REG - Kazera Global PLC - Holding(s) in Company

Kazera GlobalAnnouncement

29/06/2023 14:15

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RNS Number : 4233E  Kazera Global PLC  29 June 2023

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
 FCA in Microsoft Word format if possible)(i)

 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                    Kazera Global PLC
 which voting rights are attached(ii):
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                                                      X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify)(iii):
 3. Details of person subject to the notification obligation(iv)
 Name                                                                                                                                                         CATALYSE CAPITAL & RELATED PARTIES R S & C A JENNINGS
 City and country of registered office (if applicable)                                                                                                        York, United Kingdom
 4. Full name of shareholder(s) (if different from 3.)(v)
 Name
 City and country of registered office (if applicable)
 5. Date on which the threshold was crossed or reached(vi):                                                                                                   29 June 2023
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                               29 June 2023
 7. Total positions of person(s) subject to the notification obligation
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments      Total of both in % (8.A + 8.B)  Total number of voting rights of issuer(vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  19.66%                                                 3.93%                                                 23.59%                          937,164,910
 Position of previous notification (if                                      21.33%                                                 3.20%                                                 24.53%

 applicable)

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached(viii)
 A: Voting rights attached to shares
 Class/type of                                  Number of voting rights(ix)                                                                                 % of voting rights

shares

 ISIN code (if possible)
                                                Direct                                          Indirect                                                    Direct                                           Indirect

                                                (Art 9 of Directive 2004/109/EC) (DTR5.1)       (Art 10 of Directive 2004/109/EC) (DTR5.2.1)                (Art 9 of Directive 2004/109/EC) (DTR5.1)        (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
 GB00BJFDXW97                                   184,231,500                                                                                                 19.66%                                           n/a

 SUBTOTAL 8. A                                  184,231,500                                                                                                 19.66%

 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
 (DTR5.3.1.1 (a))
 Type of financial instrument                   Expiration              Exercise/                                                   Number of voting rights that may be acquired if the instrument is        % of voting rights

date(x)
Conversion Period(xi)

                                                                                                                                    exercised/converted.
 Spreadbet (Long)                                                                                                                   30,000,000                                                               3.20%
 Warrant                                        October 2023            1 pence strike                                              6,851,851                                                                0.73%

                                                                        SUBTOTAL 8. B 1                                                                                                                      3.93%

 B 2: Financial Instruments with similar economic effect according to Art.
 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
 Type of financial instrument  Expiration                               Exercise/                                 Physical or cash                                                  Number of voting rights  % of voting rights

date(x)
Conversion Period (xi)

                                                                                                                  settlement(xii)

                                                                                                                  SUBTOTAL 8.B.2

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer(xiii)
 Full chain of controlled undertakings through which the voting rights and/or
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity(xiv) (please add additional rows as
 necessary)
 Name(xv)                    % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                         than the notifiable threshold
 RS & CA Jennings                                                                                        4.25%
 Catalyse Capital Ltd        18.61%

 10. In case of proxy voting, please identify:
 Name of the proxy holder                                                                                n/a
 The number and % of voting rights held                                                                  n/a
 The date until which the voting rights will be held                                                     n/a

 11. Additional information(xvi)
 Voting rights in relation to the collective full holding in Kazera Global
 subject to a certain Put Option agreement at 1.5 pence per share have now
 passed to African Mineral Sands Pty

 

 Place of completion  N/A
 Date of completion   N/A

 

 Annex: Notification of major holdings (to be filed with the FCA only)

 A: Identity of the person subject to the notification obligation
 Full name (including legal form for legal entities)
 Contact address (registered office for legal entities)
 E-Mail
 Phone number / Fax number
 Other useful information

 (at least legal representative for legal persons)

 B: Identity of the notifier, if applicable
 Full name                                                                     Catalyse Capital Ltd
 Contact address                                                               Cornwell, Main St, Amotherby, York, YO17 6UN
 E-Mail                                                                        Info@alignresearch.co.uk
 Phone number / Fax number                                                     0203 609 0910
 Other useful information (e.g. functional relationship with the person or
 legal entity subject to the notification obligation)

 C: Additional information

 

 

Please send the completed form together with this annex to the FCA at the
following email

address: Majorshareholdings@fca.org.uk
(../../RICHA/AppData/Local/Microsoft/Windows/INetCache/Content.Outlook/AppData/Local/Microsoft/Windows/INetCache/malonso/AppData/Local/Microsoft/Windows/Temporary%20Internet%20Files/Content.Outlook/09NET500/Majorshareholdings@fca.org.uk)
. Please send in Microsoft Word format if possible.

 

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