REG-BARCLAYS PLC Form 8.3 - MGM Resorts International - Amendment
15/01/2021 08:25
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210115:nBw9TyS3qa&default-theme=true
Form 8.3 - MGM Resorts International - Amendment
FORM 8.3 - Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 462,833 0.09% 515,025 0.10%
(2) Cash-settled derivatives:
425,199 0.09% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,021,000 0.21% 633,000 0.13%
TOTAL: 1,909,032 0.39% 1,148,025 0.23%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 200 30.5050 USD
USD 0.01 common Purchase 200 30.3300 USD
USD 0.01 common Purchase 224 30.3900 USD
USD 0.01 common Purchase 300 30.4600 USD
USD 0.01 common Purchase 700 30.4428 USD
USD 0.01 common Purchase 709 30.3882 USD
USD 0.01 common Purchase 800 30.4750 USD
USD 0.01 common Purchase 1,700 30.4364 USD
USD 0.01 common Purchase 2,000 30.4255 USD
USD 0.01 common Purchase 2,006 30.4338 USD
USD 0.01 common Purchase 6,904 30.3874 USD
USD 0.01 common Purchase 9,828 30.4266 USD
USD 0.01 common Purchase 11,146 30.4849 USD
USD 0.01 common Purchase 19,390 30.4088 USD
USD 0.01 common Purchase 19,450 30.4154 USD
USD 0.01 common Purchase 20,702 30.4445 USD
USD 0.01 common Purchase 31,748 30.4806 USD
USD 0.01 common Purchase 39,078 30.4277 USD
USD 0.01 common Purchase 43,612 30.2900 USD
USD 0.01 common Purchase 68,671 30.3536 USD
USD 0.01 common Purchase 83,681 30.4371 USD
USD 0.01 common Purchase 90,546 30.3110 USD
USD 0.01 common Sale 8 30.3700 USD
USD 0.01 common Sale 16 30.3725 USD
USD 0.01 common Sale 18 30.5300 USD
USD 0.01 common Sale 24 30.3300 USD
USD 0.01 common Sale 48 30.3850 USD
USD 0.01 common Sale 56 30.4085 USD
USD 0.01 common Sale 56 30.3771 USD
USD 0.01 common Sale 77 30.3878 USD
USD 0.01 common Sale 88 30.3972 USD
USD 0.01 common Sale 100 30.4350 USD
USD 0.01 common Sale 100 30.5200 USD
USD 0.01 common Sale 100 30.4250 USD
USD 0.01 common Sale 100 30.4900 USD
USD 0.01 common Sale 100 30.4950 USD
USD 0.01 common Sale 114 30.4256 USD
USD 0.01 common Sale 128 30.3781 USD
USD 0.01 common Sale 148 30.4050 USD
USD 0.01 common Sale 160 30.3955 USD
USD 0.01 common Sale 418 30.5000 USD
USD 0.01 common Sale 500 30.5100 USD
USD 0.01 common Sale 2,183 30.4821 USD
USD 0.01 common Sale 2,900 30.3813 USD
USD 0.01 common Sale 3,300 30.3869 USD
USD 0.01 common Sale 5,868 30.3662 USD
USD 0.01 common Sale 6,213 30.4674 USD
USD 0.01 common Sale 9,755 30.4619 USD
USD 0.01 common Sale 11,040 30.3795 USD
USD 0.01 common Sale 11,426 30.4325 USD
USD 0.01 common Sale 28,538 30.4455 USD
USD 0.01 common Sale 32,865 30.4202 USD
USD 0.01 common Sale 36,326 30.2900 USD
USD 0.01 common Sale 92,630 30.3291 USD
USD 0.01 common Sale 200,906 30.4086 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.01 common SWAP Long 3,136 30.4845 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 10,500 20.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Purchased 25,000 31.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 99,800 15.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 185,100 18.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -244,000 23.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -99,400 20.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -31,000 27.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -5,700 5.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 125,000 10.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 200,000 35.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 239,800 30.0000 American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210115005149/en/
(https://www.businesswire.com/news/home/20210115005149/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on MGM Resorts International
See all newsREG - Stock Exch Notice - Admission to ISM - 24/01/2025
AnnouncementREG - Stock Exch Notice - Admission to ISM - 06/12/2023
AnnouncementREG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
AnnouncementREG - Morgan Stanley Cap MGM Resorts Intnl. - Form 8.5 (EPT/RI) - Replacement of MGM Resorts
AnnouncementREG - Canada Pension Inv. MGM Resorts Intnl. - Form 8.3 - MGM Resorts International
Announcement