REG - Morgan Stanley & Co. Pearson PLC - Form 8.5 (EPT/RI)- Pearson Plc
29/03/2022 11:00
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RNS Number : 3939G Morgan Stanley & Co. Int'l plc 29 March 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Pearson plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Pearson plc
connected:
(d) Date dealing undertaken: 28 March 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
25p ordinary SALES 578,617 7.9680 GBP 7.8600 GBP
25p ordinary PURCHASES 416,905 7.9721 GBP 7.8590 GBP
ADS PURCHASES 1 10.5000 USD 10.5000 USD
ADS SALES 1 10.5000 USD 10.5000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
25p ordinary CFD increasing a long position 4,393 7.8669 GBP
25p ordinary CFD increasing a long position 35,510 7.8710 GBP
25p ordinary CFD increasing a long position 44 7.9000 GBP
25p ordinary CFD increasing a long position 3,261 7.9000 GBP
25p ordinary CFD increasing a long position 3,975 7.9014 GBP
25p ordinary CFD increasing a long position 5,660 7.9034 GBP
25p ordinary CFD increasing a long position 64,083 7.9040 GBP
25p ordinary CFD increasing a long position 2,775 7.9043 GBP
25p ordinary CFD increasing a long position 39,080 7.9047 GBP
25p ordinary CFD increasing a long position 18,830 7.9054 GBP
25p ordinary CFD increasing a long position 12,900 7.9094 GBP
25p ordinary CFD increasing a long position 2,073 7.9107 GBP
25p ordinary CFD increasing a long position 7,356 7.9109 GBP
25p ordinary CFD increasing a long position 112 7.9120 GBP
25p ordinary CFD increasing a long position 22 7.9140 GBP
25p ordinary CFD increasing a long position 216 7.9159 GBP
25p ordinary CFD increasing a long position 637 7.9196 GBP
25p ordinary CFD increasing a short position 22,642 7.8995 GBP
25p ordinary CFD reducing a long position 69,125 7.9000 GBP
25p ordinary CFD reducing a long position 9,232 7.9001 GBP
25p ordinary CFD reducing a long position 2,775 7.9020 GBP
25p ordinary CFD reducing a long position 2,073 7.9066 GBP
25p ordinary CFD reducing a long position 16,255 7.9083 GBP
25p ordinary CFD reducing a long position 8,171 7.9128 GBP
25p ordinary CFD reducing a short position 1,386 7.8866 GBP
25p ordinary CFD reducing a short position 186 7.8866 GBP
25p ordinary CFD reducing a short position 100,000 7.8977 GBP
25p ordinary CFD reducing a short position 2,136 7.8994 GBP
25p ordinary CFD reducing a short position 294 7.8994 GBP
25p ordinary CFD reducing a short position 25,652 7.9000 GBP
25p ordinary CFD reducing a short position 14 7.9021 GBP
25p ordinary CFD reducing a short position 85 7.9031 GBP
25p ordinary CFD reducing a short position 265 7.9054 GBP
25p ordinary CFD reducing a short position 1,752 7.9057 GBP
25p ordinary CFD reducing a short position 52 7.9123 GBP
25p ordinary CFD reducing a short position 7 7.9129 GBP
25p ordinary CFD reducing a short position 408 7.9140 GBP
25p ordinary CFD reducing a short position 1,017 7.9141 GBP
25p ordinary CFD reducing a short position 6,256 7.9142 GBP
25p ordinary CFD reducing a short position 5,818 7.9145 GBP
25p ordinary CFD reducing a short position 1,799 7.9220 GBP
25p ordinary CFD reducing a short position 3,647 7.9225 GBP
25p ordinary CFD reducing a short position 2,600 7.9240 GBP
25p ordinary CFD reducing a short position 34 7.9262 GBP
25p ordinary CFD reducing a short position 244 7.9268 GBP
25p ordinary CFD reducing a short position 530 7.9269 GBP
25p ordinary CFD reducing a short position 86 7.9347 GBP
25p ordinary CFD reducing a short position 10 7.9360 GBP
25p ordinary CFD reducing a short position 451 7.9377 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 29 March 2022
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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