REG - Morgan Stanley & Co. Pearson PLC - Form 8.5 (EPT/RI)-Pearson Plc
18/03/2022 11:00
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RNS Number : 2913F Morgan Stanley & Co. Int'l plc 18 March 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Pearson plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Pearson plc
connected:
(d) Date dealing undertaken: 17 March 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
25p ordinary PURCHASES 414 10.6664 USD 10.6656 USD
25p ordinary PURCHASES 601,563 8.3640 GBP 8.0460 GBP
25p ordinary SALES 2,069,415 8.3989 GBP 8.0720 GBP
ADS PURCHASES 1,982 10.8010 USD 10.7700 USD
ADS SALES 1,982 10.8010 USD 10.7700 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
25p ordinary CFD increasing a long position 5,311 8.0936 GBP
25p ordinary CFD increasing a long position 1,907 8.0936 GBP
25p ordinary CFD increasing a long position 13,642 8.0946 GBP
25p ordinary CFD increasing a long position 100 8.0960 GBP
25p ordinary CFD increasing a long position 75,402 8.1010 GBP
25p ordinary CFD increasing a long position 390 8.1013 GBP
25p ordinary CFD increasing a long position 136 8.1020 GBP
25p ordinary CFD increasing a long position 1,226 8.1062 GBP
25p ordinary CFD increasing a long position 333 8.1078 GBP
25p ordinary CFD increasing a long position 6,509 8.1100 GBP
25p ordinary CFD increasing a long position 196 8.3913 GBP
25p ordinary CFD increasing a short position 490 8.0460 GBP
25p ordinary CFD increasing a short position 3,429 8.0901 GBP
25p ordinary CFD increasing a short position 25,661 8.1013 GBP
25p ordinary CFD increasing a short position 67 8.1020 GBP
25p ordinary CFD increasing a short position 137 8.1020 GBP
25p ordinary CFD increasing a short position 217 8.1020 GBP
25p ordinary CFD increasing a short position 184 8.1029 GBP
25p ordinary CFD increasing a short position 6,294 8.1030 GBP
25p ordinary CFD increasing a short position 8,466 8.1147 GBP
25p ordinary CFD reducing a long position 241 8.0894 GBP
25p ordinary CFD reducing a long position 359 8.0894 GBP
25p ordinary CFD reducing a long position 909 8.0894 GBP
25p ordinary CFD reducing a long position 24,138 8.0894 GBP
25p ordinary CFD reducing a long position 100 8.0960 GBP
25p ordinary CFD reducing a long position 35,324 8.0975 GBP
25p ordinary CFD reducing a long position 664 8.0977 GBP
25p ordinary CFD reducing a long position 8,207 8.0988 GBP
25p ordinary CFD reducing a long position 13,462 8.1020 GBP
25p ordinary CFD reducing a long position 78,535 8.1020 GBP
25p ordinary CFD reducing a long position 1,482 8.1020 GBP
25p ordinary CFD reducing a long position 171 8.1100 GBP
25p ordinary CFD reducing a long position 896 8.1123 GBP
25p ordinary CFD reducing a long position 6,248 8.1123 GBP
25p ordinary CFD reducing a long position 90 8.1123 GBP
25p ordinary CFD reducing a long position 118 8.1123 GBP
25p ordinary CFD reducing a long position 8,671 8.1123 GBP
25p ordinary CFD reducing a long position 403 8.1123 GBP
25p ordinary CFD reducing a long position 106,211 8.1123 GBP
25p ordinary CFD reducing a long position 456 8.1123 GBP
25p ordinary CFD reducing a long position 7,427 8.1123 GBP
25p ordinary CFD reducing a long position 609 8.1123 GBP
25p ordinary CFD reducing a long position 128 8.1185 GBP
25p ordinary CFD reducing a long position 12,832 8.1185 GBP
25p ordinary CFD reducing a long position 191 8.1185 GBP
25p ordinary CFD reducing a long position 484 8.1185 GBP
25p ordinary CFD reducing a long position 4,633 8.1187 GBP
25p ordinary CFD reducing a long position 493 8.1212 GBP
25p ordinary CFD reducing a long position 18,000 8.1421 GBP
25p ordinary CFD reducing a short position 27,656 8.1100 GBP
25p ordinary CFD reducing a short position 6,509 8.1162 GBP
25p ordinary CFD reducing a short position 1,179 8.1202 GBP
25p ordinary CFD reducing a short position 3,429 8.1305 GBP
25p ordinary CFD reducing a short position 2,800 8.1368 GBP
25p ordinary CFD reducing a short position 8,466 8.1486 GBP
25p ordinary CFD reducing a short position 1,668,102 8.2920 GBP
25p ordinary CFD reducing a short position 6,160 8.3900 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 18 March 2022
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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