REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)- Rio Tinto Plc and Limited Amend
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RNS Number : 7716O JPMorgan Securities Plc 13 January 2026
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 09 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 1,905,440 61.1100 GBP 60.0600 GBP
956 70.3200 EUR 69.5100 EUR
Sale 1,933,643 61.1200 GBP 60.0548 GBP
956 70.3200 EUR 69.6697 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase 33,768 144.7335 AUD 144.5690 AUD
70 82.5500 EUR 82.5500 EUR
Sale
27,800 144.5659 AUD 143.0600 AUD
70 82.5500 EUR 82.5500 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Purchase 150,000 81.2800 USD 81.2000 USD
Sale
300,000 81.2800 USD 81.2000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 598 60.0660 GBP
74 60.0675 GBP
1,503 60.0690 GBP
37,471 60.1195 GBP
595 60.1703 GBP
370 60.2858 GBP
295 60.2972 GBP
125,764 60.3755 GBP
32,531 60.4098 GBP
42,456 60.4234 GBP
80,607 60.4235 GBP
197 60.4412 GBP
12,309 60.4495 GBP
Decrease Short 76,907 60.0548 GBP
13,664 60.0589 GBP
5,600 60.0600 GBP
730 60.1025 GBP
11,416 60.2119 GBP
797 60.2537 GBP
407 60.3265 GBP
8,051 60.3268 GBP
1,562 60.3269 GBP
479 60.3275 GBP
488 60.3499 GBP
106,211 60.3708 GBP
9,167 60.3960 GBP
3,145 60.4151 GBP
699 60.5537 GBP
424 60.5708 GBP
129,838 60.5883 GBP
61,314 60.6740 GBP
61,369 60.6792 GBP
1,482 60.7187 GBP
5,031 60.7550 GBP
67,423 61.0310 GBP
2,400 81.6697 GBP
Increase Long 345 60.1729 GBP
116 60.2696 GBP
7,789 60.2711 GBP
15 60.4740 GBP
2,495 60.5310 GBP
7,752 60.8986 GBP
4,081 60.8987 GBP
1,453 80.9989 GBP
Increase Short 642 60.2454 GBP
2,327 60.4589 GBP
2,532 60.5603 GBP
658 60.5911 GBP
1,634 60.6049 GBP
9,000 60.6080 GBP
5,031 60.7550 GBP
15,000 81.0493 GBP
Opening a long position 15,257 60.2409 GBP
1,635 60.4593 GBP
18,829 60.7338 GBP
Opening a short position 15,778 60.0616 GBP
657 60.2837 GBP
33,625 60.3450 GBP
19,286 60.3733 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit(GBP) Type Expiry date Option money paid/ received per unit(GBP)
e.g. American, European etc.
10p ordinary Put Option Purchasing 1,000 58 American Dec 2026 5.37
Put Option Purchasing 1,000 59 American Dec 2026 5.82
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 13 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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. END FERBRGDBIUBDGLX
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