REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
15/01/2026 12:00
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RNS Number : 0964P UBS AG (EPT) 15 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 14 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 147807 63.55954 GBP 62.26000 GBP
10p ordinary Sell 555775 63.55000 GBP 62.10893 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 8579 85.70038 USD 85.50710 USD
ADR Sell 15614 85.70038 USD 85.12000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 10300 62.5157660194175 GBP
10p ordinary CFD Long 16093 62.10892997 GBP
10p ordinary CFD Long 223 62.68 GBP
10p ordinary CFD Long 5218 62.4488346454 GBP
10p ordinary CFD Long 11640 63.447612 GBP
10p ordinary CFD Long 333 63.412538 GBP
10p ordinary CFD Long 6063 63.12101765 GBP
10p ordinary CFD Long 1099 63.447607 GBP
10p ordinary CFD Long 1205 63.44761 GBP
10p ordinary CFD Long 960 63.3069341333333 GBP
10p ordinary CFD Long 133034 63.55 GBP
10p ordinary CFD Long 3738 63.18086873 GBP
10p ordinary CFD Long 47 63.055 GBP
10p ordinary CFD Long 24 63.435 GBP
10p ordinary CFD Long 70 63.3 GBP
10p ordinary CFD Long 741 63.32 GBP
10p ordinary CFD Long 55 63.2 GBP
10p ordinary CFD Long 27 63.395185 GBP
10p ordinary CFD Long 71 63.08 GBP
10p ordinary CFD Long 84 63.24 GBP
10p ordinary CFD Long 26 63.045 GBP
10p ordinary CFD Long 25 63.1 GBP
10p ordinary CFD Long 12 63.47 GBP
10p ordinary CFD Long 58 63.38 GBP
10p ordinary CFD Long 31 63.21 GBP
10p ordinary CFD Long 42 63.19 GBP
10p ordinary CFD Long 60 63.205 GBP
10p ordinary CFD Long 11 63.225455 GBP
10p ordinary CFD Long 60 63.14 GBP
10p ordinary CFD Long 106113 63.465885 GBP
10p ordinary CFD Long 33 63.235152 GBP
10p ordinary CFD Long 18 62.765 GBP
10p ordinary CFD Long 18 62.7 GBP
10p ordinary CFD Long 516 62.81 GBP
10p ordinary CFD Long 28 62.75 GBP
10p ordinary CFD Long 45 62.435 GBP
10p ordinary CFD Long 35 62.47 GBP
10p ordinary CFD Long 61 62.53 GBP
10p ordinary CFD Long 17 62.8 GBP
10p ordinary CFD Long 315 62.26 GBP
10p ordinary CFD Long 61 62.35 GBP
10p ordinary CFD Long 15 62.405333 GBP
10p ordinary CFD Long 169 62.34503 GBP
10p ordinary CFD Long 82 62.37 GBP
10p ordinary CFD Long 37 62.33 GBP
10p ordinary CFD Long 1245 63.036731 GBP
10p ordinary CFD Long 122 72.11893443 EUR
10p ordinary CFD Long 108 72.07888889 EUR
10p ordinary CFD Long 28011 63.447611 GBP
10p ordinary CFD Short 58 73.11431034 EUR
10p ordinary CFD Short 16 73.32 EUR
10p ordinary CFD Short 4493 63.2801081751862 GBP
10p ordinary CFD Short 227 63.5547662511013 GBP
10p ordinary CFD Short 3443 63.5544496079001 GBP
10p ordinary CFD Short 157 63.2799363057325 GBP
10p ordinary CFD Short 12864 85.0839974 USD
10p ordinary CFD Short 810 73.2455678983457 EUR
10p ordinary CFD Short 5886 63.191615 GBP
10p ordinary CFD Short 8567 63.280227845241 GBP
10p ordinary CFD Short 433 63.5547662494226 GBP
10p ordinary CFD Short 1201 63.55 GBP
10p ordinary CFD Short 263 73.2379467691255 EUR
10p ordinary CFD Short 371 73.1314285742857 EUR
10p ordinary CFD Short 279 63.5595340501792 GBP
10p ordinary CFD Short 4700 63.4611 GBP
10p ordinary CFD Short 858 63.3042 GBP
10p ordinary CFD Short 705 63.4616 GBP
10p ordinary CFD Short 471 63.3057 GBP
10p ordinary CFD Short 97 73.2172164993814 EUR
10p ordinary CFD Short 795 63.559534591195 GBP
10p ordinary CFD Short 170 63.45439956 GBP
10p ordinary CFD Short 3 63.476667 GBP
10p ordinary CFD Short 2224 63.555084 GBP
10p ordinary CFD Short 69 63.43329967 GBP
10p ordinary CFD Short 855 63.426924 GBP
10p ordinary CFD Short 899 63.251212 GBP
10p ordinary CFD Short 35 62.758 GBP
10p ordinary CFD Short 856 63.21213785 GBP
10p ordinary CFD Short 157 62.422815 GBP
10p ordinary CFD Short 327 72.471376 EUR
10p ordinary CFD Short 89 73.1511236 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 15 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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