REG - Morgan Stanley&CoLLC MGM Resorts Intnl. - Form 8.5 (EPT/RI) - MGM Resorts International

MGM Resorts InternationalAnnouncement

15/01/2021 10:30

RNS Number : 8533L
  
Morgan Stanley & Co. LLC
  
15 January 2021
  
 

FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


Morgan Stanley & Co. LLC




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


MGM Resorts International




(c) Name of the party to the offer with which exempt principal trader is connected:


Entain plc




(d) Date dealing undertaken:


14 January 2021




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


YES- Entain plc



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




USD 0.01 common


PURCHASES


813,462


30.4500 USD


29.7200 USD




USD 0.01 common


SALES


770,104


30.4700 USD


29.7200 USD



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




N/A


N/A


N/A


N/A


N/A



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




USD 0.01 common


PUT


WRITING


200


27.000000


A


29/01/2021


0.2900 USD




USD 0.01 common


CALL


WRITING


100


31.000000


A


29/01/2021


0.8900 USD




USD 0.01 common


CALL


WRITING


1,100


31.000000


A


29/01/2021


0.9000 USD




USD 0.01 common


CALL


PURCHASING


400


31.500000


A


29/01/2021


0.7000 USD




USD 0.01 common


CALL


PURCHASING


100


30.500000


A


29/01/2021


1.0000 USD




USD 0.01 common


CALL


WRITING


2,500


32.000000


A


22/01/2021


0.2600 USD




USD 0.01 common


CALL


PURCHASING


200


33.500000


A


22/01/2021


0.1300 USD




USD 0.01 common


PUT


WRITING


100


30.000000


A


22/01/2021


0.8200 USD




USD 0.01 common


CALL


WRITING


900


30.000000


A


22/01/2021


0.8800 USD




USD 0.01 common


CALL


WRITING


100


30.500000


A


22/01/2021


0.7100 USD




USD 0.01 common


CALL


WRITING


500


30.500000


A


22/01/2021


0.7800 USD




USD 0.01 common


CALL


PURCHASING


2,700


32.500000


A


22/01/2021


0.2300 USD




USD 0.01 common


CALL


PURCHASING


100


33.500000


A


22/01/2021


0.1100 USD




USD 0.01 common


CALL


WRITING


100


29.500000


A


22/01/2021


1.3500 USD




USD 0.01 common


PUT


PURCHASING


300


29.000000


A


22/01/2021


0.4400 USD




USD 0.01 common


CALL


PURCHASING


100


31.000000


A


22/01/2021


0.5100 USD




USD 0.01 common


CALL


WRITING


700


30.500000


A


22/01/2021


0.7200 USD




USD 0.01 common


CALL


WRITING


300


32.000000


A


22/01/2021


0.2700 USD




USD 0.01 common


CALL


WRITING


600


30.500000


A


22/01/2021


0.7300 USD




USD 0.01 common


CALL


PURCHASING


100


29.000000


A


22/01/2021


1.6000 USD




USD 0.01 common


CALL


WRITING


5,900


30.000000


A


22/01/2021


0.8900 USD




USD 0.01 common


CALL


PURCHASING


1,100


33.000000


A


22/01/2021


0.1500 USD




USD 0.01 common


CALL


PURCHASING


1,100


32.500000


A


22/01/2021


0.2100 USD




USD 0.01 common


CALL


PURCHASING


700


32.000000


A


22/01/2021


0.2500 USD




USD 0.01 common


PUT


WRITING


6,500


30.000000


A


22/01/2021


0.8400 USD




USD 0.01 common


CALL


PURCHASING


300


32.000000


A


22/01/2021


0.2900 USD




USD 0.01 common


CALL


PURCHASING


100


32.000000


A


22/01/2021


0.2600 USD




USD 0.01 common


CALL


WRITING


300


34.000000


A


22/01/2021


0.1200 USD




USD 0.01 common


