REG-Petra Diamonds: Holding(s) in Company

Petra DiamondsAnnouncement

08/09/2022 16:45

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

BMG702782084

Issuer Name

PETRA DIAMONDS LIMITED

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

Other

Comments

Change of attribution of the nature of the holding

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the
notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

31-Aug-2022

6. Date on which Issuer notified

05-Sep-2022

7. Total positions of person(s) subject to the notification obligation

                                     .                                      % of voting rights attached to shares (total of 8.A)  % of voting rights through financial instruments (total of 8.B 1 + 8.B 2)  Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer  
 Resulting situation on the date on which threshold was crossed or reached  0.722518                                              5.818484                                                                   6.541002                        12702742                                      
 Position of previous notification (if applicable)                          0.000000                                              0.030938                                                                   0.030938                                                                      

8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached

8A. Voting rights attached to shares

 Class/Type of shares ISIN code(if possible)  Number of direct voting rights (DTR5.1)  Number of indirect voting rights (DTR5.2.1)  % of direct voting rights (DTR5.1)  % of indirect voting rights (DTR5.2.1)  
 BMG702782084                                                                          1403143                                                                          0.722518                                
 Sub Total 8.A                                1403143                                                                               0.722518%                                                                   

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 Type of financial instrument  Expiration date  Exercise/conversion period  Number of voting rights that may be acquired if the instrument is exercised/converted  % of voting rights  
 Right to Recall               N/A              N/A                         9759853                                                                                5.025625            
 Sub Total 8.B1                                                             9759853                                                                                5.025625%           

8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))

 Type of financial instrument  Expiration date  Exercise/conversion period  Physical or cash settlement  Number of voting rights  % of voting rights  
 Swaps                         16/11/2022       N/A                         Cash                         11205                    0.005770            
 Swaps                         09/01/2023       N/A                         Cash                         680000                   0.350151            
 Swaps                         31/01/2023       N/A                         Cash                         2155                     0.001110            
 Swaps                         23/01/2023       N/A                         Cash                         659853                   0.339777            
 Swaps                         28/04/2023       N/A                         Cash                         52675                    0.027124            
 Swaps                         30/11/2022       N/A                         Cash                         8464                     0.004358            
 Swaps                         31/07/2024       N/A                         Cash                         125394                   0.064569            
 Sub Total 8.B2                                                                                          1539746                  0.792859%           

9. Information in relation to the person subject to the notification
obligation

2. Full chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with the
ultimate controlling natural person or legal entities (please add additional
rows as necessary)

 Ultimate controlling person  Name of controlled undertaking        % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable threshold  
 Bank of America Corporation  Bank of America National Association                                                                                                                                                                                                                                                               
 Bank of America Corporation  BofA Securities Europe SA                                                                                                                                                                                                                                                                          
 Bank of America Corporation  Merrill Lynch International                                                                                       5.780664                                                                                                  6.502976%                                                              
 Bank of America Corporation  BofA Securities, Inc                                                                                                                                                                                                                                                                               

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Due to the re-calibration of collateral positions

12. Date of Completion

05-Sep-2022

13. Place Of Completion

United Kingdom



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