REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc
20/01/2026 12:00
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RNS Number : 6206P UBS AG (EPT) 20 January 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Rio Tinto Limited
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
Rio Tinto Limited
(d) Date dealing undertaken: 19 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 327542 63.84512 GBP 63.20000 GBP
10p ordinary Sell 338830 63.92000 GBP 63.18500 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Limited ordinary Buy 451829 149.53667 AUD 147.00000 AUD
Limited ordinary Sell 444224 149.53667 AUD 147.03629 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 21 63.43 GBP
10p ordinary CFD Long 5851 126.675855 AUD
10p ordinary CFD Long 2900 63.5014206896552 GBP
10p ordinary CFD Long 2 73.2462 EUR
10p ordinary CFD Long 125 63.42424 GBP
10p ordinary CFD Long 55 73.29945455 EUR
10p ordinary CFD Long 14 63.38920762 GBP
10p ordinary CFD Long 52 63.499423 GBP
10p ordinary CFD Long 86 63.381491 GBP
10p ordinary CFD Long 12 73.06333333 EUR
10p ordinary CFD Long 985 63.396034 GBP
10p ordinary CFD Long 100 63.585 GBP
10p ordinary CFD Long 485 63.87 GBP
10p ordinary CFD Long 109 63.92 GBP
10p ordinary CFD Long 370 63.8 GBP
10p ordinary CFD Long 6015 63.727779 GBP
10p ordinary CFD Long 154 63.42 GBP
10p ordinary CFD Long 75 73.26 EUR
10p ordinary CFD Long 7 73.26142857 EUR
10p ordinary CFD Long 27 73.1870858740741 EUR
10p ordinary CFD Long 2940 63.3610563168 GBP
10p ordinary CFD Long 37 63.4252427567568 GBP
10p ordinary CFD Long 321 63.354707 GBP
10p ordinary CFD Long 2292 63.258462 GBP
10p ordinary CFD Long 88 63.204368 GBP
10p ordinary CFD Long 22175 63.241032 GBP
10p ordinary CFD Long 69 63.4252427536232 GBP
10p ordinary CFD Long 180 63.4645 GBP
10p ordinary CFD Short 300 63.3044333333333 GBP
10p ordinary CFD Short 589 63.497284 GBP
10p ordinary CFD Short 147 63.415314 GBP
10p ordinary CFD Short 358 73.049832 EUR
10p ordinary CFD Short 27 72.99 EUR
10p ordinary CFD Short 3738 63.397 GBP
10p ordinary CFD Short 100 63.4495 GBP
10p ordinary CFD Short 108 63.4 GBP
10p ordinary CFD Short 571 63.4128 GBP
10p ordinary CFD Short 613 63.4249 GBP
10p ordinary CFD Short 530 63.388 GBP
10p ordinary CFD Short 40 73.22 EUR
10p ordinary CFD Short 11750 63.6164 GBP
10p ordinary CFD Short 2 63.73 GBP
10p ordinary CFD Short 6536 63.373076524235 GBP
10p ordinary CFD Short 20262 63.3947542500247 GBP
10p ordinary CFD Short 13425 63.50140112 GBP
10p ordinary CFD Short 13702 63.39 GBP
10p ordinary CFD Short 307 72.99687296 EUR
10p ordinary CFD Short 75 73.26 EUR
10p ordinary CFD Short 10625 63.3947542499765 GBP
10p ordinary CFD Short 3428 63.373043171937 GBP
Limited ordinary CFD Long 315 149.269532 AUD
Limited ordinary CFD Long 40205 148.993065 AUD
Limited ordinary CFD Long 11616 149.536668546796 AUD
Limited ordinary CFD Long 7247 149.37999995 AUD
Limited ordinary CFD Long 1081 149.26974098 AUD
Limited ordinary CFD Long 7511 148.532226 AUD
Limited ordinary CFD Long 82 149.48012195122 AUD
Limited ordinary CFD Long 5077 147.036291116801 AUD
Limited ordinary CFD Long 5505 149.38 AUD
Limited ordinary CFD Long 138 149.478841 AUD
Limited ordinary CFD Long 3100 149.254587 AUD
Limited ordinary CFD Long 435 149.108253 AUD
Limited ordinary CFD Long 39524 149.096748 AUD
Limited ordinary CFD Long 159 149.487296 AUD
Limited ordinary CFD Long 18139 149.196469 AUD
Limited ordinary CFD Long 18731 149.115085152955 AUD
Limited ordinary CFD Long 234 149.468419 AUD
Limited ordinary CFD Long 21788 149.22856 AUD
Limited ordinary CFD Long 65794 148.999259 AUD
Limited ordinary CFD Long 674 149.474718 AUD
Limited ordinary CFD Long 89 148.145393 AUD
Limited ordinary CFD Long 900 149.316906 AUD
Limited ordinary CFD Short 3244 148.874972256473 AUD
Limited ordinary CFD Short 48 149.298125 AUD
Limited ordinary CFD Short 1524 149.498956692913 AUD
Limited ordinary CFD Short 27892 149.301454 AUD
Limited ordinary CFD Short 127 149.317874 AUD
Limited ordinary CFD Short 17423 149.39596 AUD
Limited ordinary CFD Short 168 148.33244 AUD
Limited ordinary CFD Short 15125 149.104909 AUD
Limited ordinary CFD Short 47 148.708320660213 AUD
Limited ordinary CFD Short 296 149.078547 AUD
Limited ordinary CFD Short 1124 148.849795373665 AUD
Limited ordinary CFD Short 577 149.525632582322 AUD
Limited ordinary CFD Short 856 148.957196 AUD
Limited ordinary CFD Short 49763 149.110978 AUD
Limited ordinary CFD Short 2486 149.033411 AUD
Limited ordinary CFD Short 30087 148.447882 AUD
Limited ordinary CFD Short 45093 149.115285 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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