REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited
Thu 11:30
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RNS Number : 9414Q JPMorgan Securities Plc 29 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 28 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 676,850 67.7400 GBP 67.0400 GBP
150 77.9900 EUR 77.4650 EUR
Sale 679,247 67.7200 GBP 67.0300 GBP
442 77.9900 EUR 77.4650 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase 33,028 156.1505 AUD 154.8200 AUD
Sale 33,000 156.1505 AUD 156.1505 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 663 67.1550 GBP
4,165 67.2509 GBP
2,055 67.3527 GBP
198 67.4290 GBP
357 67.4656 GBP
76 67.4807 GBP
1,428 67.4940 GBP
772 67.5097 GBP
55,265 67.5100 GBP
154 67.5114 GBP
1,783 67.5130 GBP
15 67.5133 GBP
6,855 67.6112 GBP
21 67.6305 GBP
782 92.8079 GBP
Decrease Short 2,151 67.1900 GBP
4,405 67.2129 GBP
1,803 67.2162 GBP
1,538 67.2801 GBP
102 67.2802 GBP
227 67.2953 GBP
1,780 67.3035 GBP
779 67.3869 GBP
1,357 67.3928 GBP
132 67.4233 GBP
133 67.4958 GBP
138 67.5033 GBP
111,415 67.5201 GBP
10,924 67.5489 GBP
315 67.5499 GBP
95 67.5582 GBP
Increase Long 14,300 67.3234 GBP
60,649 67.3579 GBP
697 67.3646 GBP
2,369 67.4026 GBP
6,060 67.4047 GBP
2,382 67.4155 GBP
2,660 67.4440 GBP
300 67.4809 GBP
10,011 67.4880 GBP
2,459 67.4942 GBP
8 67.5016 GBP
912 67.5024 GBP
74 67.5070 GBP
292 77.9900 EUR
Increase Short 1,311 67.0986 GBP
97,771 67.1100 GBP
299 67.1244 GBP
97,771 67.1436 GBP
18 67.2510 GBP
1,349 67.2728 GBP
200 67.3208 GBP
988 67.3491 GBP
575 67.3822 GBP
477 67.3886 GBP
6,857 67.3901 GBP
350 67.4111 GBP
2,145 67.4428 GBP
152 67.5201 GBP
391 67.5661 GBP
1,754 67.5676 GBP
2,149 67.6317 GBP
Opening a long position 100,000 67.1630 GBP
917 67.2592 GBP
19,681 67.2909 GBP
6 67.3733 GBP
7,387 67.5517 GBP
393 67.6059 GBP
Opening a short position 62 67.0920 GBP
3,825 67.1076 GBP
2,196 67.1711 GBP
12,500 67.2006 GBP
116 67.2712 GBP
12,500 67.3116 GBP
12,500 67.3422 GBP
32,500 67.3593 GBP
20,746 67.5100 GBP
30,000 67.5310 GBP
1,549 67.6966 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 577 107.1508 AUD
84 152.7933 AUD
21 152.7934 AUD
110,652 152.8770 AUD
4,260 152.9561 AUD
8,194 153.4550 AUD
322 153.6557 AUD
159 154.2397 AUD
33 154.8015 AUD
Opening a short position 5,457 77.6260 AUD
3,739 77.6442 AUD
5,457 78.2479 AUD
7,821 107.9078 AUD
25,179 107.9079 AUD
3,598 153.0601 AUD
21 153.1533 AUD
39,362 153.2590 AUD
4,664 153.2891 AUD
4,664 153.2917 AUD
51 153.6338 AUD
99 154.8665 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 29 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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. END FEREAFFNAAAKEFA
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