REG - Fisher Asset Mgm,LLC Rio Tinto - Form 8.3 - Rio Tinto PLC and Rio Tinto Limited
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RNS Number : 2235Q Fisher Asset Management, LLC 23 January 2026
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Fisher Asset Management, LLC
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto PLC and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 21 Jan 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes
disclosures in respect of any other party to the offer?
If, YES specify which:
If it is a cash offer or possible cash offer, state "N/A"
Glencore PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: RIO Tinto PLC 10P Ordinary Shares and Rio Tinto PLC ADR
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 21,829,533.16 1.74
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
21,829,533.16 1.74
TOTAL:
Class of relevant security: Rio Tinto Limited
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,174,462 0.316
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
1,174,462 0.316
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit (USD) Trade Date
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Jan 2026
Contact name: Tom Fishel
Telephone number*: 650.851.3334
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
Rio Tinto PLC
Class of relevant security Purchase/sale Number of securities Price per unit Trade Date
10p Ordinary Purchase 323 66.2395 1/21/2026
10p Ordinary Sale 22 66.3700 1/21/2026
10p Ordinary Sale 2835 62.5531 1/20/2026
10p Ordinary Purchase 72 63.4328 1/19/2026
10p Ordinary Sale 68 63.4700 1/19/2026
10p Ordinary Purchase 110 63.3564 1/16/2026
10p Ordinary Purchase 188 63.9256 1/15/2026
10p Ordinary Sale 64 63.7872 1/15/2026
10p Ordinary Sale 67 63.4112 1/14/2026
10p Ordinary Purchase 119 63.5222 1/14/2026
10p Ordinary Purchase 94 61.6484 1/13/2026
10p Ordinary Sale 65 61.8400 1/13/2026
10p Ordinary Purchase 270 60.5012 1/12/2026
10p Ordinary Sale 179 60.7105 1/12/2026
10p Ordinary Purchase 125 60.8845 1/9/2026
10p Ordinary Sale 50 60.8448 1/9/2026
Rio Tinto PLC ADR
Class of relevant security Purchase/sale Number of securities Price per unit Trade Date
ADR Purchase 361 89.0806 1/21/2026
ADR Sale 319 89.175 1/21/2026
ADR Sale 1090 85.2321 1/20/2026
ADR Purchase 566 85.2077 1/20/2026
ADR Sale 429 85.0748 1/16/2026
ADR Purchase 518 85.0556 1/16/2026
ADR Sale 1172 86.4406 1/15/2026
ADR Purchase 569 86.2741 1/15/2026
ADR Sale 794 85.5612 1/14/2026
ADR Purchase 784 85.5368 1/14/2026
ADR Purchase 778 83.7603 1/13/2026
ADR Sale 464 83.7119 1/13/2026
ADR Purchase 586 82.5535 1/12/2026
ADR Sale 615 82.7551 1/12/2026
ADR Purchase 836 81.2305 1/9/2026
ADR Sale 479 81.3317 1/9/2026
Rio Tinto Limited
Class of relevant security Purchase/sale Number of securities Price per unit Trade Date
Ordinary Purchase 29 149.3848 1/21/2026
Ordinary Purchase 75 148.0240 1/19/2026
Ordinary Purchase 67 148.2490 1/16/2026
Ordinary Purchase 218 148.2401 1/15/2026
Ordinary Sale 16 148.1338 1/15/2026
Ordinary Sale 43 147.2500 1/14/2026
Ordinary Purchase 158 145.8829 1/13/2026
Ordinary Purchase 100 142.2287 1/12/2026
Ordinary Purchase 258 144.7112 1/9/2026
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