REG - Goldman Sachs Group Rio Tinto - Form 8.3-Rio Tinto PLC
26/01/2026 13:15
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RNS Number : 4025Q Goldman Sachs Grp. (Non Exmpt Ent.) 26 January 2026
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: GOLDMAN SACHS NON EXEMPT ENTITY GROUP
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form RIO TINTO PLC AND RIO TINTO LIMITED
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 23 January 2026
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES - disclosing today for GLENCORE PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Rio Tinto plc 10p ordinary and ADRs
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 648739.1* 0.05 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
648739.1* 0.05 0 0.05
TOTAL:
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes
resulting from non-trade related activity.
Class of relevant security: Rio Tinto Limited ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 804,487 0.22 5,566,536 1.50
(2) Cash-settled derivatives: 5,224,671 1.41 462,420 0.12
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
6,029,158 1.62 6,028,956 1.62
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto plc 10p ordinary Purchase 757 65.7176 GBP
Rio Tinto plc 10p ordinary Sale 56,309 65.7654 GBP
ADR Purchase 302 89.8299 USD
ADR Sale 302 89.8299 USD
Class of relevant security Purchase/sale Number of securities Price per unit
Rio Tinto Limited ordinary Purchase 911 148.2645 AUD
Rio Tinto Limited ordinary Purchase 488 148.2849 AUD
Rio Tinto Limited ordinary Purchase 681 148.3983 AUD
Rio Tinto Limited ordinary Purchase 39 148.4200 AUD
Rio Tinto Limited ordinary Purchase 33,069 148.5109 AUD
Rio Tinto Limited ordinary Purchase 950 148.5123 AUD
Rio Tinto Limited ordinary Purchase 34,958 148.5265 AUD
Rio Tinto Limited ordinary Purchase 47 148.5774 AUD
Rio Tinto Limited ordinary Purchase 7,175 148.6078 AUD
Rio Tinto Limited ordinary Purchase 2,017 148.6675 AUD
Rio Tinto Limited ordinary Purchase 486 148.6804 AUD
Rio Tinto Limited ordinary Purchase 40,000 148.6866 AUD
Rio Tinto Limited ordinary Purchase 28,061 148.7200 AUD
Rio Tinto Limited ordinary Purchase 285 148.8132 AUD
Rio Tinto Limited ordinary Purchase 758 148.8409 AUD
Rio Tinto Limited ordinary Purchase 1,167 148.8928 AUD
Rio Tinto Limited ordinary Purchase 790 148.9221 AUD
Rio Tinto Limited ordinary Sale 229 148.4946 AUD
Rio Tinto Limited ordinary Sale 12,207 148.5198 AUD
Rio Tinto Limited ordinary Sale 23,662 148.5198 AUD
Rio Tinto Limited ordinary Sale 150 148.7200 AUD
Rio Tinto Limited ordinary Sale 8,044 148.8077 AUD
Rio Tinto Limited ordinary Sale 37,294 149.1089 AUD
Rio Tinto Limited ordinary Sale 24,300 149.2608 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto Limited ordinary CFD Increasing a short position 34 148.1650 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 2,333 148.3765 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 728 148.4098 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 39 148.4200 AUD
Rio Tinto Limited ordinary CFD Opening a short position 158 148.4555 AUD
Rio Tinto Limited ordinary CFD Opening a short position 27,938 148.4798 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 229 148.4946 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 523 148.5108 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 950 148.5123 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 219 148.5146 AUD
Rio Tinto Limited ordinary CFD Opening a short position 1,457 148.5228 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 280 148.6103 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 258 148.6630 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 2,017 148.6675 AUD
Rio Tinto Limited ordinary CFD Opening a short position 5,131 148.6801 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 148.6866 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 2,023 148.7200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 7,567 148.8211 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 3,486 148.8520 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 27,162 148.9209 AUD
Rio Tinto Limited ordinary CFD Increasing a long position 24,300 149.2608 AUD
Rio Tinto Limited ordinary CFD Opening a long position 10,132 149.6130 AUD
Rio Tinto Limited ordinary CFD Opening a short position 82 150.0000 AUD
Rio Tinto Limited ordinary CFD Increasing a short position 285 150.0515 AUD
Rio Tinto Limited ordinary CFD Opening a short position 40,000 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 1,457 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 40,000 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 5,131 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 1,457 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 27,938 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 40,000 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 25,028 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 25,028 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 721 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 36 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 5,131 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 27,938 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 158 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 721 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a long position 36 151.0200 AUD
Rio Tinto Limited ordinary CFD Reducing a short position 158 151.0200 AUD
Rio Tinto Limited ordinary SWAP Increasing a short position 488 148.2849 AUD
Rio Tinto Limited ordinary SWAP Opening a short position 28,061 148.7200 AUD
Rio Tinto Limited ordinary SWAP Opening a long position 150 148.7200 AUD
Rio Tinto Limited ordinary SWAP Reducing a long position 28,061 151.0200 AUD
Rio Tinto Limited ordinary SWAP Reducing a short position 28,061 151.0200 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 January 2026
Contact name: Papa Lette and Andrzej Szyszka
Telephone number*: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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