REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto Limited
12/01/2026 13:30
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RNS Number : 5600O UBS AG (EPT) 12 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 09 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Buy 3013714 148.55471 AUD 71.5537787 GBP
Ordinary Sell 3024710 148.55471 AUD 71.5537787 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary CFD Long 5546 144.813516 AUD
Ordinary CFD Long 3 143.026666666667 AUD
Ordinary CFD Long 1352 142.963425 AUD
Ordinary CFD Long 19163 142.900951 AUD
Ordinary CFD Long 5762 144.175566 AUD
Ordinary CFD Long 48902 145.752816 AUD
Ordinary CFD Long 61390 143.749800130314 AUD
Ordinary CFD Long 33923 142.944455 AUD
Ordinary CFD Long 16 142.92 AUD
Ordinary CFD Long 380 144.814526 AUD
Ordinary CFD Long 167751 144.483870038701 AUD
Ordinary CFD Long 2235 142.96004705047 AUD
Ordinary CFD Long 36080 144.214990099902 AUD
Ordinary CFD Long 348 143.474109 AUD
Ordinary CFD Long 60000 143.164702333333 AUD
Ordinary CFD Long 49267 143.845090222664 AUD
Ordinary CFD Long 733 144.753697135061 AUD
Ordinary CFD Long 861600 143.06 AUD
Ordinary CFD Long 95598 144.047769 AUD
Ordinary CFD Long 21128 143.031388 AUD
Ordinary CFD Long 84868 144.356037 AUD
Ordinary CFD Long 73983 144.138913 AUD
Ordinary CFD Long 1237 144.885052546483 AUD
Ordinary CFD Long 937 143.32022411953 AUD
Ordinary CFD Long 336 143.111458 AUD
Ordinary CFD Long 12049 145.058345920823 AUD
Ordinary CFD Long 24114 143.198294 AUD
Ordinary CFD Long 12 142.996667 AUD
Ordinary CFD Long 73400 144.00205 AUD
Ordinary CFD Long 23349 143.059999801482 AUD
Ordinary CFD Long 1909 144.212532700629 AUD
Ordinary CFD Long 250 144.151744 AUD
Ordinary CFD Long 92 144.511848 AUD
Ordinary CFD Long 37 145.299459 AUD
Ordinary CFD Long 286 144.352762 AUD
Ordinary CFD Long 21732 144.034777 AUD
Ordinary CFD Long 19163 143.787099 AUD
Ordinary CFD Short 55800 143.9438 AUD
Ordinary CFD Short 169 142.76834755 AUD
Ordinary CFD Short 9000 144.64467106 AUD
Ordinary CFD Short 18889 144.576352 AUD
Ordinary CFD Short 123 144.907398 AUD
Ordinary CFD Short 213333 144.224692063079 AUD
Ordinary CFD Short 9314 143.06000026 AUD
Ordinary CFD Short 8582 143.454114158557 AUD
Ordinary CFD Short 36139 144.13840089599 AUD
Ordinary CFD Short 348 143.063448 AUD
Ordinary CFD Short 518 143.072876 AUD
Ordinary CFD Short 4000 144.9646 AUD
Ordinary CFD Short 859277 143.06 AUD
Ordinary CFD Short 1300 95.855213 USD
Ordinary CFD Short 2350 71.553777 GBP
Ordinary CFD Short 150 72.059858 GBP
Ordinary CFD Short 20700 145.1138 AUD
Ordinary CFD Short 95725 144.670224 AUD
Ordinary CFD Short 200 143.108016 AUD
Ordinary CFD Short 2208 143.058804 AUD
Ordinary CFD Short 1468 143.161424 AUD
Ordinary CFD Short 47800 143.03016 AUD
Ordinary CFD Short 119531 144.004384 AUD
Ordinary CFD Short 72320 144.168943 AUD
Ordinary CFD Short 1178 145.146990999677 AUD
Ordinary CFD Short 5455 145.25555065 AUD
Ordinary CFD Short 1026 142.997934 AUD
Ordinary CFD Short 18600 143.4194 AUD
Ordinary CFD Short 16206 143.074306 AUD
Ordinary CFD Short 28622 143.061342 AUD
Ordinary CFD Short 1000 148.554705 AUD
Ordinary CFD Short 10864 143.015331516464 AUD
Ordinary CFD Short 1984 145.782363107879 AUD
Ordinary CFD Short 122387 143.272822 AUD
Ordinary CFD Short 175861 143.701047 AUD
Ordinary CFD Short 42493 144.217409365274 AUD
Ordinary CFD Short 29 142.831771389655 AUD
Ordinary CFD Short 5020 143.364698280478 AUD
Ordinary CFD Short 531 97.6700471630895 USD
Ordinary CFD Short 4167 143.852049 AUD
Ordinary CFD Short 1954 144.451048 AUD
Ordinary CFD Short 132 143.27553 AUD
Ordinary CFD Short 18773 144.2805 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 12 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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