REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
14/01/2026 12:00
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20260114:nRSN9088Oa&default-theme=true
RNS Number : 9088O UBS AG (EPT) 14 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 13 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 307370 62.46000 GBP 61.24355 GBP
10p ordinary Sell 430737 62.46517 GBP 61.24355 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 20000 61.660521 GBP
10p ordinary CFD Long 8 70.98691265 EUR
10p ordinary CFD Long 292 62.0296459150685 GBP
10p ordinary CFD Long 708 61.82330712 GBP
10p ordinary CFD Long 174 61.708 GBP
10p ordinary CFD Long 842 61.9545 GBP
10p ordinary CFD Long 259 62.1314 GBP
10p ordinary CFD Long 1003 61.555 GBP
10p ordinary CFD Long 2701 61.5549981488338 GBP
10p ordinary CFD Long 34 61.573103 GBP
10p ordinary CFD Long 33 61.563843 GBP
10p ordinary CFD Long 1 61.554292 GBP
10p ordinary CFD Long 802 71.457855 EUR
10p ordinary CFD Long 71 61.68 GBP
10p ordinary CFD Long 24 61.655 GBP
10p ordinary CFD Long 43 61.575 GBP
10p ordinary CFD Long 103 61.705 GBP
10p ordinary CFD Long 92 61.675 GBP
10p ordinary CFD Long 59 61.565085 GBP
10p ordinary CFD Long 38 61.59 GBP
10p ordinary CFD Long 28 61.85 GBP
10p ordinary CFD Long 66 62.41 GBP
10p ordinary CFD Long 67 62.45 GBP
10p ordinary CFD Long 31 62.435 GBP
10p ordinary CFD Long 25 62.2352 GBP
10p ordinary CFD Long 11058 61.989369 GBP
10p ordinary CFD Long 42 62.37 GBP
10p ordinary CFD Long 22 62.145 GBP
10p ordinary CFD Long 25 62.275 GBP
10p ordinary CFD Long 31 61.605 GBP
10p ordinary CFD Long 77 61.735065 GBP
10p ordinary CFD Long 38 61.74 GBP
10p ordinary CFD Long 84 61.8 GBP
10p ordinary CFD Long 34 61.69 GBP
10p ordinary CFD Long 34 61.76 GBP
10p ordinary CFD Long 37 61.63 GBP
10p ordinary CFD Long 91 61.57 GBP
10p ordinary CFD Long 190 61.815 GBP
10p ordinary CFD Long 1032 62.01093 GBP
10p ordinary CFD Long 35 61.603647 GBP
10p ordinary CFD Long 48325 62.14057 GBP
10p ordinary CFD Short 78 71.90089744 EUR
10p ordinary CFD Short 3205 61.4864520082215 GBP
10p ordinary CFD Short 17667 61.6912056376295 GBP
10p ordinary CFD Short 13433 62.1443497357254 GBP
10p ordinary CFD Short 2701 61.5549981488338 GBP
10p ordinary CFD Short 328 61.8937 GBP
10p ordinary CFD Short 100 61.94 GBP
10p ordinary CFD Short 185 71.86291892 EUR
10p ordinary CFD Short 1181 62.055123 GBP
10p ordinary CFD Short 11202 61.8521331 GBP
10p ordinary CFD Short 6112 61.4865892283966 GBP
10p ordinary CFD Short 9 71.86555556 EUR
10p ordinary CFD Short 292 62.14 GBP
10p ordinary CFD Short 636 71.565833335 EUR
10p ordinary CFD Short 441 62.07134583 GBP
10p ordinary CFD Short 200 62.133 GBP
10p ordinary CFD Short 10 71.892 EUR
10p ordinary CFD Short 147 62.09950005 GBP
10p ordinary CFD Short 697 71.386284 EUR
10p ordinary CFD Short 63 61.99239976 GBP
10p ordinary CFD Short 382 62.100932 GBP
10p ordinary CFD Short 354 62.05206215 GBP
10p ordinary CFD Short 286 61.948357 GBP
10p ordinary CFD Short 72 61.905972 GBP
10p ordinary CFD Short 292 71.88106164 EUR
10p ordinary CFD Short 103 71.71089638 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
10p ordinary Call Purchasing 6146 67.13 GBP European 10 February 2026 0.39148 GBP
10p ordinary Call Selling 6146 67.13 GBP European 10 February 2026 0.39148 GBP
10p ordinary Call Purchasing 6146 67.13 GBP European 10 February 2026 0.39148 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 14 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERFZLFFQFLEBBX
Copyright 2019 Regulatory News Service, all rights reservedRecent news on Rio Tinto
See all newsREG - Rio Tinto - Director/PDMR Shareholding
AnnouncementREG - Rio Tinto - Application for Admission
AnnouncementREG - Rio Tinto - Total Voting Rights
AnnouncementREG - Rio Tinto - Director/PDMR Shareholding
AnnouncementREG - Rio Tinto - Director/PDMR Shareholding
Announcement