REG-BARCLAYS PLC Form 8.3 - MGM Resorts International
20/01/2021 14:15
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Form 8.3 - MGM Resorts International
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 737,473 0.15% 467,070 0.09%
(2) Cash-settled derivatives:
490,624 0.10% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 135,800 0.03% 252,900 0.05%
TOTAL: 1,363,897 0.28% 719,970 0.15%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 23 30.7013 USD
USD 0.01 common Purchase 39 30.7833 USD
USD 0.01 common Purchase 46 30.7408 USD
USD 0.01 common Purchase 69 30.7919 USD
USD 0.01 common Purchase 100 30.7500 USD
USD 0.01 common Purchase 150 30.7600 USD
USD 0.01 common Purchase 168 30.7601 USD
USD 0.01 common Purchase 169 30.6629 USD
USD 0.01 common Purchase 175 30.8064 USD
USD 0.01 common Purchase 177 30.7401 USD
USD 0.01 common Purchase 200 30.7000 USD
USD 0.01 common Purchase 200 30.7625 USD
USD 0.01 common Purchase 247 30.6625 USD
USD 0.01 common Purchase 250 30.6760 USD
USD 0.01 common Purchase 258 30.6853 USD
USD 0.01 common Purchase 300 30.7200 USD
USD 0.01 common Purchase 300 30.9433 USD
USD 0.01 common Purchase 300 30.5433 USD
USD 0.01 common Purchase 338 30.7455 USD
USD 0.01 common Purchase 410 30.5785 USD
USD 0.01 common Purchase 450 30.8266 USD
USD 0.01 common Purchase 500 30.5220 USD
USD 0.01 common Purchase 600 30.8866 USD
USD 0.01 common Purchase 848 30.5588 USD
USD 0.01 common Purchase 915 30.5674 USD
USD 0.01 common Purchase 1,000 30.9000 USD
USD 0.01 common Purchase 1,400 30.7071 USD
USD 0.01 common Purchase 1,517 30.7879 USD
USD 0.01 common Purchase 1,700 30.7913 USD
USD 0.01 common Purchase 1,700 30.7945 USD
USD 0.01 common Purchase 1,773 30.6109 USD
USD 0.01 common Purchase 1,900 30.8384 USD
USD 0.01 common Purchase 2,100 30.6752 USD
USD 0.01 common Purchase 2,400 30.6487 USD
USD 0.01 common Purchase 4,200 30.7336 USD
USD 0.01 common Purchase 4,505 30.7968 USD
USD 0.01 common Purchase 4,797 30.7878 USD
USD 0.01 common Purchase 6,580 30.6376 USD
USD 0.01 common Purchase 7,100 30.7881 USD
USD 0.01 common Purchase 8,182 31.0241 USD
USD 0.01 common Purchase 8,743 30.7214 USD
USD 0.01 common Purchase 9,000 30.7212 USD
USD 0.01 common Purchase 9,486 30.8029 USD
USD 0.01 common Purchase 10,118 30.6500 USD
USD 0.01 common Purchase 10,906 30.7572 USD
USD 0.01 common Purchase 12,456 30.8275 USD
USD 0.01 common Purchase 15,224 30.8034 USD
USD 0.01 common Purchase 15,508 30.5300 USD
USD 0.01 common Purchase 16,278 30.7425 USD
USD 0.01 common Purchase 17,198 30.8341 USD
USD 0.01 common Purchase 30,897 30.6607 USD
USD 0.01 common Purchase 33,140 30.6156 USD
USD 0.01 common Purchase 33,154 30.7420 USD
USD 0.01 common Purchase 33,781 30.8110 USD
USD 0.01 common Purchase 33,962 30.7103 USD
USD 0.01 common Purchase 41,574 30.8517 USD
USD 0.01 common Purchase 41,945 30.6496 USD
USD 0.01 common Purchase 78,970 30.7136 USD
USD 0.01 common Purchase 232,059 30.8162 USD
USD 0.01 common Sale 22 30.5929 USD
USD 0.01 common Sale 56 30.5737 USD
USD 0.01 common Sale 69 30.7919 USD
USD 0.01 common Sale 86 30.6053 USD
