REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Limited
30/01/2026 11:30
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RNS Number : 1240R JPMorgan Securities Plc 30 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 29 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 542,126 70.1384 GBP 67.9800 GBP
235 80.3300 EUR 79.9700 EUR
Sale 1,214,852 70.1900 GBP 67.9300 GBP
235 80.3300 EUR 79.9700 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase 454 157.0400 AUD 157.0400 AUD
Sale 1,930 157.0400 AUD 157.0400 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 299 68.2021 GBP
119 68.2751 GBP
5 68.4931 GBP
246 68.4951 GBP
1,626 68.5446 GBP
152 68.7338 GBP
253 68.7830 GBP
1,208 68.8597 GBP
3,784 69.0935 GBP
628 69.1452 GBP
31 69.2669 GBP
5,651 69.3376 GBP
328 69.4081 GBP
357 69.4099 GBP
240 69.5282 GBP
154 69.5292 GBP
255 69.5609 GBP
970 69.5705 GBP
1,454 69.6001 GBP
9,659 69.6860 GBP
689 95.1215 GBP
Decrease Short 3,214 68.2938 GBP
4 68.3932 GBP
27,173 68.4558 GBP
3,922 68.4698 GBP
4 68.4832 GBP
24,112 68.4900 GBP
4,055 68.5817 GBP
3,670 68.5965 GBP
1,033 68.6860 GBP
424 68.9415 GBP
227 69.0173 GBP
4,265 69.0507 GBP
1,760 69.0712 GBP
12 69.2379 GBP
40 69.3650 GBP
220 69.3738 GBP
541 69.3767 GBP
38,114 69.3827 GBP
1,054 69.4276 GBP
1,446 69.5107 GBP
3,997 69.6699 GBP
7,201 69.8381 GBP
1,282 69.9462 GBP
Increase Long 5,225 68.3995 GBP
11,679 68.4299 GBP
152 68.4814 GBP
1,819 68.4869 GBP
472 68.8055 GBP
1,770 69.0886 GBP
6,457 69.1668 GBP
238,100 69.1752 GBP
663 69.2818 GBP
32,030 69.4778 GBP
9 69.5000 GBP
47,909 69.7654 GBP
Increase Short 44 67.9868 GBP
1,871 68.2215 GBP
43,875 68.4900 GBP
2,032 68.8249 GBP
461 68.9687 GBP
99 69.1970 GBP
858 69.2257 GBP
2,433 69.3374 GBP
184 69.5010 GBP
299 69.5614 GBP
531 69.7982 GBP
14,440 69.9784 GBP
Opening a long position 31,597 68.8876 GBP
1,260 68.9709 GBP
Opening a short position 1,002 68.9290 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 196 110.4180 AUD
1 152.0100 AUD
29 153.4877 AUD
377 154.9194 AUD
111,997 155.5624 AUD
793 156.3953 AUD
2,254 156.7076 AUD
1,123 157.0007 AUD
32 157.0213 AUD
Opening a short position 5,493 78.2669 AUD
9,262 80.1795 AUD
5,457 80.3149 AUD
2,928 152.3162 AUD
13,807 153.7236 AUD
10,262 154.2136 AUD
9,843 156.5592 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 30 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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