REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited
21/01/2026 11:15
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RNS Number : 8004P JPMorgan Securities Plc 21 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 20 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 889,919 63.1700 GBP 62.3900 GBP
907 72.4900 EUR 72.0177 EUR
Sale 818,129 63.1403 GBP 62.4100 GBP
847 72.4900 EUR 72.0177 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase 965 148.5862 AUD 146.3400 AUD
Sale 24 146.3400 AUD 146.3400 AUD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Purchase 1,133 85.2500 AUD 85.2500 AUD
Sale 1,133 85.2500 AUD 85.2500 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 42,843 62.8912 GBP
1,050 62.9481 GBP
2,328 62.9595 GBP
18 62.9795 GBP
23,692 62.9973 GBP
70 62.9993 GBP
5,481 63.0022 GBP
3,098 63.0152 GBP
1,902 63.0788 GBP
18 63.1038 GBP
41 63.1063 GBP
17,769 63.1352 GBP
14 63.1401 GBP
16 63.1407 GBP
23 63.1418 GBP
1,386 63.1428 GBP
4 63.1479 GBP
264 63.1480 GBP
7,221 63.1526 GBP
18 72.3111 EUR
42 72.4900 EUR
Decrease Short 1 62.5381 GBP
95 62.7603 GBP
56 62.7850 GBP
13,764 62.9079 GBP
17,000 62.9174 GBP
397 62.9380 GBP
2,713 62.9464 GBP
66 62.9556 GBP
920 62.9626 GBP
144 63.0246 GBP
289 63.0725 GBP
550 63.0729 GBP
2,045 63.0808 GBP
5,630 63.0814 GBP
109 63.1037 GBP
20,000 84.7923 GBP
Increase Long 1,884 62.6537 GBP
1 62.9300 GBP
7,314 62.9989 GBP
460 63.0146 GBP
14,088 63.1209 GBP
13,753 63.1400 GBP
1,043 84.6475 GBP
Increase Short 10 62.5850 GBP
950 62.6400 GBP
528 62.6698 GBP
21,997 62.6810 GBP
1,336 62.6861 GBP
246 62.7088 GBP
1,796 62.7548 GBP
962 62.7706 GBP
2,944 62.8384 GBP
1,323 62.9322 GBP
103 62.9490 GBP
1,472 62.9993 GBP
1,473 63.0305 GBP
1 63.0363 GBP
13 63.1094 GBP
346 63.1216 GBP
Opening a long position 571 62.9597 GBP
842 62.9925 GBP
1,015 63.0221 GBP
961 63.1400 GBP
13,971 63.1403 GBP
Opening a short position 377 62.8419 GBP
2,120 62.8522 GBP
50 62.9669 GBP
14,435 63.0118 GBP
378 63.0474 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 606 99.3039 AUD
229,436 146.3400 AUD
2,005 146.9405 AUD
81,550 147.7619 AUD
Opening a short position 5,457 73.3566 AUD
5,457 73.5873 AUD
5,456 73.9157 AUD
1,256 146.3693 AUD
247,305 146.5350 AUD
7,696 146.8449 AUD
481 147.1253 AUD
20,000 147.3275 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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