REG - Barclays PLC Pearson PLC - Form 8.5 (EPT/NON-RI) Pearson plc

PearsonAnnouncement

31/03/2022 11:00

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RNS Number : 7667G  Barclays PLC  31 March 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                        KEY INFORMATION
 (a)  Name of exempt principal trader:                                          BARCLAYS CAPITAL INC
 (b)  Name of offeror/offeree in relation to whose                              PEARSON PLC
      relevant securities this form relates:
 (c)  Name of the party to the offer with which exempt                          Apollo Global Management, Inc. and its subsidiaries
      principal trader is connected
 (d)  Date position held/dealing undertaken:                                    30 March 2022
 (e)  In addition to the company in 1(b) above, is the exempt principal         NO
      trader making disclosures in respect of any other party to the offer?

 

 2.                                                                         POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)         Interests and short positions in the relevant securities of the offeror or
             offeree
             to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                   25p ordinary
                                                               Interests                 Short Positions
                                                               Number       (%)          Number       (%)
 (1)         Relevant securities owned
             and/or controlled:                                0            0.00%        0            0.00%

 (2)         Cash-settled derivatives:
                                                               0            0.00%        0            0.00%

 (3)         Stock-settled derivatives (including options)
             and agreements to purchase/sell:                  0            0.00%        0            0.00%

             TOTAL:                                            0            0.00%        0            0.00%

 

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                   DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant              Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                             securities                      paid/received           paid/received
 ADR                            Purchase              16,671                          9.9950 USD              9.8286 USD
 ADR                            Sale                  16,671                          10.0025 USD             9.8284 USD

 

 (b)                Cash-settled derivative transactions
 Class of                          Product                            Nature of dealing                   Number of           Price per
 relevant                          description                                                            reference           unit
 security                                                                                                 securities

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise           Type             Expiry              Option
 of                 description    purchasing,         of             price                               date                money
 relevant                          selling,            securities     per unit                                                paid/
 security                          varying etc         to which                                                               received
                                                       option                                                                 per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against       Number of           Exercise price per
 security                                                                                securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                             Price per unit (if
 security                                                                                applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  31 Mar 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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