REG - Glencore PLC Rio Tinto - Form 8 (Opening Position Disclosure)

Rio TintoAnnouncement

22/01/2026 07:00

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RNS Number : 9377P  Glencore PLC  22 January 2026

FORM 8 (OPD)

 

PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER

Rules 8.1 and 8.2 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                     Glencore plc
 (b) Owner or controller of interests and short positions disclosed, if          N/A
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form  Glencore plc
 relates:

      Use a separate form for each offeror/offeree
 (d) Is the discloser the offeror or the offeree?                                Offeree
 (e) Date position held:                                                         21 January 2026

      The latest practicable date prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making          Yes
 disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

                                                                                 If Yes, specify which:

                                                                                 Rio Tinto plc and Rio Tinto Limited

 

2.         POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates

 

 Class of relevant security:                                          Ordinary Shares of no par value

                                                                      Interests           Short positions

                                                                      Number    %         Number    %
 (1) Relevant securities owned and/or controlled:                     NIL       -         NIL       -
 (2) Cash-settled derivatives:                                        NIL       -         NIL       -

 (3) Stock-settled derivatives (including options) and agreements to  NIL       -         NIL       -
 purchase/sell:
                                                                      NIL       -         NIL       -

      TOTAL:

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)        Rights to subscribe for new securities

 

 Class of relevant security in relation to which subscription right exists:   N/A
 Details, including nature of the rights concerned and relevant percentages:  N/A

 

 

3.         POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO
THE OFFER MAKING THE DISCLOSURE

 

 Details of any interests, short positions and rights to subscribe (including
 directors' and other employee options) of any person acting in concert with
 the party to the offer making the disclosure:

 (a)  Interests in Glencore plc (Glencore) held by Glencore directors
 (together with their close relatives and related trusts of any of them):

Director                 Ordinary shares of no par value in Glencore  Percentage of issued share capital*
 Gary Nagle               3,452,919                                    0.02%
 John Wallington          500                                          0.00%
 Martin Gilbert           115,000                                      0.00%
 Liz Hewett               85,049                                       0.00%
 María Margarita Zuleta   66,031                                       0.00%

* Percentages are calculated on the basis of 11,743,755,559 ordinary shares of
 no par value in issue as of the share register dated 8 January 2026 (excluding
 treasury shares). Figures are rounded to 2.d.p.

 (b)  Interests held as options or awards under the share plans of Glencore by
 the directors of Glencore (together with their close relatives and related
 trusts of any of them):

Director    Scheme                 Date of Grant  Number of shares in the capital of Glencore under option  Exercise price per Glencore share  Vesting period
 Gary Nagle  RSP award              23/03/23       608,622                                                   Nil                                23/03/23 - 22/03/26
       RSP award              19/03/24       725,277                                                   Nil                                19/03/24 - 18/03/27
       Career shares          17/03/25       2,374,395                                                 Nil                                17/03/25 - 16/03/28
       Bonus deferred shares  23/03/23       316,399                                                   Nil                                23/03/23 - 22/03/26
       Bonus deferred shares  19/03/24       334,101                                                   Nil                                19/03/24 - 18/03/27
       Total                  -              4,358,794                                                 -                                  -

 

* Percentages are calculated on the basis of 11,743,755,559 ordinary shares of
no par value in issue as of the share register dated 8 January 2026 (excluding
treasury shares). Figures are rounded to 2.d.p.

 

(b)  Interests held as options or awards under the share plans of Glencore by
the directors of Glencore (together with their close relatives and related
trusts of any of them):

 

 Director    Scheme                 Date of Grant  Number of shares in the capital of Glencore under option  Exercise price per Glencore share  Vesting period
 Gary Nagle  RSP award              23/03/23       608,622                                                   Nil                                23/03/23 - 22/03/26
             RSP award              19/03/24       725,277                                                   Nil                                19/03/24 - 18/03/27
             Career shares          17/03/25       2,374,395                                                 Nil                                17/03/25 - 16/03/28
             Bonus deferred shares  23/03/23       316,399                                                   Nil                                23/03/23 - 22/03/26
             Bonus deferred shares  19/03/24       334,101                                                   Nil                                19/03/24 - 18/03/27
             Total                  -              4,358,794                                                 -                                  -

 

 

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the party to
 the offer making the disclosure or any person acting in concert with it:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the party to the offer making the disclosure, or any person acting in
 concert with it, and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

(c)        Attachments

 

Are any Supplemental Forms attached?

 

 Supplemental Form 8 (Open Positions)  No
 Supplemental Form 8 (SBL)             No

 

 

 Date of disclosure:  22 January 2026
 Contact name:        John Burton, Company Secretary

 Telephone number:    +41 41 709 2000

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

 

 

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