REG - Goldman Sachs Group Rio Tinto - Form 8.3 - RIO TINTO PLC AND RIO TINTO LIMITED
20/01/2026 15:30
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RNS Number : 6433P Goldman Sachs Grp. (Non Exmpt Ent.) 20 January 2026
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS NON EXEMPT ENTITY GROUP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form RIO TINTO PLC AND RIO TINTO LIMITED
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 19 January 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Rio Tinto plc 10p ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 722354.08 0.06 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
722354.08 0.06 0 0.00
TOTAL:
Class of relevant security: Rio Tinto Limited ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 699,920 0.19 5,586,457 1.50
(2) Cash-settled derivatives: 5,293,299 1.43 406,560 0.11
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
5,993,219 1.61 5,993,017 1.61
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto Limited ordinary Purchase 19,942 148.2500 AUD
Rio Tinto Limited ordinary Purchase 7 148.2500 AUD
Rio Tinto Limited ordinary Purchase 42 148.2500 AUD
Rio Tinto Limited ordinary Purchase 139 148.2500 AUD
Rio Tinto Limited ordinary Purchase 2 148.2500 AUD
Rio Tinto Limited ordinary Purchase 27,899 148.5792 AUD
Rio Tinto Limited ordinary Purchase 857 148.8582 AUD
Rio Tinto Limited ordinary Purchase 1,719 149.1600 AUD
Rio Tinto Limited ordinary Purchase 12,560 149.2291 AUD
Rio Tinto Limited ordinary Purchase 30 149.4100 AUD
Rio Tinto Limited ordinary Sale 3,735 147.8711 AUD
Rio Tinto Limited ordinary Sale 19,942 148.2500 AUD
Rio Tinto Limited ordinary Sale 190 148.2500 AUD
Rio Tinto Limited ordinary Sale 17,602 148.7859 AUD
Rio Tinto Limited ordinary Sale 402 149.1500 AUD
Rio Tinto Limited ordinary Sale 19,941 149.4234 AUD
Rio Tinto Limited ordinary Sale 13,460 149.4555 AUD
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto plc 10p ordinary Purchase 11,475 63.3900 GBP
Rio Tinto plc 10p ordinary Sale 11,475 63.3900 GBP
Rio Tinto plc 10p ordinary Sale 13,935 63.4397 GBP
Rio Tinto plc 10p ordinary Sale 12,950 63.4397 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto Limited ordinary CFD Increasing a long position 2,824 147.3127 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 3,589 147.8048 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 10,000 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 54 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 30 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 21 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 3,772 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 7 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 2 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 42 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 139 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,719 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 10,000 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 16,869 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 30 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 190 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,719 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 54 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 16,869 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 21 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 18,169 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 3,772 148.2500 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 18,169 148.2500 AUD
Rio Tinto Limited ordinary CFD Opening a short position 9,730 148.2820 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 32 148.6564 AUD
Rio Tinto Limited ordinary CFD Opening a short position 18,169 148.7384 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 857 148.8582 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 14,778 149.0674 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 402 149.1500 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,719 149.1600 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 8,574 149.1769 AUD
Rio Tinto Limited ordinary CFD Opening a short position 3,869 149.3404 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 3,228 149.3715 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 30 149.4100 AUD
Rio Tinto Limited ordinary CFD Opening a short position 21 149.4550 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 183 149.4565 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 10 149.4815 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 9,978 149.4821 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 113 149.4919 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 33 149.5345 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 71 149.5400 AUD
Rio Tinto Limited ordinary CFD Opening a short position 54 149.7505 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 19,942 148.2500 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 19,942 148.2500 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 19,942 148.2500 AUD
Rio Tinto Limited ordinary SWAP Opening a long position 19,942 148.2500 AUD
Rio Tinto Limited ordinary SWAP Increasing a long position 19,941 149.4234 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 January 2026
Contact name: Papa Lette and Andrzej Szyszka
Telephone number*: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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