REG - Citigroup Global Mkt Mondi plc - Form 8.5 (EPT/RI) - Amendment

MondiAnnouncement

22/04/2024 10:15

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RNS Number : 5122L  Citigroup Global Markets Limited  22 April 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Mondi plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Smith (DS) plc
 connected:
 (d) Date dealing undertaken:                                                    18 April 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Smith (DS) plc and International Paper Company
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 EUR 0.22 ordinary           Sale              845,273                     GBP 13.7650                           GBP 13.5625
 EUR 0.22 ordinary           Purchase          705,623                     ZAR 325.6700                          ZAR 325.6700
 EUR 0.22 ordinary           Purchase          486,520                     GBP 13.7658                           GBP 13.5757

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        37,317                          GBP 13.6616
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        134                             GBP 13.5757
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        352                             GBP 13.6209
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        6,856                           GBP 13.6232
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        7,629                           GBP 13.6233
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        345                             GBP 13.6406
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        41,253                          GBP 13.6585
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        24,128                          GBP 13.6602
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        25,285                          GBP 13.6759
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        5,070                           GBP 13.6803
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        10,123                          GBP 13.6831
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        114,730                         GBP 13.6850
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        129                             GBP 13.6856
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        2,772                           GBP 13.6917
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        676                             GBP 13.6993
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        408                             GBP 13.7055
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        168,725                         GBP 13.7658
 EUR 0.22 ordinary           TRS                  Increasing Short Position                                                        62                              GBP 13.7650

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          22 April 2024
 Contact name:                                                                Christopher Alexander Pollock
 Telephone number:                                                            02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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