REG - JPMorgan Sec.Plc Rio Tinto - Form 8.5 (EPT/RI)-Rio Tinto plc and ltd amend
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RNS Number : 2287Q JPMorgan Securities Plc 23 January 2026
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc and Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Rio Tinto plc and Rio Tinto Limited
connected:
(d) Date dealing undertaken: 13 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Glencore plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Rio Tinto plc 10p ordinary Purchase 465,125 62.4600 GBP 61.1720 GBP
Ordinary
664 71.6550 EUR 71.5658 EUR
Sale 458,518 62.4115 GBP 61.1703 GBP
636 71.5658 EUR 71.5658 EUR
Purchase 702 145.5300 AUD 145.5300 AUD
Sale 2,834 146.1825 AUD 145.5300 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Rio Tinto plc 10p ordinary Equity Swap Decrease Long 3,469 61.3715 GBP
930 61.5550 GBP
136 61.5924 GBP
438 61.5953 GBP
352 61.6712 GBP
216 61.6732 GBP
70 61.6757 GBP
69 61.7108 GBP
436 61.7255 GBP
79 61.7763 GBP
49 61.7847 GBP
132 61.7848 GBP
196 61.7883 GBP
53 61.7930 GBP
140 61.7933 GBP
1,238 61.7971 GBP
2,089 61.8368 GBP
36 61.8403 GBP
56 61.8438 GBP
1,006 61.8487 GBP
617 61.8489 GBP
2,350 61.8506 GBP
91 61.8676 GBP
200 61.8936 GBP
29 61.9304 GBP
224 61.9343 GBP
1,260 61.9395 GBP
17 61.9666 GBP
3 62.0082 GBP
1,105 62.0714 GBP
1,690 62.1128 GBP
7 62.1428 GBP
2,395 62.1455 GBP
28 62.1478 GBP
1,023 62.1583 GBP
144 62.2290 GBP
28 71.6586 EUR
Decrease Short 115 61.5292 GBP
565 61.5957 GBP
12,150 61.6142 GBP
1,567 61.7424 GBP
1,583 61.8826 GBP
75 61.8957 GBP
9,110 61.9227 GBP
1,496 61.9384 GBP
63 61.9498 GBP
2,052 61.9671 GBP
3,337 61.9712 GBP
1,149 62.0386 GBP
73 62.1095 GBP
58 62.1338 GBP
18,641 62.1400 GBP
20,784 62.1416 GBP
49 62.1440 GBP
1,532 62.1471 GBP
6,077 62.1495 GBP
396 62.1658 GBP
928 62.2100 GBP
61 62.2115 GBP
155 62.2338 GBP
12,210 83.4997 GBP
Increase Long 66 61.5550 GBP
12,785 61.7462 GBP
1,772 61.8233 GBP
2,051 62.0831 GBP
230 62.1273 GBP
14,118 62.1397 GBP
Increase Short 2,700 61.3094 GBP
3,800 61.4341 GBP
5,813 61.4700 GBP
1,237 61.6330 GBP
17 61.6507 GBP
232 61.6865 GBP
50 61.7587 GBP
2,229 61.8351 GBP
54,360 61.9075 GBP
1,248 61.9369 GBP
5 61.9910 GBP
247 62.0029 GBP
13,410 62.0613 GBP
4,191 62.0647 GBP
2,007 62.0669 GBP
400 62.1809 GBP
Opening a long position 878 61.9491 GBP
308 61.9827 GBP
9,518 62.0346 GBP
470 62.0846 GBP
23,100 62.1400 GBP
Opening a short position 729 61.8451 GBP
754 62.0139 GBP
109 62.0719 GBP
23,918 62.1400 GBP
8,764 62.1406 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary Equity Swap Opening a long position 2,600 72.7876 AUD
24,259 143.8866 AUD
4,214 145.5009 AUD
100 145.5825 AUD
587 146.0660 AUD
2,600 146.2966 AUD
Opening a short position 942 98.0177 AUD
767 98.3041 AUD
12 144.5531 AUD
2,320 144.7947 AUD
506 144.8107 AUD
1,338 145.7477 AUD
100 145.7690 AUD
10,101 145.9244 AUD
868 145.9368 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 23 January 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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. END FERAKNBQABKDDDB
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