REG-Petra Diamonds: Holding(s) in Company

Petra DiamondsAnnouncement

17/03/2021 16:15

TR-1: Standard form for notification of major holdings                                                                                                                                                                                                                                     
                                                                                                                                                                                                                                                                                            
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)                                                                                                                                                                     
                                                                                                                                                                                                                                                                                            
 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:                                                             Petra Diamonds Ltd. LEI: 213800X4QZIAVSA12860                                                                      
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)                                                                                                                                                                                              
 Non-UK issuer                                                                                                                                                                                                                                                                  X           
 2. Reason for the notification (please mark the appropriate box or boxes with an “X”)                                                                                                                                                                                                      
 An acquisition or disposal of voting rights                                                                                                                                                                                                                                    X           
 An acquisition or disposal of financial instruments                                                                                                                                                                                                                                        
 An event changing the breakdown of voting rights                                                                                                                                                                                                                                           
 Other (please specify):                                                                                                                                                                                                                                                                    
 3. Details of person subject to the notification obligation                                                                                                                                                                                                                                
 Name                                                                                                                                                                    Invesco Ltd.                                                                                                       
 City and country of registered office (if applicable)                                                                                                                   Atlanta, United States                                                                                             
 4. Full name of shareholder(s) (if different from 3.)                                                                                                                                                                                                                                      
 Name                                                                                                                                                                                                                                                                                       
 City and country of registered office (if applicable)                                                                                                                                                                                                                                      
 5. Date on which the threshold was crossed or reached:                                                                                                                  15/03/2021                                                                                                         
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                          17/03/2021                                                                                                         
 7. Total positions of person(s) subject to the notification obligation:                                                                                                                                                                                                                    
                                                                            % of voting rights attached to shares (total of 8.A)    % of voting rights through financial instruments (total of 8.B.1 + 8.B.2)   Total of both in % (8.A + 8.B)    Total number of voting rights of issuer   
 Resulting situation on the date on which threshold was crossed or reached  8.43%                                                 0.00%                                                                         8.43%                           9,710,089,272                               
 Position of previous notification (if applicable)                          N/A                                                   N/A                                                                           N/A                                                                         
                                                                                                                                                                                                                                                                                            

   

 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:                                                                                                     
 A: Voting rights attached to shares                                                                                                                                                                           
 Class/type of shares ISIN code (if possible)  Number of voting rights                                                                                     % of voting rights                                  
                                               Direct (DTR5.1)                                     Indirect (DTR5.2.1)                                            Direct (DTR5.1)         Indirect (DTR5.2.1)  
 BMG702781417 Common Stock                                      818,966,755                                                                                                               8.43%                
                                                                                                                                                                                                               
 SUBTOTAL 8.A                                                                                  818,966,755                                                                        8.43%                        
                                                                                                                                                                                                               
 B 1: Financial Instruments DTR5.3.1R (1) (a)                                                                                                                                                                  
 Type of financial instrument                  Expiration date  Exercise/ Conversion Period  Number of voting rights that may be acquired if the instrument is exercised/converted        % of voting rights   
                                                                                                                                                                                                               
                                                                SUBTOTAL 8.B.1                                                                                                                                 
                                                                                                                                                                                                               
 B 2: Financial Instruments with similar economic effect DTR5.3.1R (1) (b)                                                                                                                                     
 Type of financial instrument                  Expiration date  Exercise/ Conversion Period  Physical or cash settlement    Number of voting rights                                       % of voting rights   
                                                                                                                                                                                                               
                                                                                             SUBTOTAL 8.B.2                                                                                                    
                                                                                                                                                                                                               

   

 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)                                                                                                                                                                                                                                                                    
 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer                                                                                                                                                                       
 Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)                                                                                                                          X                          
                                                Name                                                 % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold                  Total of both if it equals or is higher than the notifiable threshold                 
 Invesco Asset Management Ltd                                                                                                                                              7.62%                                                                                                        0%                                                                                                 7.62% 
 Invesco Management S.A.                                                                                                                                                   0.76%                                                                                                        0%                                                                                                 0.76% 
 Invesco Advisers, Inc.                                                                                                                                                    0.05%                                                                                                        0%                                                                                                 0.05% 
                                                                                                                                                                                                                                                                                                                                                                                                 
                                                                                                                                                                                                                                                                                                                                                                                                 
                                                                                                                                                                                                                                                                                                                                                                                                 
 10. In case of proxy voting, please identify:                                                                                                                                                                                                                                                                                                                                                   
 Name of the proxy holder                                                                                                                                                        Invesco UK Limited                                                                                                                                                                                              
 The number and % of voting rights held                                                                                                                                          N/A                                                                                                                                                                                                             
 The date until which the voting rights will be held                                                                                                                             N/A                                                                                                                                                                                                             
                                                                                                                                                                                                                                                                                                                                                                                                 
 11. Additional information:                                                                                                                                                                                                                                                                                                                                                                     
                                                                                                                                                                                                                                                                                                                                                                                                 
                                                                                                                                                                                                                                                                                                                                                                                                 
 Place of completion                               Henley-on-Thames                                                                                                                                                                                                                                                                                                                              
 Date of completion                                17/03/2021                                                                                                                                                                                                                                                                                                                                    
                                                                                                                                                                                                                                                                                                                                                                                                 



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