REG - AIM - Schedule One - PH Capital Limited

P H CapitalAnnouncement

15/09/2021 09:00

RNS Number : 7647L
  
AIM
  
15 September 2021
  
 




ANNOUNCEMENT TO BE MADE BY THE AIM APPLICANT PRIOR TO ADMISSION IN ACCORDANCE WITH RULE 2 OF THE AIM RULES FOR COMPANIES ("AIM RULES")










COMPANY NAME:




 
PH Capital Limited (to be renamed Peel Hunt Limited prior to Admission)
 




COMPANY REGISTERED OFFICE ADDRESS AND IF DIFFERENT, COMPANY TRADING ADDRESS (INCLUDING POSTCODES):




 
Registered office address: Ground Floor, Dorey Court, Admiral Park, St Peter Port, Guernsey GY1 2HT
 
Principal trading address: 100 Liverpool Street, London, EC2M 2AT, United Kingdom
 




COUNTRY OF INCORPORATION:




 
Guernsey
 




COMPANY WEBSITE ADDRESS CONTAINING ALL INFORMATION REQUIRED BY AIM RULE 26:




 
https://www.peelhunt.com/
 




COMPANY BUSINESS (INCLUDING MAIN COUNTRY OF OPERATION) OR, IN THE CASE OF AN INVESTING COMPANY, DETAILS OF ITS INVESTING POLICY).  IF THE ADMISSION IS SOUGHT AS A RESULT OF A REVERSE TAKE-OVER UNDER RULE 14, THIS SHOULD BE STATED:




 
PH Capital Limited, to be renamed Peel Hunt Limited prior to Admission, is the Guernsey incorporated holding company of Peel Hunt LLP ("Peel Hunt").  Peel Hunt is a leading UK, mid- and small-cap focused investment bank, operating across three divisions: Investment Banking, Research & Distribution and Execution & Trading. The main country of operation of the group is the UK.
 




DETAILS OF SECURITIES TO BE ADMITTED INCLUDING ANY RESTRICTIONS AS TO TRANSFER OF THE SECURITIES (i.e. where known, number and type of shares, nominal value and issue price to which it seeks admission and the number and type to be held as treasury shares):




 
TBC ordinary shares of nil par value at a placing price of TBC per ordinary share.
 
There will be no restrictions as to the transfer of the ordinary shares and no ordinary shares will be held in treasury at Admission.
 




CAPITAL TO BE RAISED ON ADMISSION (AND/OR SECONDARY OFFERING) AND ANTICIPATED MARKET CAPITALISATION ON ADMISSION:




 
Capital to be raised: TBC


Anticipated market capitalisation on Admission: TBC
 




PERCENTAGE OF AIM SECURITIES NOT IN PUBLIC HANDS AT ADMISSION:




 
TBC%
 




DETAILS OF ANY OTHER EXCHANGE OR TRADING PLATFORM TO WHICH THE AIM SECURITIES (OR OTHER SECURITIES OF THE COMPANY) ARE OR WILL BE ADMITTED OR TRADED:




 
N/A
 




FULL NAMES AND FUNCTIONS OF DIRECTORS AND PROPOSED DIRECTORS (underlining the first name by which each is known or including any other name by which each is known):




 
Simon Hayes (Non-executive Chairman)
Steven Harvey Fine (Chief Executive Officer)
Sunil Dhall (Chief Financial & Operations Officer)
Lucinda Jane Riches (Deputy Chair and Senior Independent Director)
Elizabeth Anne Blythe (Independent Non-executive Director)
Richard Gregg Brearley (Independent Non-executive Director)
Darren Carter (Non-executive Director)
 




FULL NAMES AND HOLDINGS OF SIGNIFICANT SHAREHOLDERS EXPRESSED AS A PERCENTAGE OF THE ISSUED SHARE CAPITAL, BEFORE AND AFTER ADMISSION (underlining the first name by which each is known or including any other name by which each is known):




 



Before admission 
 
Darren Carter






12.7%




Simon Hayes






7.0%




Steven Harvey Fine






7.0%




Alexander (Alex) Corfield Key Carter






4.7%




Andrew Charles Chapman






4.7%




Charles Gerard Peirs Hall






4.7%




Iain Fraser Morgan






4.4%




James Martin Britton






3.5%




Edward Robeson Horton






3.5%




Neil Alan Utley and Narmali Shivonne Utley






3.9%




Berville Limited 


            


             3.2%




 
After admission
 












TBC






























NAMES OF ALL PERSONS TO BE DISCLOSED IN ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (H) OF THE AIM RULES:




 
MHP Communications
Rawlinson & Hunter LLP
KPMG LLP
Deloitte LLP
 




(i)         ANTICIPATED ACCOUNTING REFERENCE DATE 
(ii)        DATE TO WHICH THE MAIN FINANCIAL INFORMATION IN THE ADMISSION DOCUMENT HAS BEEN PREPARED (this may be represented by unaudited interim financial information)
(iii)       DATES BY WHICH IT MUST PUBLISH ITS FIRST THREE REPORTS PURSUANT TO AIM RULES 18 AND 19:




 
(i)         31 March
(ii)        31 March 2021  
(iii)       Interim accounts to 30 September 2021 (by 31 December 2021), Audited accounts to 31 March 2022 (by 30 September 2022), Interim accounts to 30 September 2022 (by 31 December 2022)
 




EXPECTED ADMISSION DATE:




 
Late September 2021
 




NAME AND ADDRESS OF NOMINATED ADVISER:




 
Grant Thornton UK LLP
30 Finsbury Square
London EC2A 1AG
 




NAME AND ADDRESS OF BROKER:




 
Stifel Nicolaus Europe Limited (trading as Keefe, Bruyette & Woods) 

150 Cheapside 

London EC2V 6ET
 




OTHER THAN IN THE CASE OF A QUOTED APPLICANT, DETAILS OF WHERE (POSTAL OR INTERNET ADDRESS) THE ADMISSION DOCUMENT WILL BE AVAILABLE FROM, WITH A STATEMENT THAT THIS WILL CONTAIN FULL DETAILS ABOUT THE APPLICANT AND THE ADMISSION OF ITS SECURITIES:




 
Electronic copies of the Admission Document will be available on the Company's website from the date of Admission.
The Admission Document will contain full details about the Company and the admission of its securities.
 




THE CORPORATE GOVERNANCE CODE THE APPLICANT HAS DECIDED TO APPLY




 
QCA Corporate Governance Code
 




DATE OF NOTIFICATION:




 
15 September 2021
 




NEW/ UPDATE:




 
New
 



 
 
 

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