REG - Goldman Sachs Group Rio Tinto - Form 8.3 - RIO TINTO PLC AND RIO TINTO LIMITED
23/01/2026 15:30
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RNS Number : 2218Q Goldman Sachs Grp. (Non Exmpt Ent.) 23 January 2026
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS NON EXEMPT ENTITY GROUP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form RIO TINTO PLC AND RIO TINTO LIMITED
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 22 January 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES - disclosing today for GLENCORE PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Rio Tinto plc 10p ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 704,290.02* 0.06 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
704,290.02* 0.06 0 0.00
TOTAL:
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes
resulting from non-trade related activity.
Class of relevant security: Rio Tinto Limited ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 863,380 0.23 5,671,425 1.53
(2) Cash-settled derivatives: 5,291,496 1.43 483,249 0.13
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
6,154,876 1.66 6,154,674 1.66
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto plc 10p ordinary Purchase 144 64.8600 GBP
Rio Tinto plc 10p ordinary Sale 144 64.8600 GBP
ADR Purchase 1,613 87.6186 USD
ADR Purchase 281 88.1300 USD
ADR Purchase 45 88.1862 USD
ADR Sale 1,613 87.6186 USD
ADR Sale 281 88.1300 USD
ADR Sale 45 88.1862 USD
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto Limited ordinary Purchase 10 150.1000 AUD
Rio Tinto Limited ordinary Purchase 99 150.6604 AUD
Rio Tinto Limited ordinary Purchase 68 151.0335 AUD
Rio Tinto Limited ordinary Purchase 1 151.1400 AUD
Rio Tinto Limited ordinary Purchase 120 151.1409 AUD
Rio Tinto Limited ordinary Purchase 512 151.1531 AUD
Rio Tinto Limited ordinary Purchase 591 151.2112 AUD
Rio Tinto Limited ordinary Purchase 14,824 151.2238 AUD
Rio Tinto Limited ordinary Purchase 3,360 151.2613 AUD
Rio Tinto Limited ordinary Purchase 555 151.5293 AUD
Rio Tinto Limited ordinary Purchase 194 151.6750 AUD
Rio Tinto Limited ordinary Purchase 40,000 152.0626 AUD
Rio Tinto Limited ordinary Purchase 1,317 152.1779 AUD
Rio Tinto Limited ordinary Purchase 5,000 152.2574 AUD
Rio Tinto Limited ordinary Purchase 36,600 153.0143 AUD
Rio Tinto Limited ordinary Purchase 68,900 153.7236 AUD
Rio Tinto Limited ordinary Purchase 35 154.0654 AUD
Rio Tinto Limited ordinary Purchase 65,000 155.1800 AUD
Rio Tinto Limited ordinary Sale 10 150.1000 AUD
Rio Tinto Limited ordinary Sale 224 150.9898 AUD
Rio Tinto Limited ordinary Sale 4,001 151.0200 AUD
Rio Tinto Limited ordinary Sale 156 151.1148 AUD
Rio Tinto Limited ordinary Sale 20,070 151.4445 AUD
Rio Tinto Limited ordinary Sale 65,000 151.6117 AUD
Rio Tinto Limited ordinary Sale 194 151.6750 AUD
Rio Tinto Limited ordinary Sale 186 151.7714 AUD
Rio Tinto Limited ordinary Sale 37,875 152.9768 AUD
Rio Tinto Limited ordinary Sale 51 154.0678 AUD
Rio Tinto Limited ordinary Sale 10,630 154.4618 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto Limited ordinary CFD Reducing a long position 40,000 150.1000 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 458 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 24,053 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 12,547 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 10 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 12,547 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 6 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 6 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 10 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 65,000 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 65,000 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 458 150.1000 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 24,053 150.1000 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 168 150.8143 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 224 150.9898 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 20,020 151.0200 AUD
Rio Tinto Limited ordinary CFD Opening a short position 20,020 151.0200 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 156 151.1148 AUD
Rio Tinto Limited ordinary CFD Opening a short position 458 151.1322 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 120 151.1409 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 11,631 151.1443 AUD
Rio Tinto Limited ordinary CFD Opening a short position 6 151.1550 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 3,951 151.2538 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 30 151.4200 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 20,003 151.4438 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 320 151.4928 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 2,369 151.5314 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 525 151.5356 AUD
Rio Tinto Limited ordinary CFD Opening a long position 65,000 151.6117 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 67 151.6600 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 194 151.6750 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 194 151.6750 AUD
Rio Tinto Limited ordinary CFD Opening a long position 186 151.7714 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 152.0626 AUD
Rio Tinto Limited ordinary CFD Opening a short position 12,547 152.1379 AUD
Rio Tinto Limited ordinary CFD Opening a long position 40 152.1830 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 1,352 152.2268 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 33,410 152.7064 AUD
Rio Tinto Limited ordinary CFD Opening a short position 24,053 153.4714 AUD
Rio Tinto Limited ordinary CFD Opening a short position 68,900 153.7236 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 51 154.0678 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 10,590 154.4704 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 4,465 155.0000 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 40 155.0400 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 65,000 155.1800 AUD
Rio Tinto Limited ordinary SWAP Increasing a long position 4,001 151.0200 AUD
Rio Tinto Limited ordinary SWAP Increasing a short position 512 151.1531 AUD
Rio Tinto Limited ordinary SWAP Increasing a short position 5,000 152.2574 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 23 January 2026
Contact name: Papa Lette and Andrzej Szyszka
Telephone number*: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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