REG-BARCLAYS PLC FORM 8.3 - MGM RESORTS INTERNATIONAL - Amendment
20/01/2021 09:15
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FORM 8.3 - MGM RESORTS INTERNATIONAL - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 558,876 0.11% 729,371 0.15%
(2) Cash-settled derivatives:
772,419 0.16% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 818,500 0.17% 633,000 0.13%
TOTAL: 2,149,795 0.43% 1,362,371 0.28%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 24 29.8200 USD
USD 0.01 common Purchase 100 29.6900 USD
USD 0.01 common Purchase 100 29.7400 USD
USD 0.01 common Purchase 166 29.9397 USD
USD 0.01 common Purchase 200 29.7350 USD
USD 0.01 common Purchase 200 29.5500 USD
USD 0.01 common Purchase 217 29.8676 USD
USD 0.01 common Purchase 243 30.0900 USD
USD 0.01 common Purchase 300 29.9066 USD
USD 0.01 common Purchase 300 29.7733 USD
USD 0.01 common Purchase 357 29.8278 USD
USD 0.01 common Purchase 367 29.9373 USD
USD 0.01 common Purchase 400 29.9225 USD
USD 0.01 common Purchase 430 29.8920 USD
USD 0.01 common Purchase 454 29.8308 USD
USD 0.01 common Purchase 500 29.8540 USD
USD 0.01 common Purchase 500 29.8140 USD
USD 0.01 common Purchase 600 29.7150 USD
USD 0.01 common Purchase 800 29.7837 USD
USD 0.01 common Purchase 800 29.7750 USD
USD 0.01 common Purchase 801 29.8333 USD
USD 0.01 common Purchase 993 29.8669 USD
USD 0.01 common Purchase 1,273 29.7120 USD
USD 0.01 common Purchase 1,284 29.7391 USD
USD 0.01 common Purchase 1,306 29.8250 USD
USD 0.01 common Purchase 1,500 29.7586 USD
USD 0.01 common Purchase 1,800 29.7950 USD
USD 0.01 common Purchase 2,200 29.8486 USD
USD 0.01 common Purchase 2,388 29.7678 USD
USD 0.01 common Purchase 2,500 29.8916 USD
USD 0.01 common Purchase 2,500 29.8784 USD
USD 0.01 common Purchase 2,518 29.7729 USD
USD 0.01 common Purchase 2,602 29.7602 USD
USD 0.01 common Purchase 2,724 29.7664 USD
USD 0.01 common Purchase 3,062 29.7650 USD
USD 0.01 common Purchase 3,289 29.7764 USD
USD 0.01 common Purchase 4,978 29.7614 USD
USD 0.01 common Purchase 6,688 29.8938 USD
USD 0.01 common Purchase 7,967 29.8788 USD
USD 0.01 common Purchase 8,582 29.8741 USD
USD 0.01 common Purchase 9,344 29.8869 USD
USD 0.01 common Purchase 12,604 29.7800 USD
USD 0.01 common Purchase 14,460 29.9026 USD
USD 0.01 common Purchase 22,398 29.7962 USD
USD 0.01 common Purchase 27,363 29.8690 USD
USD 0.01 common Purchase 37,392 29.8969 USD
USD 0.01 common Purchase 50,269 29.8000 USD
USD 0.01 common Purchase 58,167 29.8150 USD
USD 0.01 common Purchase 69,490 29.7820 USD
USD 0.01 common Purchase 110,737 29.8654 USD
USD 0.01 common Sale 100 29.6450 USD
USD 0.01 common Sale 100 29.7400 USD
USD 0.01 common Sale 100 30.0450 USD
USD 0.01 common Sale 100 29.5400 USD
USD 0.01 common Sale 191 29.4100 USD
USD 0.01 common Sale 200 29.5750 USD
USD 0.01 common Sale 200 29.8050 USD
USD 0.01 common Sale 200 29.5950 USD
USD 0.01 common Sale 200 29.7750 USD
USD 0.01 common Sale 266 29.7009 USD
USD 0.01 common Sale 304 29.7541 USD
USD 0.01 common Sale 320 29.9152 USD
USD 0.01 common Sale 407 29.7393 USD
USD 0.01 common Sale 500 29.7600 USD
USD 0.01 common Sale 804 29.8734 USD
USD 0.01 common Sale 808 29.7598 USD
USD 0.01 common Sale 1,131 29.7898 USD
USD 0.01 common Sale 1,200 29.9041 USD
USD 0.01 common Sale 1,220 29.8150 USD
USD 0.01 common Sale 1,499 29.7496 USD
USD 0.01 common Sale 1,562 29.7643 USD
USD 0.01 common Sale 1,700 29.9508 USD
USD 0.01 common Sale 1,736 29.8236 USD
USD 0.01 common Sale 1,840 29.7695 USD
USD 0.01 common Sale 2,188 29.7671 USD
USD 0.01 common Sale 2,250 29.7967 USD
USD 0.01 common Sale 2,300 29.8356 USD
USD 0.01 common Sale 2,831 29.5513 USD
USD 0.01 common Sale 3,062 29.7650 USD
USD 0.01 common Sale 3,436 30.0132 USD
USD 0.01 common Sale 3,490 29.8232 USD
USD 0.01 common Sale 3,758 30.0147 USD
USD 0.01 common Sale 5,006 29.7343 USD
USD 0.01 common Sale 5,300 29.5696 USD
USD 0.01 common Sale 10,325 29.8194 USD
USD 0.01 common Sale 17,795 29.8694 USD
USD 0.01 common Sale 22,806 29.8188 USD
USD 0.01 common Sale 22,890 29.8708 USD
USD 0.01 common Sale 23,971 29.8317 USD
USD 0.01 common Sale 24,031 29.8983 USD
USD 0.01 common Sale 28,649 29.8582 USD
USD 0.01 common Sale 28,950 29.9112 USD
USD 0.01 common Sale 36,925 29.8959 USD
USD 0.01 common Sale 43,221 29.8000 USD
USD 0.01 common Sale 157,162 29.8118 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.01 common SWAP Long 666 29.5325 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 20 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52363800&newsitemid=20210120005252&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=21ab0c4681bc3cd42d06777f288f6e2f)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 10,500 20.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Purchased 25,000 31.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 99,800 15.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 185,100 18.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -244,000 23.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -99,400 20.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -31,000 27.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -5,700 5.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 97,500 35.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 125,000 10.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 139,800 30.0000 American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52363800&newsitemid=20210120005252&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=06ac9e0eaf6882428e468e3700df3b9f)
.
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