USD 0.01 common Sale 100 30.6800 USD
USD 0.01 common Sale 100 30.5950 USD
USD 0.01 common Sale 100 30.7750 USD
USD 0.01 common Sale 169 30.6629 USD
USD 0.01 common Sale 200 30.5650 USD
USD 0.01 common Sale 200 30.6400 USD
USD 0.01 common Sale 259 30.6978 USD
USD 0.01 common Sale 274 30.6350 USD
USD 0.01 common Sale 288 30.6265 USD
USD 0.01 common Sale 300 30.6216 USD
USD 0.01 common Sale 316 30.6842 USD
USD 0.01 common Sale 329 30.6520 USD
USD 0.01 common Sale 400 31.0237 USD
USD 0.01 common Sale 512 30.6327 USD
USD 0.01 common Sale 519 30.7070 USD
USD 0.01 common Sale 600 31.0533 USD
USD 0.01 common Sale 746 30.6715 USD
USD 0.01 common Sale 900 30.7419 USD
USD 0.01 common Sale 1,000 30.9000 USD
USD 0.01 common Sale 1,000 30.8140 USD
USD 0.01 common Sale 1,112 30.6878 USD
USD 0.01 common Sale 1,517 30.7879 USD
USD 0.01 common Sale 1,700 30.7945 USD
USD 0.01 common Sale 1,700 30.7913 USD
USD 0.01 common Sale 1,703 30.6008 USD
USD 0.01 common Sale 1,982 30.6262 USD
USD 0.01 common Sale 2,322 30.6608 USD
USD 0.01 common Sale 3,200 30.9560 USD
USD 0.01 common Sale 3,244 30.6444 USD
USD 0.01 common Sale 3,275 30.6640 USD
USD 0.01 common Sale 3,429 30.6590 USD
USD 0.01 common Sale 3,605 30.6761 USD
USD 0.01 common Sale 3,756 30.6367 USD
USD 0.01 common Sale 4,388 30.7177 USD
USD 0.01 common Sale 4,457 30.6433 USD
USD 0.01 common Sale 4,500 30.6488 USD
USD 0.01 common Sale 4,919 30.6480 USD
USD 0.01 common Sale 6,984 30.6496 USD
USD 0.01 common Sale 12,045 31.0098 USD
USD 0.01 common Sale 13,051 30.6553 USD
USD 0.01 common Sale 13,081 30.9563 USD
USD 0.01 common Sale 13,446 30.6670 USD
USD 0.01 common Sale 13,512 30.7758 USD
USD 0.01 common Sale 15,161 30.5300 USD
USD 0.01 common Sale 21,347 31.0346 USD
USD 0.01 common Sale 21,632 30.7550 USD
USD 0.01 common Sale 44,517 30.7558 USD
USD 0.01 common Sale 91,316 30.6250 USD
USD 0.01 common Sale 108,586 30.8349 USD
USD 0.01 common Sale 149,675 30.7050 USD
USD 0.01 common Sale 160,467 30.8237 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.01 common SWAP Long 5,800 30.6413 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD 0.01 common Call Options Purchasing 244,000 23 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Call Options Selling 99,800 15 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Call Options Selling 185,100 18 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Call Options Selling 10,500 20 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Call Options Selling 25,000 31 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Put Options Purchasing 125,000 10 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Put Options Purchasing 39,800 30 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Put Options Selling 5,700 5 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Put Options Selling 99,400 20 USD American 15 Jan 2021 TRANSFER
USD 0.01 common Put Options Selling 31,000 27 USD American 15 Jan 2021 TRANSFER
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 20 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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