REG - Morgan Stanley & Co. Pearson PLC - Form 8.5 (EPT/RI) - Pearson Plc
22/03/2022 10:00
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RNS Number : 5887F Morgan Stanley & Co. Int'l plc 22 March 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Pearson plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Pearson plc
connected:
(d) Date dealing undertaken: 21 March 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
25p ordinary SALES 305,515 8.1100 GBP 7.8580 GBP
25p ordinary PURCHASES 576,764 8.1546 GBP 7.8557 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
25p ordinary CFD increasing a long position 3,043 7.8730 GBP
25p ordinary CFD increasing a long position 1,621 7.8782 GBP
25p ordinary CFD increasing a long position 3,535 7.8867 GBP
25p ordinary CFD increasing a long position 147 7.8891 GBP
25p ordinary CFD increasing a long position 8,478 7.8924 GBP
25p ordinary CFD increasing a long position 421 7.8996 GBP
25p ordinary CFD increasing a long position 18,931 7.9040 GBP
25p ordinary CFD increasing a long position 85 7.9040 GBP
25p ordinary CFD increasing a long position 12,841 7.9047 GBP
25p ordinary CFD increasing a long position 358 7.9120 GBP
25p ordinary CFD increasing a long position 7,724 7.9225 GBP
25p ordinary CFD increasing a long position 433 7.9269 GBP
25p ordinary CFD increasing a long position 124 8.0960 GBP
25p ordinary CFD increasing a short position 2,622 7.8784 GBP
25p ordinary CFD increasing a short position 2,625 7.8815 GBP
25p ordinary CFD increasing a short position 12,554 7.8994 GBP
25p ordinary CFD increasing a short position 5,868 7.9040 GBP
25p ordinary CFD increasing a short position 31,089 7.9040 GBP
25p ordinary CFD reducing a long position 5,530 7.8705 GBP
25p ordinary CFD reducing a long position 3,043 7.8781 GBP
25p ordinary CFD reducing a long position 13,303 7.8911 GBP
25p ordinary CFD reducing a long position 5,499 7.8914 GBP
25p ordinary CFD reducing a long position 43 7.8914 GBP
25p ordinary CFD reducing a long position 612 7.8914 GBP
25p ordinary CFD reducing a long position 238 7.8914 GBP
25p ordinary CFD reducing a long position 6,023 7.8914 GBP
25p ordinary CFD reducing a long position 80,415 7.8914 GBP
25p ordinary CFD reducing a long position 248 7.8914 GBP
25p ordinary CFD reducing a long position 9,632 7.8971 GBP
25p ordinary CFD reducing a long position 26,088 7.8975 GBP
25p ordinary CFD reducing a long position 403 7.8976 GBP
25p ordinary CFD reducing a long position 12,883 7.8976 GBP
25p ordinary CFD reducing a long position 15,903 7.8994 GBP
25p ordinary CFD reducing a long position 731 7.9000 GBP
25p ordinary CFD reducing a long position 10 7.9040 GBP
25p ordinary CFD reducing a long position 1,965 7.9040 GBP
25p ordinary CFD reducing a long position 1 7.9040 GBP
25p ordinary CFD reducing a long position 81,859 7.9040 GBP
25p ordinary CFD reducing a long position 358 7.9117 GBP
25p ordinary CFD reducing a long position 1,482 7.9350 GBP
25p ordinary CFD reducing a long position 7,724 7.9363 GBP
25p ordinary CFD reducing a long position 310 8.1546 GBP
25p ordinary CFD reducing a short position 3,000 7.8935 GBP
25p ordinary CFD reducing a short position 43,268 7.8996 GBP
25p ordinary CFD reducing a short position 2,915 7.9038 GBP
25p ordinary CFD reducing a short position 421 7.9045 GBP
25p ordinary CFD reducing a short position 1,146 7.9412 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 22 March 2022
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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