CALL


WRITING


100


31.000000


A


22/01/2021


0.5200 USD




USD 0.01 common


CALL


PURCHASING


300


32.000000


A


22/01/2021


0.2700 USD




USD 0.01 common


CALL


PURCHASING


100


30.500000


A


22/01/2021


0.7100 USD




USD 0.01 common


CALL


PURCHASING


100


31.500000


A


22/01/2021


0.3600 USD




USD 0.01 common


CALL


WRITING


100


31.500000


A


22/01/2021


0.4000 USD




USD 0.01 common


PUT


PURCHASING


1,100


20.000000


A


20/01/2023


3.0500 USD




USD 0.01 common


PUT


PURCHASING


2,000


22.000000


A


20/01/2023


3.9500 USD




USD 0.01 common


CALL


PURCHASING


100


45.000000


A


20/01/2023


4.2100 USD




USD 0.01 common


PUT


PURCHASING


100


30.000000


A


19/03/2021


2.6000 USD




USD 0.01 common


PUT


WRITING


100


26.000000


A


19/03/2021


1.0600 USD




USD 0.01 common


CALL


WRITING


100


34.000000


A


19/03/2021


1.2900 USD




USD 0.01 common


CALL


WRITING


500


30.000000


A


19/03/2021


2.6800 USD




USD 0.01 common


CALL


PURCHASING


100


40.000000


A


19/03/2021


0.4100 USD




USD 0.01 common


PUT


PURCHASING


400


21.000000


A


19/03/2021


0.2800 USD




USD 0.01 common


CALL


WRITING


200


35.000000


A


19/02/2021


0.5700 USD




USD 0.01 common


CALL


WRITING


1,700


34.000000


A


19/02/2021


0.8000 USD




USD 0.01 common


CALL


WRITING


100


28.000000


A


19/02/2021


3.1700 USD




USD 0.01 common


CALL


PURCHASING


1,000


36.000000


A


19/02/2021


0.4700 USD




USD 0.01 common


CALL


WRITING


300


35.000000


A


19/02/2021


0.6400 USD




USD 0.01 common


CALL


PURCHASING


100


34.000000


A


19/02/2021


0.7700 USD




USD 0.01 common


CALL


WRITING


200


27.000000


A


19/02/2021


3.9500 USD




USD 0.01 common


CALL


WRITING


400


34.000000


A


19/02/2021


0.7700 USD




USD 0.01 common


CALL


PURCHASING


100


26.000000


A


19/02/2021


4.5200 USD




USD 0.01 common


CALL


WRITING


2,400


31.000000


A


19/02/2021


1.7600 USD




USD 0.01 common


CALL


PURCHASING


300


40.000000


A


19/02/2021


0.1600 USD




USD 0.01 common


PUT


PURCHASING


200


31.000000


A


19/02/2021


2.5500 USD




USD 0.01 common


CALL


PURCHASING


700


30.000000


A


19/02/2021


2.1800 USD




USD 0.01 common


CALL


PURCHASING


100


29.000000


A


19/02/2021


2.7700 USD




USD 0.01 common


CALL


WRITING


100


25.000000


A


18/06/2021


7.1000 USD




USD 0.01 common


CALL


PURCHASING


100


35.000000


A


18/06/2021


2.3900 USD




USD 0.01 common


CALL


PURCHASING


100


40.000000


A


18/06/2021


1.2600 USD




USD 0.01 common


CALL


PURCHASING


200


35.000000


A


18/06/2021


2.3000 USD




USD 0.01 common


CALL


PURCHASING


100


30.500000


A


15/01/2021


0.1900 USD




USD 0.01 common


CALL


WRITING


400


30.500000


A


15/01/2021


0.1500 USD




USD 0.01 common


PUT


PURCHASING


600


29.000000


A


15/01/2021


0.0700 USD




USD 0.01 common


CALL


WRITING


400


31.500000


A


15/01/2021


0.0700 USD




USD 0.01 common


CALL


PURCHASING


200


31.500000


A


15/01/2021


0.0500 USD




USD 0.01 common


CALL


WRITING


700


30.000000


A


15/01/2021


0.3600 USD




USD 0.01 common


CALL


WRITING


900


30.500000


A


15/01/2021


0.1800 USD




USD 0.01 common


CALL


PURCHASING


1,700


