REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
13/01/2026 11:45
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RNS Number : 7260O UBS AG (EPT) 13 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 12 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 800646 70.91000 EUR 60.10262 GBP
10p ordinary Sell 718435 121.86441 AUD 60.10262 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 3721 81.296326 USD 81.13000 USD
ADR Sell 8263 81.296326 USD 81.85000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 816 61.35 GBP
10p ordinary CFD Long 1447 70.3081548 EUR
10p ordinary CFD Long 446 70.4654484304933 EUR
10p ordinary CFD Long 24511 121.5115139 AUD
10p ordinary CFD Long 424 69.8225000025 EUR
10p ordinary CFD Long 1453 60.55939776 GBP
10p ordinary CFD Long 300 61.0886 GBP
10p ordinary CFD Long 99 70.7496717181818 EUR
10p ordinary CFD Long 24 61.208307 GBP
10p ordinary CFD Long 59 60.985085 GBP
10p ordinary CFD Long 41 61.165 GBP
10p ordinary CFD Long 340 60.860338 GBP
10p ordinary CFD Long 70 61.095 GBP
10p ordinary CFD Long 76 61.075 GBP
10p ordinary CFD Long 834 60.99512 GBP
10p ordinary CFD Long 67 60.88 GBP
10p ordinary CFD Long 55 61.21 GBP
10p ordinary CFD Long 27 60.87 GBP
10p ordinary CFD Long 70 61.12 GBP
10p ordinary CFD Long 29 61.125172 GBP
10p ordinary CFD Long 45 61.125 GBP
10p ordinary CFD Long 102 61.085 GBP
10p ordinary CFD Long 73 61.16 GBP
10p ordinary CFD Long 508 60.83 GBP
10p ordinary CFD Long 7047 61.000153 GBP
10p ordinary CFD Long 253 70.91 EUR
10p ordinary CFD Long 773 60.507788 GBP
10p ordinary CFD Long 296 60.575882 GBP
10p ordinary CFD Long 37 60.569189 GBP
10p ordinary CFD Long 32 60.6653125 GBP
10p ordinary CFD Long 292 70.63893836 EUR
10p ordinary CFD Long 281 70.05538764 EUR
10p ordinary CFD Long 65844 121.8644 AUD
10p ordinary CFD Long 131 70.81572519 EUR
10p ordinary CFD Long 8563 60.7523496438982 GBP
10p ordinary CFD Long 5500 60.59736 GBP
10p ordinary CFD Long 750 60.764 GBP
10p ordinary CFD Long 101 60.6609524782178 GBP
10p ordinary CFD Short 6 60.11 GBP
10p ordinary CFD Short 917 60.5234351491821 GBP
10p ordinary CFD Short 2117 60.9072845 GBP
10p ordinary CFD Short 842 60.9067 GBP
10p ordinary CFD Short 237 61.0988 GBP
10p ordinary CFD Short 181 60.5505 GBP
10p ordinary CFD Short 216 60.9460004 GBP
10p ordinary CFD Short 94 60.95139986 GBP
10p ordinary CFD Short 65 70.72 EUR
10p ordinary CFD Short 957 62.12473182 GBP
10p ordinary CFD Short 814 60.360319 GBP
10p ordinary CFD Short 135 60.880913 GBP
10p ordinary CFD Short 111 60.934234 GBP
10p ordinary CFD Short 48 60.43520833 GBP
10p ordinary CFD Short 225 69.546489 EUR
10p ordinary CFD Short 3 69.62087025 EUR
10p ordinary CFD Short 209544 60.46 GBP
10p ordinary CFD Short 9 70.91 EUR
10p ordinary CFD Short 4993 61.3546012499499 GBP
10p ordinary CFD Short 4056 60.8052479215286 GBP
10p ordinary CFD Short 463 61.3208639308855 GBP
10p ordinary CFD Short 300 60.4848666666667 GBP
10p ordinary CFD Short 5781 60.8262 GBP
10p ordinary CFD Short 500 60.471 GBP
10p ordinary CFD Short 44194 60.63201464 GBP
10p ordinary CFD Short 9523 61.3546012500262 GBP
10p ordinary CFD Short 7227 60.815276173653 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
10p ordinary Call Purchasing 3301 67.436 GBP European 09 February 2026 0.3374 GBP
10p ordinary Call Purchasing 3301 67.436 GBP European 09 February 2026 0.3374 GBP
10p ordinary Call Selling 3301 67.436 GBP European 09 February 2026 0.3374 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 13 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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. END FERFXLFFQFLLBBE
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