Brief: HKEX Announces Exchange’S Disciplinary Action Against Lisi Group (Holdings)
19/07/2023 10:57
July 19 (Reuters) - HKEX:
* EXCHANGE’S DISCIPLINARY ACTION AGAINST LISI GROUP
(HOLDINGS)
LIMITED
* FURTHER DIRECTS LISI GROUP (HOLDINGS) TO APPOINT A
COMPLIANCE
ADVISER FOR TWO YEARS
* DIRECTS INDEPENDENT REVIEW OF LISI’S INTERNAL CONTROLS FOR
PROCURING COMPLIANCE WITH CHAPTERS 13, 14 AND 14A OF THE LISTING
RULES
* FROM 2017 AND 2021, CO ENTERED INTO DISCLOSEABLE
TRANSACTIONS
WITHOUT MAKING TIMELY DISCLOSURE OR OBTAINING NECESSARY
APPROVALS
* LISI AGREED TO SETTLE DISCIPLINARY ACTION AND ACCEPTED
BREACHES,
SANCTION AND DIRECTIONS TO BE IMPOSED UPON IT BY THE LISTING
COMMITTEE
Source text for Eikon: ID:nHKSNsR2f
Further company coverage: 0526.HK
((Reuters.Briefs@thomsonreuters.com;))
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