REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
12/01/2026 13:15
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RNS Number : 5596O UBS AG (EPT) 12 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 09 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 807082 70.43162 EUR 60.02000 GBP
10p ordinary Sell 786324 70.52000 EUR 59.97000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 8399 81.29903 USD 81.13000 USD
ADR Sell 3800 81.29903 USD 81.25976 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 8 60.25 GBP
10p ordinary CFD Long 31 60.98 GBP
10p ordinary CFD Long 128 60.47 GBP
10p ordinary CFD Long 103 69.65252427 EUR
10p ordinary CFD Long 18300 60.6208743169016 GBP
10p ordinary CFD Long 1000 60.7 GBP
10p ordinary CFD Long 35492 60.406334 GBP
10p ordinary CFD Long 13401 60.473248 GBP
10p ordinary CFD Long 3 69.9466666666667 EUR
10p ordinary CFD Long 100000 60.242844 GBP
10p ordinary CFD Long 365 69.67975342 EUR
10p ordinary CFD Long 23 69.51 EUR
10p ordinary CFD Long 115 60.0588 GBP
10p ordinary CFD Long 9179 60.40629 GBP
10p ordinary CFD Long 82 60.193538 GBP
10p ordinary CFD Long 980 60.2359996 GBP
10p ordinary CFD Long 1975 60.26739974 GBP
10p ordinary CFD Long 181 60.93 GBP
10p ordinary CFD Long 6 60.8 GBP
10p ordinary CFD Long 60 60.895 GBP
10p ordinary CFD Long 6 60.39 GBP
10p ordinary CFD Long 140 60.44 GBP
10p ordinary CFD Long 409 60.24929993 GBP
10p ordinary CFD Long 823 60.23220022 GBP
10p ordinary CFD Long 6000 60.506667 GBP
10p ordinary CFD Long 671 60.426751 GBP
10p ordinary CFD Long 626 60.50332268 GBP
10p ordinary CFD Long 132 60.670833 GBP
10p ordinary CFD Long 321 60.499093 GBP
10p ordinary CFD Long 294 60.503922 GBP
10p ordinary CFD Long 221 69.6405322 EUR
10p ordinary CFD Long 7 70.52 EUR
10p ordinary CFD Long 43310 60.429704 GBP
10p ordinary CFD Long 27070 60.525157548 GBP
10p ordinary CFD Long 75500 60.5752 GBP
10p ordinary CFD Long 40000 60.924438 GBP
10p ordinary CFD Long 20000 60.520537 GBP
10p ordinary CFD Long 1412 69.845793 EUR
10p ordinary CFD Long 104253 60.408913 GBP
10p ordinary CFD Long 382 60.17 GBP
10p ordinary CFD Long 408 60.77 GBP
10p ordinary CFD Long 217 60.86 GBP
10p ordinary CFD Long 346 60.208613 GBP
10p ordinary CFD Long 11 60.27 GBP
10p ordinary CFD Long 379 60.16 GBP
10p ordinary CFD Long 55 60.895091 GBP
10p ordinary CFD Long 89 60.87 GBP
10p ordinary CFD Long 400 60.335 GBP
10p ordinary CFD Long 26 60.485 GBP
10p ordinary CFD Long 87 60.91 GBP
10p ordinary CFD Long 53 60.925 GBP
10p ordinary CFD Long 5 60.18 GBP
10p ordinary CFD Long 70 60.15 GBP
10p ordinary CFD Long 274 60.82 GBP
10p ordinary CFD Long 1663 61.0 GBP
10p ordinary CFD Long 65 61.07 GBP
10p ordinary CFD Long 515 60.4 GBP
10p ordinary CFD Long 68 61.02 GBP
10p ordinary CFD Long 103 61.008058 GBP
10p ordinary CFD Long 327 60.72 GBP
10p ordinary CFD Long 569 60.6 GBP
10p ordinary CFD Short 12 60.57 GBP
10p ordinary CFD Short 18400 61.0412886133 GBP
10p ordinary CFD Short 6100 60.9098320504 GBP
10p ordinary CFD Short 246784 60.157453 GBP
10p ordinary CFD Short 14324 60.157454 GBP
10p ordinary CFD Short 3513 61.11222032 GBP
10p ordinary CFD Short 21435 60.44953778 GBP
10p ordinary CFD Short 18849 60.44953767 GBP
10p ordinary CFD Short 54 70.32 EUR
10p ordinary CFD Short 676 61.11221893 GBP
10p ordinary CFD Short 13020 60.40980493 GBP
10p ordinary CFD Short 1836 61.11222222 GBP
10p ordinary CFD Short 74 69.9127027 EUR
10p ordinary CFD Short 1198 60.7724 GBP
10p ordinary CFD Short 243 60.428189 GBP
10p ordinary CFD Short 12 60.0691666666667 GBP
10p ordinary CFD Short 6000 60.55 GBP
10p ordinary CFD Short 1807 60.72337 GBP
10p ordinary CFD Short 89 60.062883 GBP
10p ordinary CFD Short 52 60.06 GBP
10p ordinary CFD Short 10974 60.059982 GBP
10p ordinary CFD Short 442 60.4703141560995 GBP
10p ordinary CFD Short 34 61.11235294 GBP
10p ordinary CFD Short 1242 69.928357 EUR
10p ordinary CFD Short 12902 60.353747 GBP
10p ordinary CFD Short 6 69.54 EUR
10p ordinary CFD Short 4029 60.0658126181633 GBP
10p ordinary CFD Short 594 60.1312940184175 GBP
10p ordinary CFD Short 57000 60.5000742896247 GBP
10p ordinary CFD Short 500 60.9859109827831 GBP
10p ordinary CFD Short 921 60.4524550955527 GBP
10p ordinary CFD Short 2652 60.4339 GBP
10p ordinary CFD Short 4235 60.581817 GBP
10p ordinary CFD Short 2875 61.11221913 GBP
10p ordinary CFD Short 514 69.7417509696498 EUR
10p ordinary CFD Short 187 60.268508 GBP
10p ordinary CFD Short 12777 60.47278195 GBP
10p ordinary CFD Short 7648 60.0657925166266 GBP
10p ordinary CFD Short 1128 60.1311362673404 GBP
10p ordinary CFD Short 1 69.8 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 12 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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