REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited Amend
27/01/2026 11:30
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RNS Number : 5705Q JPMorgan Securities Plc 27 January 2026
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 22 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 572,033 65.7700 GBP 64.5564 GBP
1,029 75.3700 EUR 74.5600 EUR
Sale 508,932 65.7914 GBP 64.4300 GBP
1,343 75.4300 EUR 74.5863 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Purchase 84 87.5300 USD 87.5300 USD
Sale 184 87.5300 USD 87.5300 USD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase - - -
Sale 252 152.5925 AUD 151.0200 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 1,831 64.8629 GBP
44 64.8681 GBP
119 64.8707 GBP
7,610 64.9027 GBP
2,721 64.9045 GBP
1,188 64.9805 GBP
2,291 64.9929 GBP
21,127 65.0653 GBP
51,938 65.2448 GBP
1,008 65.3274 GBP
4,078 88.0203 GBP
Decrease Short 2,812 64.6245 GBP
427 64.8034 GBP
196 64.8678 GBP
5,284 65.0443 GBP
925 65.0564 GBP
810 65.0842 GBP
1,410 65.0851 GBP
786 65.1101 GBP
491 65.1109 GBP
370 65.1156 GBP
588 65.1160 GBP
784 65.2993 GBP
1,103 65.3235 GBP
49 65.3388 GBP
1,019 65.3749 GBP
95 65.3783 GBP
5,000 65.3826 GBP
3 65.3950 GBP
21,264 65.4025 GBP
7,418 65.4128 GBP
686 65.4203 GBP
6,648 65.4808 GBP
21 65.5886 GBP
24 65.5901 GBP
517 65.5903 GBP
115 65.5906 GBP
5,000 65.5949 GBP
4,956 65.5975 GBP
5,000 65.6603 GBP
10,500 65.6605 GBP
5,000 65.6966 GBP
8,222 65.7408 GBP
3,780 65.7920 GBP
Increase Long 2,931 64.8808 GBP
2,931 64.8883 GBP
944 64.9703 GBP
311 64.9769 GBP
212 65.0249 GBP
14,756 65.1233 GBP
3,788 65.1970 GBP
82 65.2221 GBP
700 65.2334 GBP
150 65.2624 GBP
2 65.4375 GBP
Increase Short 2,636 64.7128 GBP
1,343 64.8549 GBP
1,879 64.8753 GBP
510 65.0295 GBP
715 65.0884 GBP
372 65.0991 GBP
302 65.1761 GBP
712 65.2313 GBP
435 65.3243 GBP
2,925 65.3657 GBP
1,600 65.4170 GBP
222 65.5465 GBP
11,359 65.5578 GBP
56,440 65.5600 GBP
1,985 65.6490 GBP
350 65.7100 GBP
Opening a long position 6 64.7033 GBP
26,311 64.8600 GBP
267 65.0473 GBP
14,115 65.1752 GBP
109 65.3880 GBP
1,621 65.4768 GBP
485 65.4811 GBP
272 74.6300 EUR
42 75.0363 EUR
Opening a short position 11,067 64.8599 GBP
298 64.8613 GBP
24,779 64.8869 GBP
826 65.0383 GBP
322 65.1706 GBP
62 65.5420 GBP
3,363 65.6470 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 20,340 78.3835 AUD
132 150.9898 AUD
1,455 151.1323 AUD
9,730 151.2211 AUD
3,064 151.2350 AUD
94,557 151.3143 AUD
20,340 151.3200 AUD
604 151.5564 AUD
1,000 151.8318 AUD
352 153.6339 AUD
1,364 154.2968 AUD
21 154.9806 AUD
11,935 155.3069 AUD
Opening a short position 5,457 76.6057 AUD
5,830 76.6156 AUD
5,457 77.0680 AUD
21,384 151.0502 AUD
16,616 151.3292 AUD
24,000 151.4128 AUD
7,554 151.4136 AUD
781 151.4950 AUD
1,000 151.5182 AUD
11,935 151.8524 AUD
56,149 151.9246 AUD
20,340 155.0000 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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