REG - Morgan Stanley & Co. Pearson PLC - Form 8.5 (EPT/RI)-Pearson Plc
24/03/2022 08:30
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RNS Number : 8914F Morgan Stanley & Co. Int'l plc 24 March 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Pearson plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Pearson plc
connected:
(d) Date dealing undertaken: 23 March 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
25p ordinary PURCHASES 16,535 10.3001 USD 10.2931 USD
25p ordinary SALES 16,528 10.3001 USD 10.3001 USD
25p ordinary PURCHASES 351,837 7.8663 GBP 7.7857 GBP
25p ordinary SALES 1,183,660 7.8880 GBP 7.7840 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
25p ordinary CFD increasing a long position 4,203 7.7934 GBP
25p ordinary CFD increasing a long position 19,113 7.7960 GBP
25p ordinary CFD increasing a long position 5 7.7960 GBP
25p ordinary CFD increasing a long position 20,000 7.8096 GBP
25p ordinary CFD increasing a long position 4,976 7.8123 GBP
25p ordinary CFD increasing a long position 9,200 7.8129 GBP
25p ordinary CFD increasing a long position 373 7.8227 GBP
25p ordinary CFD increasing a long position 60 7.8300 GBP
25p ordinary CFD increasing a long position 415 7.8370 GBP
25p ordinary CFD increasing a long position 2,606 7.8382 GBP
25p ordinary CFD increasing a long position 57 7.8500 GBP
25p ordinary CFD increasing a short position 14,741 7.7960 GBP
25p ordinary CFD increasing a short position 1,141 7.7960 GBP
25p ordinary CFD increasing a short position 1,966 7.7960 GBP
25p ordinary CFD increasing a short position 2,229 7.8105 GBP
25p ordinary CFD increasing a short position 10,000 7.8565 GBP
25p ordinary CFD reducing a long position 19,170 7.7960 GBP
25p ordinary CFD reducing a long position 249 7.7960 GBP
25p ordinary CFD reducing a long position 23,830 7.7960 GBP
25p ordinary CFD reducing a long position 14,456 7.7960 GBP
25p ordinary CFD reducing a long position 17,227 7.8034 GBP
25p ordinary CFD reducing a long position 17,198 7.8050 GBP
25p ordinary CFD reducing a long position 373 7.8222 GBP
25p ordinary CFD reducing a long position 2,606 7.8350 GBP
25p ordinary CFD reducing a long position 3,312 7.8361 GBP
25p ordinary CFD reducing a long position 1,538 7.8379 GBP
25p ordinary CFD reducing a short position 1 7.7900 GBP
25p ordinary CFD reducing a short position 3 7.7933 GBP
25p ordinary CFD reducing a short position 12 7.7942 GBP
25p ordinary CFD reducing a short position 44 7.7943 GBP
25p ordinary CFD reducing a short position 150 7.7944 GBP
25p ordinary CFD reducing a short position 386 7.7944 GBP
25p ordinary CFD reducing a short position 52 7.7944 GBP
25p ordinary CFD reducing a short position 50 7.7944 GBP
25p ordinary CFD reducing a short position 4 7.7950 GBP
25p ordinary CFD reducing a short position 82 7.7957 GBP
25p ordinary CFD reducing a short position 3,860 7.7958 GBP
25p ordinary CFD reducing a short position 1,327 7.7958 GBP
25p ordinary CFD reducing a short position 109 7.7958 GBP
25p ordinary CFD reducing a short position 9,952 7.7958 GBP
25p ordinary CFD reducing a short position 1,289 7.7958 GBP
25p ordinary CFD reducing a short position 1,137 7.7958 GBP
25p ordinary CFD reducing a short position 46 7.7959 GBP
25p ordinary CFD reducing a short position 15 7.7960 GBP
25p ordinary CFD reducing a short position 10 7.7990 GBP
25p ordinary CFD reducing a short position 586 7.7994 GBP
25p ordinary CFD reducing a short position 67 7.7994 GBP
25p ordinary CFD reducing a short position 227 7.7994 GBP
25p ordinary CFD reducing a short position 78 7.7995 GBP
25p ordinary CFD reducing a short position 76 7.7995 GBP
25p ordinary CFD reducing a short position 54 7.7998 GBP
25p ordinary CFD reducing a short position 52 7.7998 GBP
25p ordinary CFD reducing a short position 47 7.7998 GBP
25p ordinary CFD reducing a short position 157 7.7999 GBP
25p ordinary CFD reducing a short position 405 7.7999 GBP
25p ordinary CFD reducing a short position 5 7.8000 GBP
25p ordinary CFD reducing a short position 13 7.8000 GBP
25p ordinary CFD reducing a short position 12 7.8000 GBP
25p ordinary CFD reducing a short position 9 7.8000 GBP
25p ordinary CFD reducing a short position 2,471 7.8052 GBP
25p ordinary CFD reducing a short position 37,534 7.8123 GBP
25p ordinary CFD reducing a short position 4,976 7.8139 GBP
25p ordinary CFD reducing a short position 160 7.8151 GBP
25p ordinary CFD reducing a short position 1,242 7.8151 GBP
25p ordinary CFD reducing a short position 164 7.8152 GBP
25p ordinary CFD reducing a short position 14 7.8158 GBP
25p ordinary CFD reducing a short position 11 7.8161 GBP
25p ordinary CFD reducing a short position 6 7.8185 GBP
25p ordinary CFD reducing a short position 7 7.8186 GBP
25p ordinary CFD reducing a short position 84 7.8192 GBP
25p ordinary CFD reducing a short position 98 7.8192 GBP
25p ordinary CFD reducing a short position 729 7.8192 GBP
25p ordinary CFD reducing a short position 283 7.8192 GBP
25p ordinary CFD reducing a short position 95 7.8193 GBP
25p ordinary CFD reducing a short position 5 7.8200 GBP
25p ordinary CFD reducing a short position 3 7.8200 GBP
25p ordinary CFD reducing a short position 75 7.8213 GBP
25p ordinary CFD reducing a short position 59 7.8253 GBP
25p ordinary CFD reducing a short position 744 7.8286 GBP
25p ordinary CFD reducing a short position 219 7.8287 GBP
25p ordinary CFD reducing a short position 919 7.8289 GBP
25p ordinary CFD reducing a short position 123 7.8289 GBP
25p ordinary CFD reducing a short position 152 7.8346 GBP
25p ordinary CFD reducing a short position 118 7.8361 GBP
25p ordinary CFD reducing a short position 760 7.8377 GBP
25p ordinary CFD reducing a short position 362 7.8399 GBP
25p ordinary CFD reducing a short position 22 7.8400 GBP
25p ordinary CFD reducing a short position 28 7.8400 GBP
25p ordinary CFD reducing a short position 12 7.8400 GBP
25p ordinary CFD reducing a short position 1,952 7.8414 GBP
25p ordinary CFD reducing a short position 573 7.8414 GBP
25p ordinary CFD reducing a short position 14,603 7.8540 GBP
25p ordinary CFD reducing a short position 4,299 7.8540 GBP
25p ordinary CFD reducing a short position 2 7.8550 GBP
25p ordinary CFD reducing a short position 24 7.8567 GBP
25p ordinary CFD reducing a short position 3 7.8567 GBP
25p ordinary CFD reducing a short position 73 7.8567 GBP
25p ordinary CFD reducing a short position 21 7.8567 GBP
25p ordinary CFD reducing a short position 1 7.8600 GBP
25p ordinary CFD reducing a short position 517,601 7.8880 GBP
25p ordinary CFD reducing a short position 286,772 7.8880 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 24 March 2022
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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