REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto Limited
14/01/2026 12:00
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RNS Number : 9074O UBS AG (EPT) 14 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 13 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary Buy 741272 146.60000 AUD 121.59300 AUD
Ordinary Sell 740774 146.56445 AUD 121.59300 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary CFD Long 34262 146.159501 AUD
Ordinary CFD Long 2507 143.27 AUD
Ordinary CFD Long 25445 146.081273 AUD
Ordinary CFD Long 17403 145.702351 AUD
Ordinary CFD Long 3000 145.702453 AUD
Ordinary CFD Long 28 146.121964 AUD
Ordinary CFD Long 147 145.779523809524 AUD
Ordinary CFD Long 10524 146.027253 AUD
Ordinary CFD Long 492 145.781098 AUD
Ordinary CFD Long 56233 145.947939 AUD
Ordinary CFD Long 59718 145.782198 AUD
Ordinary CFD Long 20257 145.870797255314 AUD
Ordinary CFD Long 8404 145.53 AUD
Ordinary CFD Long 1443 143.50675 AUD
Ordinary CFD Long 5213 146.5644466 AUD
Ordinary CFD Long 1420 146.052261692113 AUD
Ordinary CFD Long 55683 146.024171 AUD
Ordinary CFD Short 51841 145.895913 AUD
Ordinary CFD Short 30332 145.965335 AUD
Ordinary CFD Short 350 146.412886 AUD
Ordinary CFD Short 42676 145.772989 AUD
Ordinary CFD Short 207 145.53 AUD
Ordinary CFD Short 35640 145.737776 AUD
Ordinary CFD Short 50000 72.653841 GBP
Ordinary CFD Short 310 145.813516 AUD
Ordinary CFD Short 52 145.76 AUD
Ordinary CFD Short 36858 145.739942 AUD
Ordinary CFD Short 34 146.067058823529 AUD
Ordinary CFD Short 1473 145.812478 AUD
Ordinary CFD Short 657 145.766834094368 AUD
Ordinary CFD Short 200 145.716438 AUD
Ordinary CFD Short 5 145.764 AUD
Ordinary CFD Short 380 145.693658 AUD
Ordinary CFD Short 1063 146.040898 AUD
Ordinary CFD Short 2671 145.849131 AUD
Ordinary CFD Short 44 146.059484966818 AUD
Ordinary CFD Short 70665 145.809746 AUD
Ordinary CFD Short 2507 145.605644 AUD
Ordinary CFD Short 1083 146.43162 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 14 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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