REG - Public Policy Hldg - Restricted Shares Issuance and PDMR Dealing

Public Policy HoldingAnnouncement

01/11/2023 07:15

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RNS Number : 9465R  Public Policy Holding Company, Inc.  01 November 2023

1 November 2023

 

Public Policy Holding Company, Inc.

 

(the "Company" and, together with its subsidiaries, "PPHC" or the "Group")

 

Restricted Shares Issuance and PDMR Dealing

 

Public Policy Holding Company, Inc., the leading government relations and
public affairs group of companies providing a comprehensive range of advisory
services, announces that it has granted restricted stock shares in the
Company, which will rank pari passu with the Ordinary Shares ("RSs"), to
certain senior employees ("PDMRs") of the Company, under PPHC's 2021 Omnibus
Incentive Plan ("Omnibus Plan") that was adopted in connection with the
Group's admission to AIM in December 2021:

 

RSs

 

In total 1,629,041 RSs have been granted on 31 October 2023 under the Omnibus
Plan. Of this tranche, 724,018 RSs have been granted to PDMRs. The RSs will
vest across a five-year period from the grant date, split equally each year.
All RSs will be subject to certain acceleration and clawback events tied to
continuation of employment and compliance with various employment-related
agreements.

 

Application will be made for the new RSs, which will rank pari passu with the
existing Common Shares in issue, to be admitted to trading on AIM. Dealings
are expected to commence on or around 7 November 2023.

 

Following this issue of shares, the Company's total issued and voting share
capital upon admission will consist of 115,094,514 Common Shares. This figure
may be used by shareholders as the denominator for the calculations by which
they will determine if they are required to notify their interest in, or a
change to their interest in, securities of the Company.

 

As set out in the Group's Admission Document, PPHC strives to attract and
retain high quality staff in order to best serve its clients. These Omnibus
Plan awards are being made in order to incentivise senior management and a
broad range of employees through equity-based awards, further aligning the
interests of employee shareholders with PPHC's core mission and objectives.

 

The resultant holdings of RSs by PDMRs are set out below:

 Director / PDMR         No. of RSs previously held  No. of RSs granted  Resultant interest in RSs
 Rhoderick Shaw (PDMR)   -                           362,009             362,009
 Lawrence Spivey (PDMR)  -                           362,009             362,009

 
 

For further information contact:

 

 Public Policy Holding Company, Inc.         +1 (202) 688 0020

 Stewart Hall, CEO                           inquiries@pphcompany.com

 Roel Smits, CFO

 Thomas Gensemer, Chief Strategy Officer

 Stifel (Nominated Adviser & Broker)         +44 (0) 20 7710 7600

 Fred Walsh, Tom Marsh

 Buchanan Communications (Media Enquiries)   +44 (0) 20 7466 5000

 Chris Lane, Toto Berger                     pphc@buchanan.uk.com

 

About PPHC

Incorporated in 2014, PPHC is a US-based government relations and public
affairs group providing clients with a fully integrated and comprehensive
range of services including government and public relations, research, and
digital advocacy campaigns. Engaged by approximately 1200 clients, including
companies, trade associations and non-governmental organisations, the Group is
active in all major sectors of the U.S. economy, including healthcare and
pharmaceuticals, financial services, energy, technology, telecoms and
transportation. PPHC's services support clients to enhance and defend their
reputations, advance policy goals, manage regulatory risk, and engage with US
federal and state-level policy makers, stakeholders, media, and the public.

 

PPHC operates a holding company structure and currently has seven operating
entities comprising Crossroads Strategies, Forbes Tate Partners, Seven Letter,
O'Neill & Associates, Alpine Group Partners, KP Public Affairs and
MultiState Associates. Operating in the strategic communications market, the
Group has a strong track record of organic and acquisitive growth, the latter
focused on enhancing its capabilities and to establish new verticals, either
within new geographies or new related offerings.

 

For more information, see www.pphcompany.com (http://www.pphcompany.com) .

 

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name:                                             Rhoderick Shaw
 2   Reason for the notification
 b)  Position/Status:                                  PDMR
 c)  Initial notification/Amendment:                   Initial notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 d)  Name:                                             Public Policy Holding Company, Inc.
 e)  LEI:                                              2138008Z7B1IXVVJAZ79
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 f)  Description of the financial instrument, type of  Common shares of $0.001 par value

      Identification Code                              ISIN: US7444301094

 g)  Nature of the transaction:                        Award of Restricted Shares under Omnibus Plan scheme
 h)  Price(s) and volume(s):                            Price(s)    Volume(s)

                                                 1.135 pence  362,009

 i)  Aggregated information:

     ·    Aggregated volume                            N/A single transaction

     ·    Price                                        N/A single transaction
 j)  Date of the transaction:                          31 October 2023
 k)  Place of the transaction:                         Off market transaction

i)

Aggregated information:

·    Aggregated volume

·    Price

 

N/A single transaction

N/A single transaction

j)

Date of the transaction:

31 October 2023

k)

Place of the transaction:

Off market transaction

 

 

 1   Details of the person discharging managerial responsibilities/person closely
     associated
 a)  Name:                                             Lawrence Spivey
 2   Reason for the notification
 b)  Position/Status:                                  PDMR
 c)  Initial notification/Amendment:                   Initial notification
 3   Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 d)  Name:                                             Public Policy Holding Company, Inc.
 e)  LEI:                                              2138008Z7B1IXVVJAZ79
 4   Details of the transaction(s): section to be repeated for (i) each type of
     instrument; (ii) each type of transaction; (iii) each date; and (iv) each
     place where transactions have been conducted
 f)  Description of the financial instrument, type of  Common shares of $0.001 par value

      Identification Code                              ISIN: US7444301094

 g)  Nature of the transaction:                        Award of Restricted Shares under Omnibus Plan scheme
 h)  Price(s) and volume(s):                            Price(s)    Volume(s)

                                                 1.135 pence  362,009

 i)  Aggregated information:

     ·    Aggregated volume                            N/A single transaction

     ·    Price                                        N/A single transaction
 j)  Date of the transaction:                          31 October 2023
 k)  Place of the transaction:                         Off market transaction

i)

Aggregated information:

·    Aggregated volume

·    Price

 

N/A single transaction

N/A single transaction

j)

Date of the transaction:

31 October 2023

k)

Place of the transaction:

Off market transaction

 

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