REG - Goldman Sachs Group Rio Tinto - Form 8.3 - Amend - RIO TINTO PLC
16/01/2026 12:45
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RNS Number : 2807P Goldman Sachs Grp. (Non Exmpt Ent.) 16 January 2026
Amendment - due to the amendment of Equity and Derivative transactions, the
disclosure made on 15th January for dealings on 13th January has been updated.
Section 2(a) has been updated.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS NON EXEMPT ENTITY GROUP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form RIO TINTO PLC AND RIO TINTO LIMITED
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 13 January 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Rio Tinto plc 10p ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 734,712.17* 0.06 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
734,712.17* 0.06 0 0.00
TOTAL:
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes
resulting from non-trade related activity.
Class of relevant security: Rio Tinto Limited ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 682,343* 0.18 5,852,426* 1.58
(2) Cash-settled derivatives: 5,498,713 1.48 328,428 0.09
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
6,181,056* 1.67 6,180,854* 1.67
TOTAL:
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes
resulting from non-trade related activity.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto Limited ordinary Purchase 5 142.4300 AUD
Rio Tinto Limited ordinary Purchase 117 142.4300 AUD
Rio Tinto Limited ordinary Purchase 1 142.4300 AUD
Rio Tinto Limited ordinary Purchase 35 142.4300 AUD
Rio Tinto Limited ordinary Purchase 49,850 145.4865 AUD
Rio Tinto Limited ordinary Purchase 31,778 145.5080 AUD
Rio Tinto Limited ordinary Purchase 131 145.5550 AUD
Rio Tinto Limited ordinary Purchase 442 145.5550 AUD
Rio Tinto Limited ordinary Purchase 4 145.5550 AUD
Rio Tinto Limited ordinary Purchase 19 145.5550 AUD
Rio Tinto Limited ordinary Purchase 577 145.7127 AUD
Rio Tinto Limited ordinary Purchase 40,000 145.7187 AUD
Rio Tinto Limited ordinary Purchase 1,062 145.7661 AUD
Rio Tinto Limited ordinary Purchase 81 145.7960 AUD
Rio Tinto Limited ordinary Purchase 142 145.8549 AUD
Rio Tinto Limited ordinary Purchase 1 145.9600 AUD
Rio Tinto Limited ordinary Purchase 16 146.0069 AUD
Rio Tinto Limited ordinary Purchase 1,023 146.0578 AUD
Rio Tinto Limited ordinary Purchase 26 146.1000 AUD
Rio Tinto Limited ordinary Purchase 129 146.1000 AUD
Rio Tinto Limited ordinary Purchase 6 146.1000 AUD
Rio Tinto Limited ordinary Purchase 1 146.1000 AUD
Rio Tinto Limited ordinary Purchase 435 146.1000 AUD
Rio Tinto Limited ordinary Purchase 52,000 146.2124 AUD
Rio Tinto Limited ordinary Purchase 24 146.2225 AUD
Rio Tinto Limited ordinary Purchase 261 146.2300 AUD
Rio Tinto Limited ordinary Purchase 2 146.2300 AUD
Rio Tinto Limited ordinary Purchase 34 146.2300 AUD
Rio Tinto Limited ordinary Purchase 17 146.2300 AUD
Rio Tinto Limited ordinary Purchase 25 146.2300 AUD
Rio Tinto Limited ordinary Purchase 85 146.2300 AUD
Rio Tinto Limited ordinary Purchase 10 146.2300 AUD
Rio Tinto Limited ordinary Purchase 78 146.2300 AUD
Rio Tinto Limited ordinary Purchase 1 146.2300 AUD
Rio Tinto Limited ordinary Purchase 69 146.2587 AUD
Rio Tinto Limited ordinary Purchase 1 146.2600 AUD
Rio Tinto Limited ordinary Purchase 103 146.2661 AUD
Rio Tinto Limited ordinary Purchase 241 146.3354 AUD
Rio Tinto Limited ordinary Purchase 10 146.3540 AUD
Rio Tinto Limited ordinary Purchase 63 146.4471 AUD
Rio Tinto Limited ordinary Purchase 19 146.7750 AUD
Rio Tinto Limited ordinary Purchase 131 146.7750 AUD
Rio Tinto Limited ordinary Purchase 4 146.7750 AUD
Rio Tinto Limited ordinary Purchase 442 146.7750 AUD
Rio Tinto Limited ordinary Sale 158 142.4300 AUD
Rio Tinto Limited ordinary Sale 512 145.5190 AUD
Rio Tinto Limited ordinary Sale 75,690 145.5300 AUD
Rio Tinto Limited ordinary Sale 596 145.5550 AUD
Rio Tinto Limited ordinary Sale 23,582 145.6255 AUD
Rio Tinto Limited ordinary Sale 10,120 145.8352 AUD
Rio Tinto Limited ordinary Sale 899 145.9430 AUD
Rio Tinto Limited ordinary Sale 112 146.0172 AUD
Rio Tinto Limited ordinary Sale 23,357 146.0382 AUD
Rio Tinto Limited ordinary Sale 52 146.0567 AUD
Rio Tinto Limited ordinary Sale 596 146.1000 AUD
Rio Tinto Limited ordinary Sale 4,869 146.1253 AUD
Rio Tinto Limited ordinary Sale 4,361 146.1340 AUD
Rio Tinto Limited ordinary Sale 513 146.2300 AUD
Rio Tinto Limited ordinary Sale 596 146.7750 AUD
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto plc 10p ordinary Purchase 259 62.1400 GBP
Rio Tinto plc 10p ordinary Sale 1,255 61.9208 GBP
