REG-BARCLAYS PLC FORM 8.5 (EPT/NON-RI) - ONESAVINGS BANK PLC

OsbAnnouncement

10/09/2019 11:25

FORM 8.5 (EPT/NON-RI) - ONESAVINGS BANK PLC

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION



(a) Name of exempt principal trader:



BARCLAYS CAPITAL SECURITIES LTD





(b) Name of offeror/offeree in relation to whose relevant securities this form relates:


Use a separate form for each offeror/offeree



ONESAVINGS BANK PLC





(c) Name of the party to the offer with which exempt principal trader is connected:



ONESAVINGS BANK PLC





(d) Date position held/dealing undertaken:


For an opening position disclosure, state the latest practicable date prior to the disclosure



09 Sept 2019





(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?


If it is a cash offer or possible cash offer, state “N/A”



YES CHARTER COURT FINANCIAL SERVICES GR




2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:
1p ordinary





Interests
Short Positions



Number
(%)
Number
(%)



(1)


Relevant securities owned







and/or controlled:

1,901,645



0.78%



1,377,139



0.56%








 



(2)


Cash-settled derivatives:









1,248,683



0.51%



1,837,066



0.75%








 



(3)


Stock-settled derivatives (including options)







and agreements to purchase/sell:

0



0.00%



0



0.00%








 







 



TOTAL:

3,150,328



1.28%



3,214,205



1.31%








 


All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)



Class of relevant security in relation to which subscription right exists:



 





Details, including nature of the rights concerned and relevant percentages:



 




3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant
Purchase/sale
Total number of
Highest price per unit
Lowest price per unit


security

securities
paid/received
paid/received


1p ordinary
Purchase

22,210


3.3352 GBP
3.292 GBP


1p ordinary
Sale

69,045


3.3409 GBP
3.3146 GBP


(b) Cash-settled derivative transactions


Class of
Product
Nature of dealing
Number of
Price per


relevant
description

reference
unit


security


securities



1p ordinary
SWAP
Long

141


3.3394 GBP


1p ordinary
SWAP
Long

144


3.3263 GBP


1p ordinary
SWAP
Long

145


3.3343 GBP


1p ordinary
SWAP
Long

225


3.3262 GBP


1p ordinary
SWAP
Long

226


3.3273 GBP


1p ordinary
SWAP
Long

248


3.3347 GBP


1p ordinary
SWAP
Long

300


3.3180 GBP


1p ordinary
SWAP
Long

322


3.3409 GBP


1p ordinary
SWAP
Long

400


3.3420 GBP


1p ordinary
SWAP
Long

402


3.3381 GBP


1p ordinary
SWAP
Long

557


3.3137 GBP


1p ordinary
SWAP
Long

821


3.3134 GBP


1p ordinary
SWAP
Long

895


3.3164 GBP


1p ordinary
SWAP
Long

1,090


3.3346 GBP


1p ordinary
SWAP
Long

1,300


3.3396 GBP


1p ordinary
SWAP
Long

1,588


3.3265 GBP


1p ordinary
SWAP
Long

6,443


3.3146 GBP


1p ordinary
SWAP
Long

9,723


3.3214 GBP


1p ordinary
SWAP
Long

11,625


3.3261 GBP


1p ordinary
SWAP
Long

13,498


3.3384 GBP


1p ordinary
SWAP
Short

137


3.3221 GBP


1p ordinary
SWAP
Short

6,057


3.3394 GBP


1p ordinary
SWAP
Short

13,474


3.3236 GBP


(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying



Class of relevant security



Product description e.g. call option



Writing, purchasing, selling, varying etc.



Number of securities to which option relates



Exercise price per unit



Type


e.g. American, European etc.



Expiry date



Option money paid/ received per unit





 



 



 



 



 



 



 



 




(ii) Exercise



Class of relevant security



Product description


e.g. call option



Exercising/ exercised against



Number of securities



Exercise price per unit





 



 



 



 



 


 




(d) Other dealings (including subscribing for new securities)



Class of relevant security



Nature of dealing


e.g. subscription, conversion



Details



Price per unit (if applicable)





 



 


 



 



 




4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:


Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”





 


None


 




(b) Agreements, arrangements or understandings relating to options or derivatives



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:


If there are no such agreements, arrangements or understandings, state “none”





 


None


 




(c) Attachments



Is a Supplemental Form 8 (Open Positions) attached?



NO






Date of disclosure:



10 Sept 2019





Contact name:



Large Holdings Regulatory Operations





Telephone number:



020 3134 7213




Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190910005515/en/

BARCLAYS PLC