REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited Amend
27/01/2026 17:00
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RNS Number : 6087Q JPMorgan Securities Plc 27 January 2026
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 23 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Purchase 948,603 89.1200 USD 89.1200 USD
Sale 632,402 89.1200 USD 89.1200 USD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 493,319 66.0400 GBP 64.6000 GBP
596 76.0400 EUR 75.7087 EUR
Sale 507,122 65.9745 GBP 64.6800 GBP
232 75.8267 EUR 75.7087 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase 26,458 148.7200 AUD 148.7200 AUD
Sale 24,833 149.0781 AUD 149.0781 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 3,679 64.8600 GBP
161 65.2249 GBP
43 65.3618 GBP
900 65.4763 GBP
840 65.4790 GBP
401 65.6001 GBP
284 65.6488 GBP
127 65.6813 GBP
107 65.7026 GBP
23,757 65.7141 GBP
7,326 65.7412 GBP
1,859 65.7427 GBP
81 65.7578 GBP
27 65.7630 GBP
32 65.7634 GBP
221 65.8241 GBP
364 76.0400 EUR
Decrease Short 5,000 64.5905 GBP
5,000 64.6309 GBP
3,500 64.6506 GBP
3,084 64.6937 GBP
8 65.2290 GBP
7 65.3690 GBP
1,058 65.4344 GBP
1,180 65.5233 GBP
4,557 65.5818 GBP
1,168 65.5997 GBP
23,126 65.6420 GBP
78 65.6635 GBP
46,581 65.6958 GBP
3,053 65.7043 GBP
1,158 65.7113 GBP
359 65.7202 GBP
7,642 65.7250 GBP
722 65.7313 GBP
301 65.7325 GBP
294 65.7525 GBP
14,544 65.8027 GBP
87 65.8454 GBP
8,240 65.9656 GBP
Increase Long 16,281 65.5966 GBP
7,283 65.6275 GBP
25,000 65.6291 GBP
86 65.6827 GBP
17,000 65.7059 GBP
837 65.7247 GBP
1,659 65.7333 GBP
4,256 65.7428 GBP
1,231 65.7570 GBP
Increase Short 1,043 64.6743 GBP
41 64.7399 GBP
1,215 64.9851 GBP
597 65.1326 GBP
78,349 65.1500 GBP
1 65.3562 GBP
1,991 65.4072 GBP
264 65.4131 GBP
241 65.5101 GBP
5,302 65.6303 GBP
150 65.6333 GBP
28 65.6566 GBP
23 65.6770 GBP
16 65.7041 GBP
2,222 65.7597 GBP
1 65.7649 GBP
22 65.7666 GBP
18 65.7810 GBP
27 65.8910 GBP
131 65.9329 GBP
Opening a long position 2,131 65.6758 GBP
9,373 65.7599 GBP
4,540 65.7840 GBP
619 65.7901 GBP
Opening a short position 42 64.9170 GBP
290 65.0690 GBP
4,600 65.2726 GBP
11,791 65.7600 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 66 148.2382 AUD
240 148.2488 AUD
176 148.2620 AUD
9,956 148.3646 AUD
74,737 148.8623 AUD
68 149.9821 AUD
Opening a short position 18,647 101.7281 AUD
10,506 148.3700 AUD
12,000 148.4067 AUD
285 148.5266 AUD
2,367 148.5416 AUD
25,068 149.0244 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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