Rio Tinto plc 10p ordinary Sale 259 62.1400 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto Limited ordinary CFD Reducing a long position 35 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 5 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 117 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 526 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 216 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 40,000 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 45,150 142.4300 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 10,120 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 45,150 142.4300 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 10,120 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 330 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 26,961 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,062 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 26,961 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 216 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 158 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 526 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,104 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 75,690 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 158 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 174 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 648 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 75,690 142.4300 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 330 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 174 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 158 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,104 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,062 142.4300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 648 142.4300 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,241 143.7211 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 4,817 144.0561 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,060 145.3989 AUD
Rio Tinto Limited ordinary CFD Opening a short position 45,150 145.5168 AUD
Rio Tinto Limited ordinary CFD Opening a long position 75,690 145.5300 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,486 145.5300 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 60 145.5419 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 131 145.5550 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 19 145.5550 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 442 145.5550 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 4 145.5550 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 596 145.5550 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 23,499 145.6236 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 676 145.6429 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 145.7187 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 196 145.7349 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 320 145.7408 AUD
Rio Tinto Limited ordinary CFD Opening a short position 696 145.7411 AUD
Rio Tinto Limited ordinary CFD Opening a short position 1,062 145.7661 AUD
Rio Tinto Limited ordinary CFD Opening a short position 26,961 145.7674 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 10,120 145.8352 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 142 145.8549 AUD
Rio Tinto Limited ordinary CFD Opening a short position 174 145.8778 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 23,357 146.0382 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,104 146.0386 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 41 146.0459 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 26 146.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 129 146.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 435 146.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 6 146.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 596 146.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 4,869 146.1253 AUD
Rio Tinto Limited ordinary CFD Opening a short position 330 146.1302 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 4,060 146.1375 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 83 146.1609 AUD
Rio Tinto Limited ordinary CFD Opening a short position 216 146.1858 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 241 146.2230 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 2 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 34 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 261 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 17 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 10 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 85 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 25 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 78 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 513 146.2300 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 103 146.2661 AUD
Rio Tinto Limited ordinary CFD Opening a short position 334 146.3114 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 131 146.7750 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 442 146.7750 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 19 146.7750 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 4 146.7750 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 596 146.7750 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 52,000 142.4300 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 52,000 142.4300 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 52,606 142.4300 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 19,486 142.4300 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 52,606 142.4300 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 899 145.9430 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 52,000 146.2124 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 January 2026
Contact name: Papa Lette and Andrzej Szyszka
Telephone number*: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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