118201 0.064431
Swaps 31/01/2024 N/A Cash 77415 0.042199
Swaps 18/11/2024 N/A Cash 73754 0.040203
Swaps 18/03/2026 N/A Cash 256083 0.139590
Swaps 15/02/2028 N/A Cash 2535 0.001382
Swaps 28/02/2023 N/A Cash 23561 0.012843
Swaps 08/08/2024 N/A Cash 20920 0.011403
Swaps 15/02/2023 N/A Cash 136757 0.074546
Swaps 02/07/2024 N/A Cash 578939 0.315578
Swaps 24/01/2025 N/A Cash 297941 0.162407
Swaps 07/11/2025 N/A Cash 361265 0.196925
Swaps 28/04/2023 N/A Cash 242611 0.132247
Swaps 31/08/2023 N/A Cash 82872 0.045173
Swaps 13/06/2023 N/A Cash 13595 0.007411
Swaps 13/01/2025 N/A Cash 1443067 0.786612
Sub Total 8.B2 7397688 4.032464%
9. Information in relation to the person subject to the notification
obligation
2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)
Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Bank of America Corporation Bank of America, National Association
Bank of America Corporation Merrill Lynch, Pierce, Fenner & Smith Inc.
Bank of America Corporation Managed Account Advisors, LLC
Bank of America Corporation U.S. Trust Co of Delaware
Bank of Corporation BofA Securities, Inc.
Bank of America Corporation Merrill Lynch International 4.604019%
Bank of America Corporation BofA Securities Europe
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
For investor enquiries, please email the Investor Relations team:
jmir@matthey.com (mailto:jmir@matthey.com)
12. Date of Completion
10 February 2023
13. Place Of Completion
United Kingdom
Johnson Matthey Plc is listed on the London Stock Exchange (JMAT)
Registered in England & Wales number: 00033774
Legal Entity Identifier number: 2138001AVBSD1HSC6Z10
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END HOLTTMATMTTBBBJ