REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited
20/01/2026 11:30
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RNS Number : 6180P JPMorgan Securities Plc 20 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 19 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 490,606 63.9300 GBP 63.1900 GBP
178 73.5800 EUR 73.2225 EUR
Sale 484,162 63.9200 GBP 63.1718 GBP
534 73.5800 EUR 72.9900 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary - - - -
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 26,184 63.3685 GBP
13,685 63.3900 GBP
88 63.3979 GBP
166 63.4027 GBP
2,133 63.4154 GBP
243 63.4159 GBP
2,662 63.4208 GBP
37,024 63.4214 GBP
242 63.4442 GBP
98 63.5051 GBP
Decrease Short 93 63.3337 GBP
441 63.3791 GBP
9,582 63.4009 GBP
76 63.4134 GBP
1,268 63.4198 GBP
85 63.4204 GBP
1,250 63.4299 GBP
2,180 63.4334 GBP
43 63.4347 GBP
84 63.4360 GBP
612 63.4611 GBP
1,606 63.4634 GBP
5 63.4740 GBP
309 63.4921 GBP
565 63.5425 GBP
8 63.5541 GBP
32 63.5889 GBP
2,383 63.7251 GBP
72,000 63.8300 GBP
58 63.9455 GBP
Increase Long 16,218 63.3644 GBP
1,075 63.3872 GBP
7,270 63.4595 GBP
5,167 63.4690 GBP
1 63.5371 GBP
2,827 63.8833 GBP
355 72.9900 EUR
1 73.1563 EUR
Increase Short 12 63.2563 GBP
1,493 63.2923 GBP
944 63.3225 GBP
530 63.3910 GBP
11 63.3963 GBP
255 63.4051 GBP
373 63.4260 GBP
5 63.4263 GBP
1,158 63.4326 GBP
853 63.4332 GBP
1,623 63.4469 GBP
492 63.4517 GBP
478 63.4541 GBP
5 63.4660 GBP
5 63.5664 GBP
723 63.8853 GBP
724 63.9030 GBP
Opening a long position 1,629 63.3704 GBP
24 63.3881 GBP
282 63.4251 GBP
362 63.4894 GBP
Opening a short position 116 63.3267 GBP
2,005 63.3900 GBP
176 63.4113 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 16,039 148.1012 AUD
50,000 148.3374 AUD
3,465 149.2307 AUD
2,002 149.2496 AUD
2,540 149.2665 AUD
998 149.4219 AUD
Opening a short position 5,456 74.7934 AUD
200 148.0078 AUD
59,005 148.4965 AUD
192 148.9371 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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