REG - Goldman Sachs Group Rio Tinto - Form 8.3 - Amend - RIO TINTO PLC
16/01/2026 12:45
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RNS Number : 2808P Goldman Sachs Grp. (Non Exmpt Ent.) 16 January 2026
Amendment - due to the amendment of Equity and Derivative transactions, the
disclosure made on 13th January for dealings on 12th January has been updated.
Section 1(f) & 2(a) have been updated.
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS NON EXEMPT ENTITY GROUP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form RIO TINTO PLC AND RIO TINTO LIMITED
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 12 January 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Rio Tinto plc 10p ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 735,967.4* 0.06 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
735,967.4* 0.06 0 0.00
TOTAL:
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes
resulting from non-trade related activity.
Class of relevant security: Rio Tinto Limited ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 788,689 0.21 5,992,651 1.61
(2) Cash-settled derivatives: 5,683,696 1.53 479,532 0.13
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
6,472,385 1.74 6,472,183 1.74
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto Limited ordinary Purchase 1,413 141.2827 AUD
Rio Tinto Limited ordinary Purchase 23,232 141.3980 AUD
Rio Tinto Limited ordinary Purchase 607 141.4141 AUD
Rio Tinto Limited ordinary Purchase 1,054 141.5205 AUD
Rio Tinto Limited ordinary Purchase 40 141.5300 AUD
Rio Tinto Limited ordinary Purchase 606 141.5331 AUD
Rio Tinto Limited ordinary Purchase 151 141.5972 AUD
Rio Tinto Limited ordinary Purchase 4,844 141.6192 AUD
Rio Tinto Limited ordinary Purchase 42 141.6421 AUD
Rio Tinto Limited ordinary Purchase 391 141.7271 AUD
Rio Tinto Limited ordinary Purchase 40,697 142.0928 AUD
Rio Tinto Limited ordinary Purchase 30,706 142.1032 AUD
Rio Tinto Limited ordinary Purchase 2,043 142.1614 AUD
Rio Tinto Limited ordinary Purchase 1,201 142.1871 AUD
Rio Tinto Limited ordinary Purchase 684 142.2389 AUD
Rio Tinto Limited ordinary Purchase 100 142.2756 AUD
Rio Tinto Limited ordinary Purchase 1,423 142.3164 AUD
Rio Tinto Limited ordinary Purchase 141 142.3850 AUD
Rio Tinto Limited ordinary Purchase 7,494 142.3900 AUD
Rio Tinto Limited ordinary Purchase 1,278 142.3990 AUD
Rio Tinto Limited ordinary Purchase 1,052 142.4634 AUD
Rio Tinto Limited ordinary Purchase 52,606 143.0600 AUD
Rio Tinto Limited ordinary Sale 2,113 141.7024 AUD
Rio Tinto Limited ordinary Sale 176 141.8324 AUD
Rio Tinto Limited ordinary Sale 5 141.9180 AUD
Rio Tinto Limited ordinary Sale 34,499 141.9530 AUD
Rio Tinto Limited ordinary Sale 360 141.9902 AUD
Rio Tinto Limited ordinary Sale 4,539 142.0581 AUD
Rio Tinto Limited ordinary Sale 19 142.1237 AUD
Rio Tinto Limited ordinary Sale 52,606 142.1408 AUD
Rio Tinto Limited ordinary Sale 8,518 142.2385 AUD
Rio Tinto Limited ordinary Sale 141 142.3850 AUD
Rio Tinto Limited ordinary Sale 26,866 142.4300 AUD
Rio Tinto Limited ordinary Sale 7,164 142.5849 AUD
Rio Tinto Limited ordinary Sale 52,606 143.0600 AUD
Rio Tinto Limited ordinary Sale 687 143.0655 AUD
Rio Tinto Limited ordinary Sale 72 144.2452 AUD
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto plc 10p ordinary Purchase 169 61.2691 GBP
Rio Tinto plc 10p ordinary Purchase 22,282 61.3500 GBP
Rio Tinto plc 10p ordinary Sale 22,282 61.3500 GBP
ADR Purchase 7,500 82.7575 USD
ADR Purchase 100 82.9350 USD
ADR Purchase 244 83.0336 USD
ADR Sale 7,500 82.7575 USD
ADR Sale 100 82.9350 USD
ADR Sale 244 83.0336 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto Limited ordinary CFD Opening a short position 23,232 141.3980 AUD
Rio Tinto Limited ordinary CFD Opening a short position 1,094 141.5079 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 40 141.5300 AUD
Rio Tinto Limited ordinary CFD Opening a short position 83 141.5450 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 1,515 141.5878 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 6,057 141.5901 AUD
Rio Tinto Limited ordinary CFD Opening a short position 2,437 141.8905 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,745 141.9118 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 5 141.9180 AUD
Rio Tinto Limited ordinary CFD Opening a short position 30,326 141.9387 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 34,499 141.9530 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,268 141.9849 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 598 141.9929 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 6,734 142.0448 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 3,307 142.0625 AUD
Rio Tinto Limited ordinary CFD Opening a short position 16,764 142.1464 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 2,794 142.1495 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 8,518 142.2385 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,523 142.3138 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 118 142.3371 AUD
Rio Tinto Limited ordinary CFD Opening a short position 9,537 142.3410 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 141 142.3850 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 141 142.3850 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 7,164 142.5432 AUD
Rio Tinto Limited ordinary CFD Opening a short position 3,207 142.5432 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 1,242 142.5647 AUD
Rio Tinto Limited ordinary CFD Opening a long position 7,164 142.5849 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 16,764 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 2,437 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,351 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,351 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 23,232 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 3,307 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 16,764 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 30,326 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,094 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,094 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 30,326 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 9,537 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 3,307 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 2,437 143.0600 AUD
Rio Tinto Limited ordinary CFD Opening a short position 23,232 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 64,740 143.0600 AUD
Rio Tinto Limited ordinary CFD Opening a short position 64,740 143.0600 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 9,537 143.0600 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 72 144.2452 AUD
Rio Tinto Limited ordinary SWAP Increasing a short position 1,413 141.2827 AUD
Rio Tinto Limited ordinary SWAP Increasing a long position 52,606 142.1408 AUD
Rio Tinto Limited ordinary SWAP Increasing a short position 1,278 142.3990 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 19,486 142.4300 AUD
Rio Tinto Limited ordinary SWAP Increasing a long position 26,866 142.4300 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 19,486 142.4300 AUD
Rio Tinto Limited ordinary SWAP Opening a long position 52,606 143.0600 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 52,606 143.0600 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 52,606 143.0600 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 52,606 143.0600 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 January 2026
Contact name: Papa Lette and Andrzej Szyszka
Telephone number*: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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