REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and Ltd amend
21/01/2026 13:45
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RNS Number : 8227P JPMorgan Securities Plc 21 January 2026
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 14 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 452,484 63.5595 GBP 62.2800 GBP
1,484 73.2614 EUR 72.7689 EUR
Sale 927,592 63.5500 GBP 62.2137 GBP
1,484 73.2614 EUR 72.7689 EUR
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Purchase 52,734 83.5900 USD 83.5900 USD
Sale 35,156 83.5900 USD 83.5900 USD
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Purchase 12,962 147.2676 AUD 146.4856 AUD
Sale 12,888 147.2676 AUD 146.4856 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 6,010 63.1527 GBP
400 63.1807 GBP
3,882 63.2488 GBP
103 63.3229 GBP
265 63.4448 GBP
11,462 63.4605 GBP
380 63.4659 GBP
232 63.5529 GBP
328 63.5532 GBP
108 63.5579 GBP
1,731 84.9127 GBP
Decrease Short 26,754 62.2137 GBP
67 62.4991 GBP
26,400 62.5200 GBP
12 62.5523 GBP
190,996 62.6600 GBP
415 62.8037 GBP
83,774 62.8988 GBP
199 63.2194 GBP
3,790 63.2349 GBP
115 63.2537 GBP
429 63.2658 GBP
196 63.2700 GBP
10,288 63.2745 GBP
23,575 63.2844 GBP
4,286 63.3228 GBP
799 63.3280 GBP
4,651 63.3351 GBP
15,957 63.3551 GBP
8,603 63.3658 GBP
4,123 63.3752 GBP
11,116 63.3801 GBP
1,806 63.4130 GBP
5,952 63.4663 GBP
Increase Long 1 62.3972 GBP
7 62.4129 GBP
11,605 63.0701 GBP
9,343 63.1809 GBP
17 63.1901 GBP
25,030 63.3414 GBP
2,950 63.3942 GBP
1,945 63.4354 GBP
19,189 63.4886 GBP
2,213 63.4943 GBP
1,122 63.5471 GBP
Increase Short 51 62.2509 GBP
292 62.3859 GBP
9 62.7569 GBP
291 62.9868 GBP
3,383 63.0963 GBP
1,706 63.1077 GBP
1,691 63.2119 GBP
462 63.2303 GBP
391 63.2730 GBP
486 63.2958 GBP
13 63.3377 GBP
1,035 63.4103 GBP
3,081 63.4114 GBP
32 63.4206 GBP
278 63.4332 GBP
657 63.5595 GBP
Opening a long position 358 62.7472 GBP
618 63.1132 GBP
1,144 63.1637 GBP
4,382 63.2094 GBP
14,499 63.2793 GBP
161 63.2909 GBP
Opening a short position 2,332 62.5618 GBP
2,404 62.7715 GBP
77 62.8159 GBP
837 62.8431 GBP
908 63.3054 GBP
13,752 63.5480 GBP
852 63.5500 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 10,054 145.8855 AUD
1,046 146.6386 AUD
661 146.6965 AUD
8 146.9146 AUD
204 147.1211 AUD
Opening a short position 10,915 98.3065 AUD
1,919 146.7481 AUD
54 147.2676 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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