REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited
28/01/2026 11:30
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RNS Number : 7522Q JPMorgan Securities Plc 28 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 27 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 773,197 67.3700 GBP 66.0000 GBP
51 76.3300 EUR 76.3300 EUR
Sale 1,122,289 67.3500 GBP 66.0500 GBP
61 76.7650 EUR 76.3300 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
- - - - -
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 448 66.4399 GBP
11,154 66.5047 GBP
4,232 67.0612 GBP
15,609 67.2800 GBP
183 67.2830 GBP
786 92.0437 GBP
Decrease Short 27,462 66.0500 GBP
16 66.0753 GBP
102 66.0756 GBP
15 66.0758 GBP
119 66.4840 GBP
6,128 66.4893 GBP
74,894 66.5251 GBP
74,894 66.5256 GBP
21,990 66.6899 GBP
648 66.7749 GBP
11,702 66.8028 GBP
3,411 66.8194 GBP
1,648 66.8986 GBP
557 66.9511 GBP
90 67.0676 GBP
247 67.0732 GBP
1,053 67.2800 GBP
657 131.9567 GBP
Increase Long 3,445 66.3037 GBP
10,398 66.4292 GBP
1,612 66.5110 GBP
14,500 66.7236 GBP
22,939 66.9254 GBP
3,177 67.1566 GBP
1,952 67.2513 GBP
78 67.2716 GBP
39 67.2729 GBP
17,157 67.2742 GBP
101 67.2770 GBP
142,862 67.2800 GBP
10 76.7612 EUR
Increase Short 2,497 66.1540 GBP
1,751 66.1554 GBP
35 66.1651 GBP
1,379 66.1870 GBP
64 66.1874 GBP
496 66.2090 GBP
886 66.3749 GBP
755 66.4076 GBP
6 66.4650 GBP
1,043 66.4876 GBP
298 66.6713 GBP
446 66.7099 GBP
64 66.7310 GBP
297 66.7655 GBP
1,393 66.8038 GBP
2,684 66.8484 GBP
526 66.8752 GBP
2,061 67.0720 GBP
20,200 67.3305 GBP
84 67.3368 GBP
Opening a long position 802 66.4252 GBP
12,500 66.5089 GBP
2,661 66.5389 GBP
2,559 66.8598 GBP
667 66.8602 GBP
7,351 67.2800 GBP
Opening a short position 149 66.7520 GBP
1,900 66.7597 GBP
359 66.9485 GBP
8,532 66.9991 GBP
782 67.2364 GBP
118 67.2520 GBP
12,500 67.3052 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 4,900 151.2000 AUD
1,252 151.4660 AUD
80,573 151.5181 AUD
22,233 151.7373 AUD
111 152.1254 AUD
247 152.1298 AUD
36 152.2398 AUD
94 152.2578 AUD
Opening a short position 5,457 76.4179 AUD
2,392 76.4266 AUD
5,457 76.5044 AUD
5,457 76.7244 AUD
26,816 104.6447 AUD
4,770 151.2227 AUD
11,472 151.2345 AUD
5,033 151.2629 AUD
51,030 151.6249 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 28 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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