REG - JPMorgan Asset Mngt Rio Tinto - Form 8.3 - Rio Tinto plc and Rio Tinto Ltd Amend

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RNS Number : 1596R  JPMorgan Asset Management  30 January 2026

AMENDMENT

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

 MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

 (a) Full name of discloser:                                          JPMorgan Asset Management
 (b) Owner or controller of interests and short

  positions disclosed, if different from 1(a):

      The naming of nominee or vehicle companies is                   N/A

  insufficient.  For a trust, the trustee(s), settlor and

  beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose                     Rio Tinto plc and Rio Tinto Limited

 relevant securities this form relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:                                                   Corporate Broker to Rio Tinto plc and Rio Tinto Limited
 (e) Date position held/dealing undertaken:

      For an opening position disclosure, state the latest            28 January 2026

 practicable date prior to the disclosure
 (f) In addition to the company in 1(c) above, is the                 Yes, Glencore plc

 discloser making disclosures in respect of any

 other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a) Interests and short positions in the relevant securities of the offeror or
offeree

 to which the disclosure relates following the dealing (if any)

 

 Class of relevant security:                                          10p Ordinary
                                                                      Interests           Short positions

                                                                      Number       %      Number    %
 (1) Relevant securities owned and/or controlled:                     17,776,670*  1.42*  0         0.00
 (2) Cash-settled derivatives:                                        814,293      0.06   10,727    0.00
 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      18,590,963*  1.48*  10,727    0.00

      TOTAL:

 

*In addition to the dealings in section 2a, there is an increase in the
holding of 4,818 common share due to a transfer.

 Class of relevant security:                                          Ordinary
                                                                      Interests         Short positions

                                                                      Number     %      Number    %
 (1) Relevant securities owned and/or controlled:                     5,035,387  1.36   0         0.00
 (2) Cash-settled derivatives:                                        0          0.00   515       0.00
 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      5,035,387  1.36   515       0.00

      TOTAL:

 

*In addition to the dealings in section 2a, there is an increase in the
holding of 1,566 common share due to a transfer.

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other

 employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit

 10p Ordinary                Purchase       22                    67.0991 GBP

Purchase
12
67.0992 GBP

Purchase
15
67.0993 GBP

Purchase
16
67.0994 GBP

Purchase
34
67.0994 GBP

Purchase
54
67.0994 GBP

Purchase
56
67.0995 GBP

Purchase
152
67.0995 GBP

Purchase
155
67.0995 GBP

Purchase
117
67.0995 GBP

Purchase
502
67.0995 GBP

Purchase
532
67.0995 GBP

Purchase
1,129
67.0995 GBP

Purchase
18,363
67.0995 GBP

Purchase
1,283
67.0995 GBP

Purchase
533
67.0996 GBP

Purchase
523
67.0996 GBP

Purchase
441
67.0996 GBP

Purchase
120
67.0996 GBP

Purchase
74
67.0996 GBP

Purchase
51
67.0996 GBP

Purchase
27
67.0996 GBP

Purchase
31
67.0997 GBP

Purchase
71
67.1510 GBP

Purchase
892
67.1510 GBP

Purchase
14,018
67.1510 GBP

Purchase
335,720
67.1510 GBP

Purchase
144
67.1510 GBP

Purchase
122
67.2277 GBP

Purchase
70
67.2277 GBP

Purchase
250
67.2277 GBP

Purchase
1,334
67.2277 GBP

Purchase
142,115
67.2277 GBP

Purchase
9,903
67.2278 GBP

Purchase
544
67.2278 GBP

Purchase
197
67.2278 GBP

Purchase
63
67.2278 GBP

Purchase
75
67.2327 GBP

Purchase
305
67.2327 GBP

Purchase
210
67.2327 GBP

Purchase
5,434
67.2327 GBP

Purchase
155,768
67.2327 GBP

Purchase
2,221
67.2327 GBP

Purchase
444
67.2328 GBP

Purchase
127
67.2328 GBP

Purchase
16,040
67.2550 GBP

Purchase
2,047
67.2550 GBP

Purchase
466
67.2550 GBP

Purchase
149
67.2550 GBP

Purchase
661
67.2550 GBP

Purchase
107
67.2551 GBP

Purchase
77
67.2551 GBP

Purchase
61
67.2551 GBP

Purchase
55
67.2551 GBP

Purchase
47
67.2551 GBP

Purchase
39
67.2551 GBP

Purchase
99
67.2552 GBP

Purchase
25
67.2552 GBP

Purchase
15
67.2553 GBP

Purchase
26
67.2554 GBP

Purchase
33
67.2555 GBP

Purchase
218
67.4200 GBP

Purchase
1,696
67.5100 GBP

Purchase
1,312
67.5100 GBP

Purchase
52,165
67.5100 GBP

Purchase
26,931
67.5100 GBP

Purchase
789
67.5101 GBP

Purchase
822
67.5101 GBP

Sale
163
67.5050 GBP

Sale
1,266
67.5100 GBP

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit

 Ordinary                    Purchase       141                   153.1600 AUD

                             Sale           2                     153.4000 AUD

                                            352                   154.8200 AUD

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference           Price per unit

securities
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
  10p Ordinary               Equity Swap          Reducing a Long position                                                       226                           93.3140 USD

                                                  Increasing a short position                                                                 20                    92.8100 USD

                                                  Increasing a short position                                                    25                            92.8104 USD

                                                  Reducing a short position                                                      6                             93.0533 USD

                                                  Reducing a short position                                                      7                             93.0529 USD

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference  Price per unit

securities
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
  Ordinary                   Equity Swap           -                                                                             -                    -

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 none

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 none

 

(c) Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  No

 

 Date of disclosure:  30 January 2026
 Contact name:        Hetvi Shah
 Telephone number*:   44 2034 936359

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

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