REG - Citigroup Global Mkt Rio Tinto - Form 8.5 (EPT/RI)

Rio TintoAnnouncement

19/01/2026 09:45

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RNS Number : 4237P  Citigroup Global Markets Limited  19 January 2026

 

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Rio Tinto plc and Rio Tinto Limited
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Glencore plc
 connected:
 (d) Date dealing undertaken:                                                    16 January 2026
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Glencore plc
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 Rio Tinto plc 10p ordinary  Purchase          294,917                     GBP 64.0064                           GBP 62.8700
 Rio Tinto plc 10p ordinary  Sale              276,613                     GBP 64.0000                           GBP 62.8800
 Rio Tinto plc 10p ordinary  Sale              4,314                       USD 84.9277                           USD 84.9277
 Rio Tinto plc ADR           Purchase          214                         USD 85.0933                           USD 84.7853
 Rio Tinto plc ADR           Sale              214                         USD 85.0933                           USD 84.7853
 Rio Tinto Limited ordinary  Purchase          65,317                      AUD 149.0737                          AUD 147.5930
 Rio Tinto Limited ordinary  Sale              61,952                      AUD 149.0737                          AUD 147.5930

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 Rio Tinto plc 10p ordinary  TRS                  Reducing Short Position                                                          700                             GBP 63.4526
 Rio Tinto plc 10p ordinary  TRS                  Increasing Short Position                                                        6,267                           GBP 63.4156
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           6,267                           GBP 63.4156
 Rio Tinto plc 10p ordinary  TRS                  Increasing Short Position                                                        9,408                           GBP 63.4604
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           9,408                           GBP 63.4604
 Rio Tinto plc 10p ordinary  TRS                  Increasing Long Position                                                         28,652                          GBP 63.4601
 Rio Tinto plc 10p ordinary  TRS                  Reducing Short Position                                                          28,652                          GBP 63.4601
 Rio Tinto plc 10p ordinary  TRS                  Increasing Short Position                                                        8,515                           GBP 63.4713
 Rio Tinto plc 10p ordinary  TRS                  Reducing Short Position                                                          15                              GBP 63.3300
 Rio Tinto plc 10p ordinary  TRS                  Reducing Short Position                                                          739                             GBP 63.3852
 Rio Tinto plc 10p ordinary  TRS                  Reducing Short Position                                                          18                              GBP 63.4598
 Rio Tinto plc 10p ordinary  TRS                  Reducing Short Position                                                          5,016                           GBP 63.5502
 Rio Tinto plc 10p ordinary  TRS                  Reducing Short Position                                                          7                               GBP 63.9981
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           33                              GBP 63.4930
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           353                             GBP 63.4933
 Rio Tinto plc 10p ordinary  TRS                  Increasing Short Position                                                        6,480                           GBP 63.4700
 Rio Tinto plc 10p ordinary  TRS                  Increasing Short Position                                                        5,184                           GBP 63.4700
 Rio Tinto plc 10p ordinary  TRS                  Increasing Short Position                                                        8,996                           GBP 63.4700
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           384                             GBP 63.4700
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           3,662                           GBP 63.4827
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           2,612                           GBP 63.4827
 Rio Tinto plc 10p ordinary  TRS                  Reducing Long Position                                                           207                             GBP 63.4827
 Rio Tinto plc 10p ordinary  TRS                  Increasing Short Position                                                        11                              GBP 63.4700
 Rio Tinto Limited ordinary  TRS                  Reducing Long Position                                                           3,365                           AUD 148.2500

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          19 January 2026
 Contact name:                                                                Christopher Alexander Pollock
 Telephone number:                                                            02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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