31.000000


A


15/01/2021


0.0900 USD




USD 0.01 common


CALL


WRITING


300


30.000000


A


15/01/2021


0.4000 USD




USD 0.01 common


CALL


PURCHASING


700


31.000000


A


15/01/2021


0.1000 USD




USD 0.01 common


CALL


PURCHASING


200


32.000000


A


15/01/2021


0.0600 USD




USD 0.01 common


CALL


WRITING


500


34.000000


A


15/01/2021


0.0300 USD




USD 0.01 common


CALL


PURCHASING


400


30.500000


A


15/01/2021


0.2000 USD




USD 0.01 common


CALL


WRITING


200


31.000000


A


15/01/2021


0.0900 USD




USD 0.01 common


CALL


PURCHASING


500


30.500000


A


15/01/2021


0.1200 USD




USD 0.01 common


CALL


WRITING


200


31.000000


A


15/01/2021


0.1600 USD




USD 0.01 common


CALL


PURCHASING


100


31.500000


A


15/01/2021


0.0700 USD




USD 0.01 common


PUT


WRITING


1,400


30.000000


A


15/01/2021


0.3000 USD




USD 0.01 common


CALL


WRITING


1,100


31.000000


A


15/01/2021


0.1500 USD




USD 0.01 common


PUT


WRITING


100


30.000000


A


15/01/2021


0.2600 USD




USD 0.01 common


CALL


PURCHASING


1,900


31.000000


A


15/01/2021


0.1100 USD




USD 0.01 common


CALL


WRITING


300


33.000000


A


15/01/2021


0.0400 USD




USD 0.01 common


PUT


WRITING


900


30.000000


A


15/01/2021


0.3500 USD




USD 0.01 common


CALL


PURCHASING


200


34.000000


A


15/01/2021


0.0200 USD




USD 0.01 common


CALL


PURCHASING


100


30.500000


A


15/01/2021


0.2700 USD




USD 0.01 common


CALL


PURCHASING


3,000


32.000000


A


15/01/2021


0.0500 USD




USD 0.01 common


CALL


WRITING


2,900


31.000000


A


15/01/2021


0.1000 USD




USD 0.01 common


CALL


PURCHASING


100


31.500000


A


15/01/2021


0.0900 USD




USD 0.01 common


CALL


PURCHASING


2,000


31.000000


A


15/01/2021


0.0800 USD




USD 0.01 common


CALL


PURCHASING


1,000


31.000000


A


15/01/2021


0.0700 USD




USD 0.01 common


CALL


PURCHASING


200


30.500000


A


15/01/2021


0.1800 USD




USD 0.01 common


CALL


WRITING


100


30.000000


A


15/01/2021


0.2800 USD




USD 0.01 common


PUT


WRITING


500


28.500000


A


15/01/2021


0.0400 USD




USD 0.01 common


CALL


WRITING


200


31.000000


A


15/01/2021


0.1100 USD




USD 0.01 common


CALL


PURCHASING


100


35.000000


A


15/01/2021


0.0200 USD




USD 0.01 common


CALL


WRITING


200


30.000000


A


15/01/2021


0.3500 USD




USD 0.01 common


CALL


PURCHASING


6,800


31.000000


A


15/01/2021


0.1200 USD




USD 0.01 common


CALL


WRITING


100


30.500000


A


15/01/2021


0.2400 USD




USD 0.01 common


CALL


WRITING


100


30.500000


A


15/01/2021


0.1600 USD




USD 0.01 common


CALL


WRITING


100


31.000000


A


05/02/2021


1.1100 USD



 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




N/A


N/A


N/A


N/A


N/A



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)




N/A


N/A


N/A


N/A



 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




NONE
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




NONE
 



 
 



Date of disclosure:


15 January 2021




Contact name:


Craig Horsley




Telephone number:


+44 141 245-7736



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.  
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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